Simulation of a multiple input multiple output (mimo) wireless system

Acknowledgements I would like to thank my supervisor Dr. Conor Brennan for his guidance, assistance and approachability throughout this project. I would also like to thank John Diskin for his work on the ray tracing program. Finally I would like to thank my parents and Laura for their support throughout my project. Declaration I hereby declare that, except where otherwise indicated, this document is entirely my own work and has not been submitted in whole or in part to any other university. Abstract This project explores the development of a multiple input multiple output (MIMO) simulator using ray tracing techniques. This project gives an overview of ray tracing techniques, beamforming, MIMO channel models and MIMO systems. It explains the ability of MIMO systems to offer significant capacity increases over traditional wireless systems, by exploiting the phenomenon of multipath. By modelling high frequency radio waves as travelling along localized linear trajectory paths, they can be approximated as rays, just as in optics. The radio environment is then represented using a ray tracing C++ program. I highlight some of the different approaches used to realize a MIMO system, the most important being the Singular Value Decomposition (SVD). I illustrate the development of the MIMO simulator, through explanations of the techniques and algorithms I developed and used. These algorithms model the system under ideal conditions with no noise distortions. I show the use of the MIMO simulator created, and investigate the MIMO channel. The results obtained show the affects of changing the different parameters of the system on the MIMO channel and the radio environment. Finally, in the conclusion, I discuss the future of MIMO systems and recommend further modifications, which could be made to the MIMO simulator, to create a more accurate and efficient system. Table Of Contents CHAPTER 1 - INTRODUCTION .1 CHAPTER 2 - TECHNICAL BACKGROUND .2 2.1MULTIPATH .3 2.2 RAY TRACING .3 2.3 BEAMFORMING .4 2.4 LINEAR ARRAYS 6 2.5 MIMO .7 2.5.1 MIMO Transmission .8 2.5.2 The MIMO Channel H 9 2.6 GAUSSIAN ELIMINATION .10 2.7 SINGULAR VALUE DECOMPOSITION (SVD) 12 CHAPTER 3 – IMPLEMENTATION OF RAY TRACING 13 3.1 RAY TRACING .14 3.1.2 The ray tracing program 14 3.2 CONVERGENCE OF ORDER .26 CHAPTER 4 - IMPLEMENTATION OF MIMO SIMULATOR 30 4.1 GAUSSIAN ELIMINATION .30 4.2 SVD 33 4.2.1 Operation of the SVD algorithm .33 4.2.2 Matlab SVD 35 4.3 FURTHER MODIFICATIONS TO THE RAY TRACING PROGRAM 39 4.4 PLOTTING THE RESULTS 40 4.5 THE MIMO SIMLATOR .41 4.5.1 MIMO simulator users guide 43 CHAPTER 5 – RESULTS 46 5.1 SVD IN FREESPACE 46 iv 5.2 NUMBER OF ELEMENTS IN AN ARRAY 49 Simulation of a MIMO wireless system – John Fitzpatrick 5.3 DIELECTRIC PARAMETERS AND CORRIDOR MODEL 51 CHAPTER 6 - CONCLUSIONS AND FURTHER RESEARCH .55 Matlab code for Beamforming .58 C++ Gaussian Elimination Code 60 Matlab Singular Value Decomposition (SVD) Code .64 Matlab ‘mimo’ Code 66

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d order reflections were hard coded, these needed to be replaced with a dynamic function which could compute all images and rays up to a user specified limit. The first new function I created was ‘make_Nth_order_images’. This function replaces the first and second order functions in the original program. To simplify the way in which images are referenced I created a new array called ‘current_order_images’. This is a 3D array containing 3D image points. The three elements of the array contain the transmitting antenna index, the order of the image, and the images themselves respectively. Using this array simplified the storing of the images into a logical structure making it easier to store and address particular images. ‘make_Nth_order_images’ is ran with the following structure 22 Simulation of a MIMO wireless system – John Fitzpatrick “void make_Nth_order_images(int N, int base_station_index)” When run, it loads the first transmitter location from base station index and sets it as a zero order image. current_order_images[base_station_index][0][0]=base_stations[b ase_station_index] This is done because images that are currently being calculated need to know the location of the previous order image, since images of orders greater than one are an image of an image, as seen previously. For this purpose a temporary array called ‘previous_order_images’ was created to store the image values while the next higher order images are being calculated. The function works by iterating using a ‘for’ loop through all images up to the user specified limit N. At the beginning of this loop the following line is used, previous_order_images[index]=current_order_images[base_station_inde x][y-1][index] This stores all of the current order images to the temporary array previous order images. In the case of the first iteration of the loop, these images will be the base station locations. Another array ‘current_order_images_count’ stores the number of images for each of the current orders. In the case of the first iteration it will be the number of images for a particular base station. The value in this array is used to know how many images exist for a particular order. Due to the complexity of the calculations and the number of images generated, an upper limit on the number of images is specified in ‘max_order’. A control loop checks ‘max_order’ after every iteration to make sure it has not exceeded the predefined limit. If the limit is reached, the program moves on to the next order. This is done so as to control the computational time and computer resources used by the program. The function finds the image of the current order images through each face of each oblong. The object oriented structure of the program, where a face is part of an oblong etc. made this easier than it would have otherwise been. The following segment of code shows how this is achieved. //Iterate for every Oblong for( counter = 0 ; counter < 6 ; counter ++) { //Iterate for each of the 6 Faces in an Oblong the_face = the_building.listoblong(i).face(counter) ; 23 Simulation of a MIMO wireless system – John Fitzpatrick v = previous_order_images[j].listpoint() - the_face.p1() ; component = v*the_face.normal() ; //perpendicular distance from Oblong if(component>0.0) //if the image point lies infront of face { current_order_images[base_station_index][y][image_count] = CImage(previous_order_images[j].listpoint() - the_face.normal()*(2.0*component),i,counter,y,j ) ; This piece of code iterates through each oblong and each face of each oblong. The limit on the loop is set to six as each oblong has six faces. Once a particular face is selected the program then creates a vector from the current point being considered. In the first iteration this is a base station, to the origin point of the face. The origin point can be seen as p1 in figure 3.2. As seen before, the program then computes the dot product of the vector with the normal of the face. This gives a value component. If the value of this component is non-zero then the image exists, and the value of the component is the perpendicular distance from the point to the face. The next line of code looks very complicated but it simply finds the image point through the face. It does this by computing the image, which is twice the perpendicular distance (component) from the point of interest, perpendicularly through the wall. The program then stores this image point in the ‘current_order_images’ array. Once all of the images are known the next step is finding the rays. As with finding the images, the code in the original program was hard coded to compute the first and second order rays. Here two new functions needed to be created ‘find_nth_order_reflected_rays’ and ‘create_nth_order_reflected_rays’. The major functionality is in ‘create_nth_order_reflected_rays’, ‘find_nth_order_reflected_rays’ basically acts as a control loop iterating for each image and order, and calling ‘create_nth_order_reflected_rays’ within each iteration. This function is called in the following manner: create_N_order_reflection_ray(current_order_images[base_statio n_index][k][i] , field_pt ,base_station_index,k); 24 Simulation of a MIMO wireless system – John Fitzpatrick As can be seen, it is passed a particular base station, an image and its order, and also the field point. As seen earlier a ray is made up of nodes, two of these nodes are always the base station and the field point. The intermediary nodes are the nodes that this function needs to find. It does this by finding the point of intersection. The function ‘create_nth_order_reflected_rays’, first determines whether a reflection takes place by finding the dot product of the component and the vector, this was discussed earlier. If a reflection exists the reflection point must be found. This is best explained geometrically with an example and diagram. p3 =the_building.listoblong(ref_oblong).face(ref_face).p1() ; //p3 is point on face p2 = source_point ; //p2 is the field point p1 =TEMP_OF_the_image.listpoint() ; ; //p1 is the location of image As can be seen from the previous piece of code, the function creates three points, • P1 - The image • P2 - The field point • P3 - Origin point of the face The program finds two new vectors P2-P1 and P3-P1. The dot product of these new vectors with the normal of the face, gives the perpendicular distance from the field point to the image point, and the perpendicular distance from the image point to the face, respectively. The program the divides these values to obtain the ratio of the distance between the image and face and the distance between the image and field point. By multiplying this ratio by the P2-P1 vector gives Figure 3-8 Finding the reflection point 25 Simulation of a MIMO wireless system – John Fitzpatrick the distance from the image point to the field point. This vector is added to the image point P1 to give the coordinates of the reflection point. When the reflection points are found the ray is computed. A ray containing a reflection point will be a first order or greater ray. The number of reflections in a ray is equal to the order of the ray. The ‘analyse_direct’ function is initially used to compute the direct ray from a transmitter to a field point with no reflections. This function also finds the transmission points through which each ray passes. In the case of multiple reflections, the ‘analyse_direct’ function is first used from the base station to the first point of reflection, and from this point to the next reflection and so on until the field point is reached. The first ray obtained is the ray from the base station to the first reflection point, which is stored in ‘s2i’ (source to intersection). The next task is to compute the ray between two reflection points, since there may be many reflection points there are many reflection-to-reflection rays. These are stored in array called ‘i2i’ (intersection-to-intersection). The final ray is the one from the last reflection to the field point, which is stored in ‘i2f’ (intersection-to-field point). Once all these rays are computed the source node and field point node are they are combined to create the ray, this is done by the function ‘create_N_order_reflection_ray’, this function returns the complete ray from transmitter to field points. This explains the full operation of the ray tracing program. There are a few more modifications that were made but I will explain these when I explain the function of the overall MIMO simulator program. 3.2 Convergence of order Having modified the program to calculate up to N order reflections, I needed to decide what order to run most of my simulations. As the order is increased, the complexity of the problem increases, and hence the computational time required becomes greater. A trade-off needs to be made between the granularity of the results and the time taken to compute them. 26 Simulation of a MIMO wireless system – John Fitzpatrick To do this I took a sample of ten field points from the same environment computed to different orders. The environment modelled is shown here. Figure 3-9 Sample points for convergence I then plotted each of the results and overlaid them to see could I obtain any convergence between orders up to the third order. Figure 3-10 Convergence graph, Blue =1st, red =2nd, Green 3rd Order As can be seen in the graph, the values at the field points begin to converge even after an order of three. For this reason when modelling most of the environments I used an order of 27 Simulation of a MIMO wireless system – John Fitzpatrick three or four. When computing for orders greater than these the computational time greatly increases, and the extra accuracy obtained does not justify the extra time. For example, the following room was modelled for both 4th and 5th order. The 4th order took approximately 3 ½ hours on a Pentium 3, but approximately 8 hours for the 5th order. Figure 3-11 2D plot of 4th order room with 6 walls 28 Simulation of a MIMO wireless system – John Fitzpatrick Figure 3-12 3D plot of 4th order room with 6 walls 29 Simulation of a MIMO wireless system – John Fitzpatrick Chapter 4 - Implementation of MIMO Simulator 4.1 Gaussian Elimination As discussed earlier Gaussian elimination is a method that can be used to decode at the receiver of a MIMO system, the signal which was transmitted. For Gaussian elimination to work, full channel knowledge needs to be known at the receiver. Put simply the receiver must know the channel matr As part of the project I wrot sian elimination on both real and complex numbers. By e received signal vector the program computes the trans matrices, since the MIMO transmitters and receivers an The full source code for the The first thing that must be This is done by changing t specify the channel matrix, a The function ‘gauss’ is then channel matrix is stored in a in C++ one cannot pass an element of the array is passe ix H. e a C++ program, which uses Gaus inputting the channel matrix and thmitted signal vector. I wrote the program to operate on square systems I was trying to simulate had the same number of d hence produces a square channel matrix. program can be seen in the appendices. specified by the user is the size of the square channel matrix. he value of the integer N. In the main function the user must s shown below for a 2x2 channel matrix. b[0][0]=complex(-1.265,0.8963); b[0][1]=complex(1.109,0.1234); b[1][0]=complex(0.567,-1.64); called and takes in the channel matrix as a parameter. Since the n array ‘b’ this must be passed into the function. Unfortunately array into a function. To pass in the array a pointer to the first d. The pointer is created as follows. 30 Simulation of a MIMO wireless system – John Fitzpatrick //*****Needed to convert 2D array to pointed array bb=(complex **) malloc((unsigned) N*sizeof(complex*)); for(i=0;i<=N-1;i++) bb[i]=b[i]; The ‘gauss’ function takes in the pointer and then creates a temporary array in which it loads the channel matrix. The user is then asked to enter the received signal vector, each element of this vector would be receiv lled ‘a’. The vector ‘a nown as the augment The ‘b’ v nal vector. The nex In this s theory o the code chapter. ed by one of the receive antennas. This vector is stored in an array ca ’ is attached to the end of the channel matrix, this produces what is k ed matrix. The augmented matrix has the following form. ⎥⎦ ⎤⎢⎣ ⎡ 132 010 abb abb alues represent the channel matrix and the ‘a’ values is the received sig t step is the elimination step. //******perform elimination step for(int index=0; index<=N; index++) { complex pivot; for(int row=index+1; row<=N-1; row++) { pivot = -a[row][index]/a[index][index]; for(int column=index+1; column<=N; column++) { tep the pivot equation is found and then used to eliminate the first variable. For the f how this operates see the technical background chapter. The best way to see how al background operates is to follow the steps of the example given in the technic This step is iterated until the system is reduced to triangular form. 31 Simulation of a MIMO wireless system – John Fitzpatrick Then the value obtained by reducing the system to triangular form is then used to solve the equations. This is done using back substitution as discussed earlier. The algorithm to perform this is shown below. //*********perform back substitution step. s[N-1]=a[N-1][N]/a[N-1][N-1]; for (row=N; row>=0; row--) { for(int column=N-1; column>=row+1; column--) { a[row][N]=s[column]*a[row][column]a[row][N]; } I originally wrote this program to perform Gaussian elimination on real numbers. I then imported the ‘complex’ class from the ray tracing program into my code and modified it to perform the Gaussian elimination on complex numbers. Shown below is a screenshot of the final program performing Gaussian elimination on a complex 2x2 matrix. Figure 4-1 Screenshot of Gaussian Elimination program 32 Simulation of a MIMO wireless system – John Fitzpatrick 4.2 SVD As previously discussed in the chapter entitled ‘Technical background’, Gaussian elimination will not work on matrices, which are almost singular. By singular I mean matrices in which all the elements of the matrix have identical or very similar values. With some difficulty, I adapted an algorithm from ‘numerical recipes in C’, to perform singular value decomposition on a square matrix. Although the original algorithm could perform SVD on any arbitrary size matrix, for the MIMO systems I was simulating, the channel matrix was always square. 4.2.1 Operation of the SVD algorithm In the main function the user must set the value of the integer ‘N’ to the size of the square matrix. They must also enter the channel matrix values; this is done in the following segment of code. The array ‘aa’ is 2 dimensional, w matrix and the second being the c represent matrices in C++. The SVD algorithm is called using, ‘int dsvd(float * The parameters taken in by the algo • a = mxn matrix to be decom • m = row dimension of a • n = column dimension of a • w = returns the vector of sin • v = returns the right orthogo aa[0][0]=1.1; aa[0][1]=1.01; aa[0][2]=1.11; aa[1][0]=1.098; aa[1][1]=1.26; aa[1][2]=1.89; ith the first element corresponding to the rows of the olumns of the matrix. This is the most logical way to *a, int m, int n, float *w, float **v)’ rithm are as follows, posed, gets overwritten with u gular values of a nal transformation matrix 33 Simulation of a MIMO wireless system – John Fitzpatrick In the case of the square matrix the value for ‘n’ and ‘m’ are the same and so in the main function both of these are set equal to the value of the integer ‘N’. As previously discussed, in C++ an array cannot be passed directly to a function. Rather a pointer to the first element of the array is passed. In the main function the following piece of code was used to convert the array to a pointed memory location. aa=(float **) malloc((unsigned) N*sizeof(float*)); for(i=0;i<=N-1;i++) aa[i]=a[i]; vv=(float **) malloc((unsigned) N*sizeof(float*)); for(i=0;i<=N-1;i++) vv[i]=v[i]; Since a 2 dimensional array is used to store the matrix, the pointer also needs to be 2 dimensional (i.e. a pointer to a pointer). The ‘malloc’ function is used to assign the memory locations to each of the pointed arrays. The algorithm reads in the array ‘’aa’, which would be the channel matrix, and returns the three matrices of the SVD. To verify the correct functioning of the SVD algorithm for real numbers, the results below can be seen and compared with the results from Matlab verified to be correct. Figure 4-2 Screenshot of C++ SVD program 34 Simulation of a MIMO wireless system – John Fitzpatrick » [U,D,V]=svd(H) U = 0.4886 -0.0413 0.8715 0.6552 0.6770 -0.3352 0.5762 -0.7348 -0.3578 D = 3.7914 0 0 0 0.6440 0 0 0 0.1993 Unfortunately, due to time constraints, I did not succeed in modifying the algorithm to perform SVD on complex matrices. I began modifying it in a similar way as I did the Gaussian elimination program. I first imported the complex class from the ray tracing program and changed all the floating point numbers to complex type. This produced many errors in the code. Since 2 dimensional pointers are used to represent the matrices, and a complex number consists of two values, I had to change each of these pointers into a 4 dimensional pointer. Once again this produced many errors. I finally succeeded in have the SVD program read in the complex values and convert them into a dimensional pointed array. Due to the complex way in which the SVD is performed I simply did not have enough time to try and modify it more to work on complex numbers. For this reason I resorted to using Matlab to perform the SVD. 4.2.2 Matlab SVD The Singular value decomposition in Matlab is used in the following way. Presume a matrix ‘H’. 35 Simulation of a MIMO wireless system – John Fitzpatrick [U,S,V] = SVD(H) This returns a diagonal matrix S, of the same size as ‘H’, with non negative diagonal elements in decreasing order. It also returns the unitary matrices U and V. The values returned are the solutions to the product, H = U*S*V' Due to the fact that the SVD was now being implemented in Matlab and not in C++ as originally planned, I made some more modifications to the C++ program so as to make the MIMO simulator as easy to use as possible. The ray tracing code was modified to calculate the channel matrix ‘H’. The code reads in the locations of the receivers from a user modifiable file called ‘receiver.res’. The format of this file is the same as for the base station locations file. The channel matrix is simply the received field strength magnitude and phase, from each of the transmitting antennas at the receivers. The output of each of the transmitters is normalised to a magnitude of one and a phase of zero, and therefore the field strength at each field point corresponds to the magnitude and phase distortion over that particular propagation path. For example for a three transmitter, three receiver system, there will be nine different values. Each value corresponds to one transmit receive antenna pair. These values correspond to the channel matrix and are written to a file called ‘received_fields.res’. The first task of the Matlab code is to read in these values and create the channel matrix. Due to the order in which the channel matrix is written in the ray tracing program, and the format I needed the matrix to have in Matlab the following piece of code was needed. 36 Simulation of a MIMO wireless system – John Fitzpatrick A temporary matrix called ‘htemp’ is first generated. This is simply a one-column matrix with all the channel matrix values. The size of this matrix is then noted and its square root found. This value ‘N’ represents the MIMO system dimensions. In the case of a three transmitter, three receiver system, ‘N’ would have the value 3. [re, im]=textread('received_fields.res','%f %f'); %Loads in real and imag parts of txt file htemp=complex(re, im); %Creates N^2 size vector of channel matrix values size(htemp); N=ans(1); %Finds size of matrix N index=1; %Converts htemp Vector to H channel Matrix q=1; for R = 1:(sqrt(N)), for C = 1:(sqrt(N)), H(R,C)=htemp(index); if q<=N, index=index+1; end end d The ‘Matrix’ is then converted into a NxN matrix, the order in which this is done is crucial; otherwise the matrix will not be a true representation of the channel. This matrix is the channel matrix ‘H’. The weights are calculated in the following manner. From the system equation: nHsr += For the purpose of simplicity the noise term is discounted. Hsr = The Singular Value Decomposition of the channel matrix ‘H’ gives: TUDVH = Subbing this into the system equation gives: sUDVr T= Since , the equation can be simplified by multiplying both sides by , to give: 1=TUU TU sDVrU TT = 37 Simulation of a MIMO wireless system – John Fitzpatrick From this the weightings can be obtained. The weightings for the transmitters are given by and the weightings for the receivers are given by . TU TDV The weightings are in the form of an NxN matrix, but to be used as weightings for N antennas there needs to be only N elements. In order to obtain the Nx1 matrix needed, I multiply the NxN matrix by an Nx1 matrix. All elements of the Nx1 matrix are equal to a normalised value with a real part value of 1 and with no phase angle. The following piece of Matlab code shows how the SVD and weightings are found. [U,S,V] = svd(H); for l = 1:(sqrt(N)), s(l)=complex(1.0,0); %Creates the normailised transmit weighting vector s end txweights=s*S*(V') %Calculates the transmitter weightings rxweights=s*(U') %Calculates the receiver weightings The calculated weights are then written to two files, ‘receiveweights.res’ and ‘transmitweight.res’. The format that is used by the C++ ray tracing program and Matlab to represent complex numbers is different. The ray tracing program uses a tab delimited format specifying the real part and then the imaginary part of the complex number. Only one complex number is written to each line. Whereas Matlab represents a complex number in the format ‘real+imaginary’, also it Matlab specifies more than one complex number per line. The following piece of code converts from the Matlab format to the format needed to be compatible with the ray tracing program, and writes these values to the files. 38 Simulation of a MIMO wireless system – John Fitzpatrick **************Write rx weights to file**************************** for R = 1:(sqrt(N)), realtemp(R)=real(rxweights(R)); imagtemp(R)=imag(rxweights(R)); end for R = 1:(sqrt(N)), rxtemp(R,1)=realtemp(R); rxtemp(R,2)=imagtemp(R); end rxfile = fopen('receiveweight.res','w'); These calculated weightings create beamforming at both ends of the link. Beams are formed in directions corresponding to the quality of each sub channel. For more on this please see the results section. Here I will show the beams being formed and I will explain this concept in more detail. 4.3 Further modifications to the ray tracing program To make the ray tracing program more user friendly and to create an overall MIMO simulator, further modifications were needed. To calculate the channel matrix, the ray tracing program applies an initial weighting to the transmitting antenna array. This weighting is simply a normalised weighting with a magnitude of one and no phase angle. Once the antenna weightings are calculated from the Matlab code, they need to be applied in the ray tracing At this point th ttern of only the transmitter. If eeded to swap around the dat as plotting the receiver as a tr le. I wanted the ray tracing pro er and receiver simultaneously program and plots obtained. e ray tracing program calculated the field points for a gain pa I was plotting the gain pattern of the receiver antenna, I n a files relating to the receiver and transmitter. Essentially I w ansmitter. For the final MIMO simulator this was unacceptab gram to calculate the gain patterns for both the transmitt and also apply the appropriate weightings to each. 39 Simulation of a MIMO wireless system – John Fitzpatrick I created a new function called ‘read_in_receiver_base_stations’. This function reads in the receiver locations from ‘receiver.res’, and stores them as base stations. The following piece of code shows how this is done. for( i = 0 ; i < NO_OF_STATIONS ; i++) { cinput >> temp1 >> temp2 >> temp3 ; base_stations[i] = CPoint3d(temp1, temp2, temp3 ) ; cout << " base stations at " << base_stations[i] << endl ; The locations of the receiver base stations is stored in an array called ‘base_stations’, this array is also used to store the locations of the transmitter locations. Additionally I created two other functions to read in the antenna weightings which were calculated by Matlab. This functions ‘read_in_receiver_ant_weights’ and ‘read_in_ant_weight’ read in the values from ‘receiveweight.res’ and ‘transmitweight.res’ respectively. For the program to calculate two plots, it essentially iterates twice, once for the transmitter calculations and once for the receiver calculations. To do this, the ‘contour_fields’ function was taken out and replaced with two other functions, ‘contour_fields_tx’ and ‘contour_fields_rx’. The only difference between the original contour fields plot and the two new functions are the locations of the data that is stored and read in, the functionality of both is the same. 4.4 Plotting the results The final part of the MIMO simulator is plotting the results obtained to view the antenna gain patterns. These are plotted in Matlab using the ‘surf’ function. ‘Surf’ is used to view mathematical functions over a rectangular surface. “Surf(X,Y,Z,C) – draws a surface graph of the surface specified by the coordinates ( ). If X and Y are vectors of length m and n respectively, Z has to be a matrix of size m x n, and the surface is defined by ( ). If X and Y are left out, Matlab usues a ijijij ZYX ,, ijij ZYX ,, 40 Simulation of a MIMO wireless system – John Fitzpatrick uniform rectangular grid. The colours are defined by the elements in the Matrix C, and if left out C=Z is used.” [8] The plot obtained from surf is a 3D plot giving. However it is not a 3D plot of the environment modelled for the ray tracing program. As discussed in an earlier section, the ray tracing program takes a cross sectional area through the room, this is 2 dimensional. In surf the X and Y-axis are spatial, whereas the Z-axis represents the magnitude of the electromagnetic field. The varying colour of the plot is a representation of this magnitude. I wrote a Matlab function, called ‘mimo’, to plot both the transmitter and receiver gain patterns, from the results obtained from the ray tracing program. This function can be seen in appendix 4. The ‘mimo’ function reads in the results from the ray tracing program, which are stored in ‘contour_fields_tx.res’ and ‘contour_fields_rx.res’. Although the values calculated by the ray tracing program are complex, having a magnitude and phase, the values stored in these files are real numbers. The magnitude of each field point is calculated from its complex value and this is the value written to ‘contour_fields_tx.res’ and ‘contour_fields_rx.res’. The reason for this is that to obtain a plot of the radio environment only the magnitude is used. The size of the plots obtained is given by the variable ‘NOC’ (number of contours). For all of the plots I calculated I set ‘NOC’ to 55. 4.5 The MIMO Simlator The MIMO simulator is a culmination of all the techniques and programs that have been discussed so far. I have amalgamated all of them to create a user-friendly MIMO simulator. Below is a flow chart of the operation of the MIMO simulator. 41 Simulation of a MIMO wireless system – John Fitzpatrick Building_data.res The ray trace then continues using the appropriate weightings, and calculates the gain plot values. User is then prompted to run ‘mysvd’ in Matlab. This must be done from the location of the program. User executes the raytrace.cpp file, which firstly calculates the channel matrix H Received_fields.res rxweigths.res txweights.res txweights.res rxweigths.res Contour_fields_tx.res Contour_fields_rx.res User modifies the input data files, to set program Base_stations.res Receivers.res Received_fields.res User is then prompted to run ‘mimo’ in Matlab this plots the results. Contour_fields_rx.res Contour_fields_tx.res 42 Simulation of a MIMO wireless system – John Fitzpatrick 4.5.1 MIMO simulator users guide • Below shows the ray tracing program and its structure. The different classes and header files can be seen on the left. The user can modify the number of oblongs, which are to be calculated in the class ‘raytrace.cpp’. Figure 4-3 Screenshot of ray tracing program • Having modified the input data files to the desired parameters, as shown in the ray tracing section, compile and run the ray tracing program. When the program is run the user is prompted to enter the order to which they would like calculate the channel matrix. The higher the order the more accurate the calculation. However it is limited to an order of twelve for reasons of computational time. Figure 4-4 Screenshot “Please enter Order” 43 Simulation of a MIMO wireless system – John Fitzpatrick • At this stage the program will calculate the channel matrix H, and the window below will be displayed. This requests that the user execute ‘mysvd’ in Matlab. This must be done from the folder in which the program is resident. Figure 4-5 Screenshot “Please run ‘mysvd’ ” • When the user runs ‘mysvd’, Matlab creates the weighting files. The user must then type ‘y’ for the program to continue. The user is then prompted to enter the order to which they would like to calculate the antenna gain patterns. I recommend an order of 3 to 4, for reasons of computational time and for reasons of convergence as discussed previously. Once the program completes the user is presented with the following screen and asked to run the function ‘mimo’ in Matlab. Figure 4-6 Screenshot “Please run ‘mimo’“ 44 Simulation of a MIMO wireless system – John Fitzpatrick • When ‘mimo’ is run, it takes in the magnitude values calculated in the ray tracing program and plots the using ‘surf’ in Matlab. From this the following types of plots are obtained. This is a freespace environment with no oblongs. Figure 4-7 Result of ray tracing program, TX antenna in freespace Figure 4-8 Result of ray tracing program, RX antenna in freespace 45 Simulation of a MIMO wireless system – John Fitzpatrick Chapter 5 – Results 5.1 SVD in Freespace The advantage of the Singular Value Decomposition (SVD), when used in a MIMO system can best be seen in freespace. The number of channels available in freespace is only one. This is because in freespace there are no objects to scatter the rays in the environment. The diagonal matrix for the following freespace system is: S = 7.0637 0 0 0 0.0138 0 0 0 0.0000 From this it is clear that there is essentially only one sub channel available. The weightings are calculated from the ‘mysvd’ algorithm and applied to the antenna arrays. When this is done the following plots are obtained. Figure 5- 1 TX freespace antenna gain plot 46 Simulation of a MIMO wireless system – John Fitzpatrick Figure 5-2 RX freespace antenna gain plot Figures 5.1 and 5.2 are the same MIMO system. 5.1 is a plot of the transmitter antenna array gain and 5.2 is a plot of the receiver antenna gain. As can be seen in this freespace example the weights obtained create beamforming of a main lobe in the direction of the opposite end of the link. This can be further seen with another example. The transmitter array is kept in the same position but the receiver array is shifted up. The following plots are obtained. 47 Simulation of a MIMO wireless system – John Fitzpatrick Figure 5-3 TX freespace antenna gain plot with antenna shifted up Figure 5-4 RX freespace antenna gain plot with antenna shifted up 48 Simulation of a MIMO wireless system – John Fitzpatrick From the above two figures, it can seen that the SVD modies the weights to give the optimum signal at the receiver. The main lobe of the antenna gain patterns will always form in the direction of the opposing antenna, when the SVD method is used to calculate the weights. 5.2 Number of elements in an array The number of antenna elements in each array determines the not only the number of channels that are available, but also the width of the lobes. In most of my results I used three element antenna arrays at both the receiver and transmitter. The following plots show the affect of increasing the number of elements in each array. For them assume a receiver is present directly across from the transmitter. Figure 5-5 3 element antenna array 49 Simulation of a MIMO wireless system – John Fitzpatrick Figure 5-6 5 element antenna array Figure 5-7 7 element antenna array 50 Simulation of a MIMO wireless system – John Fitzpatrick As can be seen from the above figures, as the number of elements in the antenna array increases the width of the main lobe decreases. This is due to there being more elements available to create the constructive and destructive interference necessary. 5.3 Dielectric parameters and corridor model The next test I carried out was to look at the effects of different dielectric parameters in the oblongs, on the radio environment. As discussed earlier each oblong has material parameters ε (permittivity), µ (permeability), and δ (conductivity). Changing these parameters will affect the reflectivity of each oblong. Since MIMO relies on the scattering in the environment, an increase in the reflectivity should give an increase in the quality of each sub channel. I essentially combined two experiments into one. One experiment observed the affect of the different dielectric parameters on the radio environment, and one looked at the change in the MIMO channels that this increase in reflectivity causes. For the calculation of the channel matrix each of the antenna elements in the plots have no weighting applied, only the normalised weight. Hence each antenna element is omni directional. The Singular Value Decomposition (SVD), on this channel matrix not only gives the weights, but also gives the relative quality of each sub channel. With the ε (permittivity), µ (permeability), and δ (conductivity) set to the following values respectively 3.0, 1.0, and 0.0 for the both oblongs. 51 Simulation of a MIMO wireless system – John Fitzpatrick Figure 5-8 TX corridor model Figure 5-9 RX corridor model 52 Simulation of a MIMO wireless system – John Fitzpatrick The SVD on the channel matrix for these plots gave the following diagonal matrix: S = 7.5056 0 0 0 5.6567 0 0 0 3.5202 I then changed the dielectric parameters of the oblongs to the following values, ε (permittivity), µ (permeability), and δ (conductivity) set to the following values respectively 20.0, 5.0, and 2.0 for the both oblongs. Figure 5-10 TX corridor model, increased dielectric parameters 53 Simulation of a MIMO wireless system – John Fitzpatrick Figure 5-11 RX corridor model, increased dielectric parameters The SVD on the channel matrix for these plots gave the following diagonal matrix: S = 8.5539 0 0 0 6.0949 0 0 0 4.2386 As can be seen the quality of each of the channels increases due to the increased reflectivity and hence increased scattering in the environment. The plots shown above clearly show how the lobes are formed. The side lobes seen in these plots are steered in such a direction so as to reflect once of an oblong before reaching the receiver. The diagonal matrices from the SVD, show that there are three channels available in the case of two oblongs. 54 Simulation of a MIMO wireless system – John Fitzpatrick Chapter 6 - Conclusions and Further Research The original goal of the project goal was to develop a MIMO simulator this was achieved. The developed program was written in C++ and Matlab. It allows for the simulation of a MIMO system, operating in an indoor 3D radio environment. The program is user friendly and very easily modified to model different indoor environments. Throughout the course of this project I learned a great deal about radio wave propagation and electromagnetics in general. Up to the point of beginning my project I had very little experience in C++, and so I was forced to develop my ability in this area, to become proficient enough to carry out the rather complex C++ aspect of the project. I also further developed my knowledge of Matlab and numerical techniques. Due to time constraints, there are some aspects of the simulator that I would have liked to develop further. The calculation of the Singular Value Decomposition (SVD) is currently performed in Matlab, and the result files imported into the ray tracing part. I would have liked to complete the work I started on creating an SVD algorithm in C++. I have a working SVD algorithm for real numbers only, and I would have liked this to also incorporate complex values. The advantage of this would be in simplifying the operation for the user. The user would not have to use Matlab, but rather, all of the calculations would be carried out automatically in C++. Currently the MIMO simulator takes a rather simplistic view of the channel model, by ignoring noise. Further work in improving the simulator might be to create a more realistic channel model. Noise could be incorporated into the system by not discounting the noise factor in the system model as I did. The noise factor could be modelled as a vector of complex Gaussian values with zero mean. The maximum magnitude of the Gaussian variables could be varied to simulate varying noisy environments. I would have also liked to explore the by simulation the increases in capacity and bit rates offered by MIMO systems. This could be compared with traditional Single input Single Output (SISO) systems, different Multipath environments, and also MIMO systems with varying numbers of antenna elements. 55 Simulation of a MIMO wireless system – John Fitzpatrick There was one unusual problem with the MIMO simulator that I only noticed toward the end of my project. The spacing between each of the antenna elements seems to be crucial. On some occasions when I ran the simulator I obtained strange plots, however when only the antenna elements spacing were changed to different values the simulator worked correctly. I would have like to investigate this problem more to find the cause of the problem. My advice is to use an antenna spacing of 0.37 times the wavelength. All of these improvements could be added into the current MIMO simulator to make it more realistic and more efficient. I thoroughly enjoyed carrying out this project and learnt a great deal. 56 Simulation of a MIMO wireless system – John Fitzpatrick References [1] Deprettere, F. (Ed), “SVD and signal processing: Algorithms, Applications and Architectures”, North Holland, 1988, pp3-43 [2] Durgin, G. “Ray tracing applied to radio wave propagation prediction”, 1998, (21-January-2004) [3] Gesbert, D. et al, “From theory to practice: An overview of MIMO space-time coded wireless systems”, IEEE Journal On Selected Areas In Communications, Vol. 21, No.3, April 2003 [4] Haardt, M and Spencer, Q, “Smart antennas for wireless communications beyond the third generation”, Computer Communications, Vol.26, pp41-45, 2003 [5] Holter, B, “On the capacity of the MIMO channel – A tutorial introduction”, 2001, (17-February-2004) [6] Kreyszig, E., “Advanced Engineering Mathematics”, Wiley, 1988 [7] Litva, J. and Titus Kwok-Yeung Lo, “Digital beamforming in wireless communications”, Arktech House Publishers, 1996, pp1-55 [8] Part-Enander, E. and Sjoberg, A., “The Matlab hanbook 5”, Prentice Hall, 1999 [9] Porrat, D. “The physics of urban cellular systems: Radio wave propagation along streets”, 2001, (22-March-2004) [10] Vcelak, J. et al, “Multiple Input Multiple Output wireless systems”, Electrotechnical Review, 70(4): 234-239, 2003 [11] Ziemelis, J. “Some problems of ray tracing”, 2000, (15-December-2003) [12] “Introduction to the Uniform geometrical theory of diffraction” 57 Simulation of a MIMO wireless system – John Fitzpatrick Appendix 1 Matlab code for Beamforming close all clear all winsize = [1 29 1280 928] ; %winsize = [199 201 874 649] ; fig1 = figure(1) ; set(fig1,'Position',winsize) ; f = 900000000.0 ; omega = 2.0*pi*f ; c = 300000000.0 ; delta_t = 0.25*1/f ; %delta_t = 0.0000000001; lambda = c/f ; wave_number = 2.0*pi/lambda ; numframes= 12 ; no_of_phases = 8 ; %M=moviein(numframes,fig1,winsize); M=moviein(numframes*no_of_phases,fig1,winsize); % create the movie matrix set(gca,'NextPlot','replacechildren') %axis equal % fix the axes array_center = 0.0 + 0.0*j ; array_offset = lambda/2.0 ; no_of_sources = 10 ; % Keep as an even amount for( k = 1:no_of_phases) phase_offset(k) = 1.0*(pi/2.0 - 2.0*pi*(k-1)/(numframes) ) ; end for count = 1 : no_of_sources source(count) = array_center - ((no_of_sources-1)/2)*array_offset + (count - 1)*array_offset ; for( k = 1:no_of_phases) phase(count,k) = (count-1)*phase_offset(k) ; end end x_upper = -6.0 ; x_lower = 6.0 ; x_count = 150 ; delta_x = (x_upper - x_lower) / ( x_count) ; y_lower = 3*lambda ; y_upper = 3*lambda + 12.0 ; y_count = 150 ; delta_y = (y_upper - y_lower) / ( y_count) ; 58 Simulation of a MIMO wireless system – John Fitzpatrick for( k = 1:no_of_phases) for( count1 = 1:x_count) for( count2 = 1:y_count) field(count1,count2,k) = 0.0 ; pos = x_lower + (count1 - 1)*delta_x + j*( y_lower + (count2 - 1)*delta_y ) ; for( count3 = 1:no_of_sources) dist = abs( source(count3) - pos ) ; field(count1,count2,k) = field(count1,count2,k) + sqrt(2*j/(pi*wave_number*dist))*exp(-j*(wave_number*dist + phase(count3,k)) ) ; end end end end for( l = 1: no_of_phases ) for( k = 1:numframes) wave = real(field(:,:,l)*( cos(omega*k*delta_t) + j*sin(omega*k*delta_t) ) ) ; surf(wave); view(270,90) caxis('manual') ; shading interp %axis([0 upper_x 0 upper_y -1 wall_height ]) the_index = (l-1)*numframes + k ; M(:,the_index) = getframe; %f = getframe(gcf); % [M, map] = frame2im(f); % imshow(M, map); end end movie(M,100) ; 59 Simulation of a MIMO wireless system – John Fitzpatrick Appendix 2 C++ Gaussian Elimination Code //John Fitzpatrick TC4 DCU //Gaussian elimination #include #include #include #include #include #include #include #include #include "complex.hh" const int N = 2; //Number of rows and columns (Square matrix) void gauss(complex **tempmat) //Function reads in temporary matrix { int i, j; complex a[N][N+1]; //Matrix which will be used //********Converts from temp pointed array to 2D array for(i=0; i<N; i++) { for(j=0; j<=N; j++) { a[i][j]=tempmat[i][j]; } } //***************************************************** 60 Simulation of a MIMO wireless system – John Fitzpatrick //*****Takes in the received signal vector from user float real, imag; cout << "Enter in the received signal vector" << endl; for(i=0; i<N; i++) { cout <<"r" << i << " real : "; cin >> real; cout <<"r" << i << " imag : "; cin >> imag; a[i][N]=complex(real, imag); } //****************************************************** complex s[N]; //********Print out of Augmented Matrix A^ cout << "The Augmented matrix is:"<< endl; for(i=0; i < N; i++) for(j=0; j<N+1; j++) cout<< a[i][j] <<endl; //************************************************ //******perform elimination step for(int index=0; index<=N; index++) { complex pivot; for(int row=index+1; row<=N-1; row++) { pivot = -a[row][index]/a[index][index]; for(int column=index+1; column<=N; column++) { a[row][column]=a[index][column]*pivot+a[row][column]; 61 Simulation of a MIMO wireless system – John Fitzpatrick } } //************************************************** //*********perform back substitution step. s[N-1]=a[N-1][N]/a[N-1][N-1]; for (row=N; row>=0; row--) { for(int column=N-1; column>=row+1; column--) { a[row][N]=s[column]*a[row][column]- a[row][N]; } s[row]= a[row][N]/a[row][row]; } //********************************************** } //*****************Print answer cout<< "The transmitted signal vector is " << endl; for(i=0; i<=N-1; i++) { cout << s[i]<< endl; } //********************************** } void main() { int i; complex b[N][N+1], **bb; 62 Simulation of a MIMO wireless system – John Fitzpatrick b[0][0]=complex(-1.265,0.8963); b[0][1]=complex(1.109,0.1234); b[1][0]=complex(0.567,-1.64); b[1][1]=complex(1.892,0.2454); //*****Needed to convert 2D array to pointed array bb=(complex **) malloc((unsigned) N*sizeof(complex*)); for(i=0;i<=N-1;i++) bb[i]=b[i]; //**************************************************** gauss(bb); } 63 Simulation of a MIMO wireless system – John Fitzpatrick Appendix 3 Matlab Singular Value Decomposition (SVD) Code %Reads in complex matrix in tabbed format from a '*.res' file %Computes SVD of a complex channel matrix %Finds wieghtings to be applied to receive and %transmit antennas for MIMO systems and writes result to '*.res files' %*********************************************************************** [re, im]=textread('received_fields.res','%f %f'); %Loads in real and imag parts of txt file htemp=complex(re, im); %Creates N^2 size vector of channel matrix values size(htemp); N=ans(1); %Finds size of matrix N index=1; %Converts htemp Vector to H channel Matrix q=1; for R = 1:(sqrt(N)), for C = 1:(sqrt(N)), H(R,C)=htemp(index); if q<=N, index=index+1; end end end %*********************************************************************** [U,S,V] = svd(H); for l = 1:(sqrt(N)), s(l)=complex(1.0,0); %Creates the normailised transmit weighting vector s end txweights=s*S*(V')%Calculates the transmitter weightings rxweights=s*(U') %Calculates the receiver weightings %*******************Write tx weights to file**************************** for R = 1:(sqrt(N)), realtemp(R)=real(txweights(R)); imagtemp(R)=imag(txweights(R)); end for R = 1:(sqrt(N)), txtemp(R,1)=realtemp(R); txtemp(R,2)=imagtemp(R); end txfile = fopen('transmitweight.res','w'); for R = 1:(sqrt(N)), fprintf(txfile,'%f\t',realtemp(R)); fprintf(txfile,'%f\n',imagtemp(R)); end fclose(txfile); %*******************Write rx weights to file**************************** for R = 1:(sqrt(N)), realtemp(R)=real(rxweights(R)); imagtemp(R)=imag(rxweights(R)); end 64 Simulation of a MIMO wireless system – John Fitzpatrick for R = 1:(sqrt(N)), rxtemp(R,1)=realtemp(R); rxtemp(R,2)=imagtemp(R); end rxfile = fopen('receiveweight.res','w'); for R = -(sqrt(N)):-1, G=-R; fprintf(rxfile,'%f\t',realtemp(G)); fprintf(rxfile,'%f\n',imagtemp(G)); end fclose(rxfile); 65 Simulation of a MIMO wireless system – John Fitzpatrick Appendix 4 Matlab ‘mimo’ Code load 'contour_fields_tx.res' NOC = 55 ; fields = zeros(NOC,NOC) ; for( count1 = 1:NOC) for( count2 = 1:NOC) fields(count1, count2) = contour_fields_tx((count1 - 1)*NOC + count2 ) ; end end figure(1); surf(fields,'FaceColor','red','EdgeColor','none'); lighting phong view(0,90) shading interp colorbar title 'Transmitter Gain pattern in dBs' xlabel('Y coordinates') ylabel('X coordinates') load 'contour_fields_rx.res' NOC = 55 ; fields = zeros(NOC,NOC) ; for( count1 = 1:NOC) for( count2 = 1:NOC) fields(count1, count2) = contour_fields_rx((count1 - 1)*NOC + count2 ) ; end end figure(2); surf(fields,'FaceColor','red','EdgeColor','none'); lighting phong view(0,90) shading interp colorbar title 'Receiver Gain pattern in dBs' xlabel('Y coordinates') ylabel('X coordinates') 66

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