Abbreviation detection in Vietnamese clinical texts

Conclusions In this paper, we consider the abbreviation identification task on free texts of the clinical notes in EMRs. The task is formulated as a binary classification task in a semi-supervised learning mechanism. In order to perform this task, we do level-wise feature engineering to represent each token in clinical notes in a vector space by examining the different aspects at token, sentence, and note levels. Using this feature vector representation, a novel adaptive semi-supervised learning approach is proposed. A new adaptive semi-supervised learning algorithm, Weighted Semi-RF, and its traditional semi-supervised learning algorithm, Semi-RF, are defined by combining the random forest model and Tri-training in a self-training manner along with a new weighting scheme via adaptation. These algorithms are simple, parameterfree, and practical by utilizing a current larger set of unlabeled data in constructing a classifier. The experimental results have confirmed that our solution is effective with the better Precision and F-measure values on average compared to some existing ones. This shows that abbreviation identification can be tackled well in our approach. In practice, the proposed solution is the first attempt to deal with abbreviation identification for real Vietnamese EMRs. Our method has processed the clinical texts of three different structure kinds in those records. The outcome of our method is very promising with high accuracy. In the future, determining long forms of the identified abbreviations is our next step to prepare EMRs for further data processes. Besides, we plan for a new optimized stratified sampling scheme to maintain and enhance the prediction power of the final classifier.

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k on Vietnamese EMRs. From the linguistic perspectives, the support of our work to the Vietnamese language of EMRs is adaptable and portable to other languages. Experimental results on various real clinical note types have shown that our solution can produce the better Precision and F-measure values on average than the existing ones. Besides, all the differences in F-measure between Weighted Semi-RF and the other methods are statistically significant at the 0.05 level. 2. Related works In this section, we introduce several existing works such as the works in Kreuzthaler et al. (2016) [13], Kreuzthaler and Schulz (2015) [14], Wu et al. (2011) [29], and Xu et al. (2007) [32] on abbreviation identification, and the works in Moon et al. (2014) [19], Xu et al. (2007) [32], and Xu et al. (2009) [33] on sense inventory construction for abbreviations. Compared to the related works, our work aims at a more general solution to abbreviation identification. Indeed, Kreuzthaler et al. (2016) [13] and Kreuzthaler and Schulz (2015) [14] connected their solution to German abbreviation writing styles. Henriksson (2014) [10] considered the abbreviations with at most 4-letter lengths. Different from these works, our work has no limitation on either abbreviation writing styles or various lengths. Besides, our work constructs a feature vector space from the inherent characteristics of each token in all the clinical notes at different levels: token, sentence, and note. Such level- wise feature engineering provides a comprehensive vector representation of each token. Moreover, a feature vector space is defined in our work, while Xu et al. (2007) [32] was not based on a vector space model, leading to different representations for clinical notes. Furthermore, Wu et al. (2011) [29] used a local context based on the characteristics of the previous/next word of each current word and Xu et al. (2009) [33] used word forms of the surrounding words in a window size at the sentence level. Particularly for abbreviation identification, Wu et al. (2011) [29] formed several local context features in a single sentence. These local context features did not reflect the relationship between two consecutive words all over the notes. For sense inventory construction in Xu et al. (2009) [33], each feature word was associated with the modified Pointwise Mutual Information, representing a co-occurrence-based association between the feature word and its target abbreviation. Different from the works in Wu et al. (2011) [29] and Xu et al. (2009) [33], our work handles the global context of each token additionally at the note level. The global context is represented by our cross-document features. The cross-document features are captured to represent a word based on its context words. Both syntactic relatedness and semantic relatedness between a word and its context words are achieved in a distributed representation of each word, from all the sentences in a note set using a continuous bag- of-words model in Mikolov et al. (2013) [18]. Regarding abbreviation identification, the work inXu et al. (2007) [32] used word lists and heuristic rules. Some works followed a C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 47 supervised learning approach in Wu et al. (2017) [31], Kreuzthaler and Schulz (2015) [14], Wu et al. (2011) [29], and Xu et al. (2007) [32] using decision trees C4.5, random forest, support vector machines, and their combination. A more recent work in Kreuzthaler et al. (2016) [13] proposed an unsupervised learning approach such as a statistical approach, a dictionary-based approach, and a combined one with decision rules. None of the aforementioned works was based on a semi-supervised learning approach. By contrast, our work defines a semi-supervised learning approach for constructing an abbreviation identifier on clinical texts. Above all, each related work conducted evaluation experiments using its own data set. Kreuzthaler et al. (2016) [13] and Kreuzthaler and Schulz (2015) [14] used German clinical texts while Wu et al. (2012) [28], Wu et al. (2011) [29], and Xu et al. (2007) [32] used English ones. None of them is an available benchmark clinical data set for abbreviation identification. Therefore, it is difficult for empirical comparisons on different clinical texts in other languages. In summary, our work is the first one that proposes a semi-supervised learning approach to abbreviation identification in clinical texts with two new semi-supervised learning algorithms, Semi-RF and Weighted Semi-RF, using level-wise feature engineering for a more comprehensive representation. 3. The proposed method for abbreviation identification in clinical texts In this section, we define an abbreviation identification task along with level-wise feature engineering for clinical texts. After that, we propose an adaptive semi-supervised learning approach to abbreviation identification in clinical texts with two semi-supervised learning algorithms, Semi-RF and Weighted Semi-RF. Their discussions are also given. 3.1. Task definition In this work, we formulate the abbreviation identification task as a binary classification task on free texts in the clinical notes. Given a set of labeled clinical texts and another one of unlabeled clinical texts, the task first builds an abbreviation identifier and then uses this identifier to identify each token in the given unlabeled set as abbreviation (class = 1) or non- abbreviation (class = 0). For illustration, one sentence from a treatment order of a doctor for a patient written in a Vietnamese clinical note is given below: (Tiêm TM) – TD: M – T – HA – NT 3h/lần. The sentence is rewritten in English as follows: (Inject into a vein) – Track: Pulse – Temperature – Blood Pressure – Breath Speed 3 hours/time. It is realized that in this treatment order, the sentence is not a complete standard one and includes many abbreviations. Also, there are abbreviations of both medical and non-medical terms. The abbreviations for medical terms are “TM”, “M”, “T”, “HA”, “NT” and those for non-medical terms are “TD” and “3h”. If this sentence is in a set of labeled clinical texts, their tokens are labeled as shown in Figure 1. If the sentence is in a set of new (unlabeled) clinical texts, its tokens need to be identified as 0 or 1, for non-abbreviation or abbreviation, respectively. To be processed in the task, each token must be represented in a computational form. In our work, a vector space model is used. Each token is characterized by a vector of p features corresponding to p dimensions of the space. A vector corresponding to a token in the labelled set is used in abbreviation identifier construction. G Figure 1. A sample treatment order sentence with tokens and their labels.F C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 48 On the other hand, a vector corresponding to a token in the unlabeled set has no class value. Its class value needs to be predicted by an abbreviation identifier. If at the beginning, a labeled set is available, the task can be performed in a supervised learning or semi-supervised learning mechanism. In practice, a semi-supervised learning mechanism is preferred in the following conditions. An available labeled set is small and thus, might not be sufficient for an effective supervised learning process. Meanwhile, there exists a larger unlabeled set. It would be helpful if this unlabeled set can be exploited for more effectiveness. In our work, we approach this abbreviation identification task in a semi-supervised learning mechanism with our semi-supervised learning algorithms. These algorithms can facilitate the task in a parameter-free configuration scheme. 3.2. Level-wise feature engineering for clinical texts in a vector space In this subsection, we first design the vector structure of each token and then process the clinical texts to generate its vector by extracting and calculating its feature values. Figure 2 depicted these consecutive steps as (1). Unsupervised Feature Vector Space Building and (2). Feature Value Extraction. Figure 2. Representing clinical notes in electronic medical records in a vector space. In step (1), we consider the features at the token, sentence, and note levels because clinical notes include sentences each of which contains many tokens attained with tokenization. In such a multilevel view, level-wise feature engineering captures many different aspects of each token from the finest token and sentence levels to the coarsest note one. In step (2), each element of the vector is determined according to the characteristics of the token at these levels. A vector corresponding to a labeled token is annotated additionally. Formally, a token in a clinical note is represented in the form of a vector: X = (x t 1, , x t tp, x s 1, , x s sp, x n 1, , x n np) (1) in a vector space of p dimensions where x t i is a value of the i-th feature at the token level for i = 1..tp, x s j is a value of the j-th feature at the sentence level for j = 1..sp, and x n k is a value of the k-th feature at the note level for k = 1..np; and tp is the number of token-level features, sp is the number of sentence-level features, and np is the number of note-level features, leading to p = tp + sp + np. Details of these level-wise features are delineated below. At the token level, each token is characterized by its own aspects: word form with orthographic properties, word length, and semantics (e.g. being a medical term or an acronym of any medical term). The corresponding token-level features include: AllAlphabeticChars, AnyAlphabeticChar, AnyAlphabeticCharAtBeginning, AllDigits, AnyDigit, AnyDigitAtBeginning, AnySpecialChar, AnyPunctuation, AllConsonants, AnyConsonant, AllVowels, AnyVowel, AllUpperCaseChars, AnyUpperCaseCharAtBeginning, Length, inDictionary, isAcronym. At the sentence level, many contextual features are defined from the surrounding words of each token in its sentence. We also used the local contextual features of the previous and next tokens in a 3-token window proposed in Wu et al. (2011) [29]. At the note level, occurrence of each token in clinical notes is considered as a note-level feature. We use a term frequency TermFrequency to capture the number of its occurrences. Additionally mentioned in Long (2003) [17], many abbreviations have been commonly used but many are dependent on C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 49 context, leading to the importance of capturing the surrounding context of each abbreviation. In our work, we enrich the context of each token by our cross-document features for its global context. Consistent with the local context, the global context is defined by the cross-document features of the previous, current and next tokens in a 3-token window. To obtain the values for the cross-document features, we use a word embedding vector of each token. Indeed, their values stem from a distributed representation of a token in Mikolov et al. (2013) [18] based on their surrounding tokens in all the given texts, as a vector using a continuous bag-of-words model. 3.3. The proposed semi-supervised learning algorithm 3.3.1. Algorithm characteristics Defined in Breiman (2001) [3], random forest is a well-known ensemble algorithm. One of its improved versions was defined in González et al. (2015) [9] for more effectiveness with monotonicity constraints. Meanwhile, Tri-training in Zhou and Li (2005) [35] is an advanced parameter-free co-training style algorithm. Introduced in Yarowsky (1995) [34], the self-training approach is one of the simplest semi-supervised learning algorithms. Nevertheless, the users must set a “correct” value to the probability threshold for newly labeled instance selection. Bringing random forest and Tri-training to the self-training approach, our work proposes a new adaptive semi-supervised learning approach with two algorithms: Semi-RF and Weighted Semi-RF. Semi-RF combines Tri- training and a random forest in a self-training style, while Weighted Semi-RF is its adaptive version with a weighting scheme for proper treatment of the labeled instances in the learning process. They inherit the strengths of random forest and Tri-training and overcome the weaknesses of the self-training approach. Different from the existing algorithms such as Dong et al. (2016) [6], Joachims (1999) [11], Li and Zhou (2007) [16], Tanha et al. (2015) [22], and Triguero et al. (2015) [24], our algorithms are developed with the following foundations: • The resulting algorithms are parameter- free based on Tri-training, effective based on random forest models, but simple in the self- training style. • The final classifier is in fact a random forest model with its inherent effective, robust, and non-overfitting advantages. • For Weighted Semi-RF, differentiating between the instances in both labeled and unlabeled sets is maintained in the learning process by favoring the truly labeled instances over those wrongly labeled instances in a weighting scheme. Specifically, the algorithms are proposed in the form of self-training, using the random forest model of three random trees with (   1)log( p ) random features. This feature number is based on the study of Breiman (2001) [3]. Three random trees play the role of three classifiers in Tri-training so that the probability threshold can be automatically defined to select the most confidently predicted instances from a current unlabeled set. Compared to Tri-training, our algorithms are different in the following instance selection. Each instance is considered to be correctly predicted and then selected if the agreement of these three random trees is achieved at the highest level. It can contribute to the learning process of each random tree if included in bootstrap sampling. Therefore, bootstrap sampling is retained in random forest construction in each round and so is the diversity of the three random trees. This maintained diversity is significant for a majority voting scheme in classification by an ensemble model. Besides, a weighting scheme that favors truly labeled instances and easily predicted instances is introduced via adaptation on a current labeled set including both truly labeled and newly labeled instances at the beginning of each round. This weighting scheme makes the current labeled set adaptive to such truly labeled and newly easily predicted instances. Further, it will shift the prediction of our final classifier towards these instances and constrain the hard newly predicted instances that might be wrongly labeled. C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 50 Moreover, the optimization of our algorithms is based on the generalization of the final random forest model over the original labeled set containing true labels that are certainly known. This forms the stable convergence of our algorithms. 3.3.2. Algorithm details For details, the pseudo-code of our Weighted Semi-RF algorithm is given in Figure 3. Its original Semi-RF algorithm is a simpler version without the weighting scheme via adaptation on the labeled set. Details of the weighting scheme are given in Figure 4 and details of the selection scheme of the most confidently predicted instances from the current unlabeled set are given in Figure 5. In Figure 3 in an iterative manner, our Weighted Semi-RF algorithm performs below. In line (5), the weighting scheme is invoked on the current set of labeled instances to provide another adaptive set which will be later used in constructing a current random forest model. This current classifier is then evaluated on the original set of labeled data. If its error rate is less than the previous error rate set previously, i.e. its prediction power is better, the previous error rate and the previous classifier will be updated with the new current ones. Otherwise, the previous classifier has been the best so far and thus will be returned as a resulting classifier C. If improvement is found, exploiting unlabeled data is considered from line (11) to line (18). If the current set of unlabeled data is not empty, we use the current classifier to predict the label of each instance in this set. After that, the most confidently predicted instances are selected from this unlabeled set, and added into the current set of labeled instances to enlarge the training set in the next iteration. The current unlabeled set is also updated by removing those chosen instances. If the current unlabeled set is empty, the learning process will stop and return the current classifier as a resulting classifier C. As specified in Figure 3, a resulting classifier C is obtained with two termination conditions: no element in the current set of unlabeled data in line (17) or no improvement on the prediction power of the resulting classifier on the original set of labeled data in line (20). The first termination condition is based on the general rationale behind the semi- supervised learning approach which aims to exploit unlabeled instances in the learning process to enhance the learnt classifier when there are a few labeled instances. If there is no unlabeled instance for the exploitation, the learning process will end. As for the second one, if the exploitation is not positive for enhancing the current classifier which has been the best one so far, the learning process will end so that the current prediction power of this classifier can be kept for use. These two termination conditions ensure the convergence of our proposed algorithms. Shown in Figure 3, the entire learning process of our algorithms is in a self-training mechanism, but the use of the random forest model of three random trees and the selection of the most confidently predicted instances have turned our algorithms in a tri-training mechanism. On the other hand, the learning process is enhanced with the aforementioned weighting scheme via adaptation on the current labeled data set. As two main advantages, our weighting and selection schemes are discussed. (i). Weighting Scheme First, our weighting scheme makes adaptation on the current labeled set in the k- fold cross validation style by weighting each instance in favor of its being truly labeled. For example, to make adaptation on the current set of labeled instances into 5 similarly-sized folds (k=5), in a 5-iteration loop of the k-fold cross validation style, four out of 5 folds form a training set to build a random forest model of three random trees with (   1)log( p ) random features, which will be then used to predict the remaining fold. The correctly predicted instances of the remaining fold are added into the adapted current set of labeled instances, returned as a result of the weighting scheme. Weighting is different for an instance that has a true label given in the original labeled set and another one that has a predicted label given in the semi-supervised learning process. It is C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 51 also different for an instance that has a truly predicted label and another one that has a wrongly predicted label, both given and selected in the semi-supervised learning process. As the weighting scheme considers truly labeled instances, it is questionable that overfitting occurs in our learning process. This is not a fact in Weighted Semi-RF due to the characteristics of random forest models. Mentioned in Li and Zhou (2007) [16], the diversity of the random trees in the random forest is maintained even if their training data sets are similar. As a result, only truly labeled instances have mainly contributed to our learning process, while probably wrongly labeled instances that have been added into the training data set would have had less. (ii). Selection scheme Second, the most confidently predicted instance selection scheme is described. Let us denote m be the number of classes and t be the number of random trees in the random forest model. The prediction score of a current instance X * is calculated below: G Figure 3. Weighted Semi-RF - the proposed adaptive semi-supervised learning algorithm. Weighted Semi-RF: The proposed adaptive semi-supervised learning algorithm on both labeled and unlabeled data in the p-dimension vector space Input: lSet: a labeled set which is originally given in the p-dimension vector space uSet: an unlabeled set which is originally given in the p-dimension vector space Output: C: a resulting classifier Process: (1). Set a previous error rate Previous_error_rate to 0.5 (2). Assign lSet as a current set clSet which contains all instances with known labels (3). Assign uSet as a current set cuSet which contains all instances with unknown labels (4). Repeat until the termination conditions are met: (5). Weighting the labeled instances via adaptation on the labeled set clSet to obtain an adaptive labeled set clSet_a (6). Build a current random forest Current_RF of three random trees with (   1)log( p ) random features on clSet_a (7). Compute a current error rate Current_error_rate by evaluating Current_RF on lSet (8). If Previous_error_rate > Current_error_rate then (9). Previous_error_rate = Current_error_rate (10). Save the current random forest Current_RF as a previous random forest Previous_RF (11). If cuSet is not empty then (12). Predict a label of each instance in cuSet using Current_RF (13). Select a set sSet of the most confidently predicted instances from cuSet (14). Update clSet_a to clSet by including sSet (15). Update cuSet by excluding sSet (16). Else (17). Return the current random forest Current_RF as a resulting classifier C (18). End If (19). Else (20). Return the previous random forest Previous_RF as a resulting classifier C (21). End If (22). End Repeat C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 52 • Each random tree j performs a prediction on X * and provides a class distribution score of each class Ci for i=1..m for X * which is: Pj(Ci|X * ) = N k (2) where k is the number of instances in class Ci out of N instances in the training set of the tree j at the leaf node. • Based on the majority voting scheme, the final prediction score of X * , Score(X * ), is determined as the maximum class distribution score P(Ci|X * ) for i=1..m and its predicted class, Class(X * ), is Ci corresponding to the maximum class distribution score P(Ci|X * ): Score(X * ) = max {P(Ci|X * ) for i=1..m} (3) Class(X * ) = argmaxCi { P(Ci|X * ) for i=1..m } (4) Where a class distribution score of a class Ci for X * by the random forest model is calculated as P(Ci|X *) = Σj=1..tPj(Ci|X * ) and normalized as: i=1..m, 0 P(Ci|X * )1 and Σi=1..mP(Ci|X * ) = 1. In the selection scheme, if the prediction score of the instance X * is 1, then X * is selected. Figure 4. Weighting Scheme - weighting the labeled instances via adaption on a current set clSet of labeled instances Figure 5. Selection Scheme - selecting a set sSet of the most confidently predicted instances from the current set cuSet of unlabeled instances. Weighting Scheme: Weighting the labeled instances via adaptation on a current set clSet of labeled instances in the 5-fold cross validation scheme Input: clSet: a current set which contains all instances with known labels in the p-dimension vector space Output: clSet_a: a current set which contains all instances with known labels after adaptation in the p-dimension vector space Process: (1). clSet_a = clSet (2). Do stratified random sampling without replacement on clSet into 5 folds that have similar size (almost the same size) (3). For each fold f do (4). Build a random forest aRF of three random trees with (   1)log( p ) random features on a set which is clSet excluded the current fold f (5). Evaluate aRF on the current fold f (6). Update clSet_a with the instances of the current fold f correctly recognized by aRF (7). End For (8). Return clSet_a Selection Scheme: Selecting a set sSet of the most confidently predicted instances from the current set cuSet of unlabeled instances Input: cuSet: a current set which contains all instances with unknown labels in the p-dimension vector space Output: sSet: a selected set of the most confidently predicted instances in the p-dimension vector space Process: (1). For each instance X* in cuSet do (2). Calculate a prediction score for the current instance X* (3). If its prediction score = 1 then (4). Add this current instance X* into sSet (5). End If (6). End For (7). Return sSet C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 53 Its predicted label is now considered true. The reason for the threshold value of 1 is reducing a chance of selecting a wrongly predicted instance. Indeed, a wrong prediction occurs only if at least one of the random trees misclassifies the instance. 3.3.3. Discussions In short, Semi-RF is our semi-supervised learning algorithm using random forest models as its base model in a combined self-training and Tri-training manner. Weighted Semi-RF is its adaptive version, which enhances the training set with the weighting scheme. Compared to Semi-RF, Weighted Semi-RF has reduced the influence of the selected wrongly predicted instances in the learning process. Besides, these algorithms are applicable to classifier construction from a small labeled set in practice. Above all, they are parameter-free with no restriction on parameter configurations. 4. Empirical evaluation 4.1. Data sets In our work, all the experiments were conducted on three clinical note sets including Care and Treatment clinical notes in Table 1. Thanks to Hospital in Vietnam (Hospital (2016) [25]), these clinical notes are provided from real EMRs written in Vietnamese with some English medical terms. After a tokenization process is performed with the separators such as space and tab, these clinical notes are manually annotated. Furthermore, we randomly select only 565 distinct sentences for each type in one processing batch. Besides, we made 30 random selections to avoid randomness. Thus, every measure value in our results is an average of the corresponding results from 30 executions. Their information is described in Table 2. 4.2. Experiment settings The program is written in Java using Weka 3 (Weka3 (2016) [26]). For feature extraction, the word embedding library in Word2VecJava (Word2VecJava (2016) [27]) is used. In addition, a hand-coded dictionary including 1995 English/Vietnamese medical terms is prepared and used. From the linguistic perspectives, the support of our work to Vietnamese can be adaptable and portable to other languages with their own dictionaries. For evaluation, a full set of features at all the three levels of details was used. Random Forest in Breiman (2001) [3], C4.5, Self- training in Yarowsky (1995) [34], Tri-training in Zhou and Li (2005) [35], Co-Forest in Li and Zhou (2007) [16], Semi-RF_2/3, Semi-RF, and Weighted Semi-RF are examined. Among these algorithms, Random Forest and C4.5 are included because they are base models in the semi-supervised learning algorithms in our experiments. Tri-training with C4.5, Self-Training with C4.5, and Co-Forest are selected according to the empirical study of Triguero et al. (2015) [23]. We also record the performance of Semi-RF_2/3 which is Semi-RF using the threshold of 2/3 to check how effective our most confidently predicted instance selection scheme is. Regarding performance measures, Precision, Recall, and F-measure are used to record the effectiveness of each method and show how well abbreviations can be identified. The higher measure value implies the better method. Besides, One-Way ANOVA in Fisher (1934) [8] has been done to determine if there exist significant differences in F-measure among compared groups at the 0.05 level of significance. In addition, Bonferroni post-hoc test in Dunn (1961) [7] with Levene's test in Levene (1960) [15] for equal variances at the 0.05 level of significance has been used for specific significant differences. In the following Tables 3, 4, and 5, the averaged results were reported. A summary of statistical test results is given in Table 6 to compare the averaged F- measure values of Weighted Semi-RF and those of the others. In Table 6, we used “Weighted Semi-RF>Y” to denote that Weighted Semi-RF outperformed the “Y” methods with significantly better F-measure values. For reliable accuracy estimation, we use the k-fold cross validation scheme in the context of semi-supervised learning. In particular, k is 2, 4, 5, 10, or 20 corresponding to 50%, 75%, 80%, 90%, or 95% unlabeled data. C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 54 Table 1. Details about all the clinical note sets and abbreviations. Note Type Care Treatment Order Treatment Progress Number of patients 2,000 2,000 2,000 Number of records 12,100 4,175 4,175 Number of sentences 8,978 39,206 13,852 Number of tokens 52,109 325,496 138,602 Number of abbreviations 3,031 24,693 7,641 Percentage of abbreviations (%) 5.82 7.59 5.51 Table 2. Details about the selected clinical note sets. Note type Care Treatment Order Treatment Progress Averaged number of sentences 565 565 565 Averaged number of tokens 4119 6954 8002 Averaged number of tokens per sentence 7.29 12.31 14.16 Averaged number of abbreviations per sentence 1.11 2.70 2.16 Number of distinct abbreviations 49 117 199 Averaged percentage of non-abbreviations 83.74 % 78.08 % 84.71 % Averaged percentage of abbreviations 16.26 % 21.92 % 15.29 % gh 4.3. Experimental results and an evaluation for the proposed method Via the experimental results, our methods always outperform the others with the best Precision and F-measure values for all the clinical texts. Nevertheless, our methods produced the best Recall values for the Care and Order clinical texts and just the second best Recall values for the Progress clinical texts when there is about less than 90% unlabeled data. In those cases, Tri-training or Self-training got the best Recall values for the Progress clinical texts. As there are 90% and 95% unlabeled data, our methods can obtain the best Precision and F-measure values and almost the second best Recall values consistently for all the clinical texts while the best Recall values come from Tri-training. This is understandable as Tri-training handled the number of the instances added into the training set nicely based on the learning from noisy examples. In contrast, our methods selected all the instances based on the probability threshold, leading to an imbalance in the added instance set including more non-abbreviations and fewer abbreviations. Indeed, Weighted Semi-RF can produce from 0.26% to 1.52% better Precision values than the highest ones by the others and from 2.37% to 9.06% better Precision values than the lowest ones by the others. As for Recall, they are from -2.12% to 0.99% compared to the highest ones by the others and from 0.4% to 4.68% compared to the lowest ones by the others. For F-measure, they are from 0.33% to 1.36% compared to the highest ones by the others and from 1.51% to 6.53% compared to the lowest ones by the others. On balance, our methods outperform the others with the better F-measure values in all the cases. In Table 6, almost all the differences in F-measure between Weighted Semi-RF and the others are significant at the level of 0.05. It is confirmed that Weighted Semi-RF is effective for abbreviation identification in the clinical texts. Among our methods, Weighted Semi-RF outperforms Semi-RF and Semi-RF outperforms Semi-RF-2/3 in almost all the C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 55 cases. In Table 6, statistical test results confirmed the effectiveness of Weighted Semi- RF compared to Semi-RF_2/3 with better F-measure values in almost all the cases. These facts imply appropriate design of our algorithms. In particular, the probability threshold setting based on the agreement of all the base learners is more stable than the one with the agreement in Tri-training or user- specified in Self-training. In addition, consideration on the influences of each instance in the training set is important and our weighting scheme is effective in that regard. In short, our work has provided an effective solution to automatic abbreviation identification with Semi-RF and Weighted Semi-RF. It has been examined on the various real clinical texts and produced promising results to lay the foundations for determining the appropriate long forms of each correctly identified abbreviation. Table 3. Averaged results for method evaluation on care notes Note Type Unlabeled Data Method Precision Recall F-measure Care 50% C4.5 98.48 96.6 97.53 Random Forest 98.8 96.97 97.88 Self-training 98.6 96.66 97.61 Co-Forest 97.15 96.51 96.82 Tri-training 98.3 97.13 97.71 Semi-RF_2/3 98.91 96.96 97.92 Semi-RF 99.14 97.33 98.23 Weighted Semi-RF 99.24 97.49 98.36 75% C4.5 97.78 95.59 96.67 Random Forest 97.86 95.89 96.86 Self-training 97.73 95.64 96.68 Co-Forest 95.23 94.22 94.72 Tri-training 96.97 96.43 96.7 Semi-RF_2/3 97.94 95.92 96.92 Semi-RF 98.62 96.33 97.46 Weighted Semi-RF 98.71 96.48 97.58 80% C4.5 97.46 95.23 96.33 Random Forest 97.58 95.26 96.4 Self-training 97.49 95.33 96.4 Co-Forest 94.37 94.31 94.34 Tri-training 96.44 96.24 96.34 Semi-RF_2/3 97.67 95.33 96.48 Semi-RF 98.38 96.1 97.23 Weighted Semi-RF 98.43 96.34 97.37 90% C4.5 95.81 94.06 94.92 Random Forest 96.17 93.32 94.72 Self-training 95.62 94.49 95.05 Co-Forest 91.98 91.28 91.62 Tri-training 94.83 94.8 94.81 Semi-RF_2/3 96.26 93.38 94.79 Semi-RF 97.21 94.6 95.89 Weighted Semi-RF 97.33 95.01 96.15 95% C4.5 94.29 91.62 92.93 Random Forest 94.39 90 92.13 Self-training 94.35 91.61 92.95 Co-Forest 88 87.98 87.98 Tri-training 93.41 92.71 93.05 Semi-RF_2/3 94.5 90.03 92.2 C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 56 Note Type Unlabeled Data Method Precision Recall F-measure Semi-RF 96.38 91.75 94 Weighted Semi-RF 96.43 92.66 94.51 Average C4.5 96.36 94.25 95.29 Random Forest 96.72 93.75 95.21 Self-training 96.33 94.5 95.4 Co-Forest 92.67 92.21 92.43 Tri-training 95.54 95.08 95.3 Semi-RF_2/3 96.8 93.79 95.27 Semi-RF 97.7 94.88 96.27 Weighted Semi-RF 97.75 95.27 96.49 Table 4. Averaged results for method evaluation on treatment order notes Note Type Unlabeled Data Method Precision Recall F-measure Treatment Order 50% C4.5 98.17 98.24 98.2 Random Forest 98.42 98.06 98.24 Self-training 98.14 98.32 98.23 Co-Forest 97.22 97.33 97.27 Tri-training 98.08 98.31 98.2 Semi-RF_2/3 98.49 98.1 98.29 Semi-RF 98.79 98.5 98.64 Weighted Semi-RF 98.74 98.54 98.64 75% C4.5 97.12 96.98 97.05 Random Forest 97.21 96.8 97 Self-training 97.12 97.06 97.09 Co-Forest 95.4 95.71 95.55 Tri-training 97.03 97.3 97.16 Semi-RF_2/3 97.28 96.87 97.07 Semi-RF 97.96 97.45 97.7 Weighted Semi-RF 98.1 97.63 97.86 80% C4.5 96.85 96.55 96.7 Random Forest 97.12 96.3 96.7 Self-training 96.84 96.63 96.74 Co-Forest 94.71 95.35 95.03 Tri-training 96.61 96.86 96.73 Semi-RF_2/3 97.19 96.34 96.76 Semi-RF 97.75 96.92 97.33 Weighted Semi-RF 97.88 97.26 97.57 90% C4.5 95.17 95.12 95.14 Random Forest 95.74 94.14 94.93 Self-training 95.28 95.03 95.15 Co-Forest 92.23 93.09 92.65 Tri-training 94.94 95.42 95.18 Semi-RF_2/3 95.83 94.18 95 Semi-RF 96.94 94.82 95.87 Weighted Semi-RF 96.99 95.28 96.13 95% C4.5 92.79 92.76 92.77 Random Forest 94.07 91.42 92.72 Self-training 92.7 93.12 92.91 Co-Forest 88.51 89.64 89.07 Tri-training 92.56 93.39 92.97 Semi-RF_2/3 94.16 91.45 92.78 C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 57 Note Type Unlabeled Data Method Precision Recall F-measure Semi-RF 96 92.14 94.03 Weighted Semi-RF 96.15 92.87 94.48 Average C4.5 96.02 95.93 95.97 Random Forest 96.51 95.34 95.92 Self-training 96.02 96.03 96.02 Co-Forest 93.61 94.22 93.91 Tri-training 95.84 96.26 96.05 Semi-RF_2/3 96.59 95.39 95.98 Semi-RF 97.49 95.97 96.72 Weighted Semi-RF 97.57 96.31 96.94 Table 5. Averaged results for method evaluation on treatment progress notes Note Type Unlabeled Data Method Precision Recall F-measure Treatment Progress 50% C4.5 98.35 98.25 98.3 Random Forest 98.52 97.73 98.12 Self-training 98.33 98.31 98.32 Co-Forest 96.72 96.86 96.79 Tri-training 98.35 98.28 98.31 Semi-RF_2/3 98.6 97.83 98.21 Semi-RF 98.95 98.1 98.53 Weighted Semi-RF 99.06 98.25 98.65 75% C4.5 97.49 97.19 97.34 Random Forest 97.69 96.5 97.09 Self-training 97.53 97.24 97.39 Co-Forest 95.05 95.23 95.14 Tri-training 97.24 97.43 97.33 Semi-RF_2/3 97.8 96.56 97.17 Semi-RF 98.48 97.05 97.76 Weighted Semi-RF 98.48 97.39 97.93 80% C4.5 97.25 96.72 96.98 Random Forest 97.54 96.01 96.77 Self-training 97.17 96.84 97 Co-Forest 94.77 94.72 94.74 Tri-training 97.09 97.03 97.06 Semi-RF_2/3 97.67 96.05 96.85 Semi-RF 98.41 96.71 97.55 Weighted Semi-RF 98.46 96.96 97.7 90% C4.5 95.66 95.69 95.68 Random Forest 96.41 93.42 94.89 Self-training 95.61 95.86 95.74 Co-Forest 91.87 91.73 91.8 Tri-training 95.25 95.91 95.57 Semi-RF_2/3 96.54 93.48 94.98 Semi-RF 97.63 94.27 95.92 Weighted Semi-RF 97.75 94.68 96.19 95% C4.5 93.42 91.64 92.52 Random Forest 94.34 89.13 91.66 Self-training 93.46 92.06 92.75 Co-Forest 87.83 87.76 87.79 Tri-training 92.87 92.74 92.8 Semi-RF_2/3 94.52 89.15 91.75 C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 58 Note Type Unlabeled Data Method Precision Recall F-measure Semi-RF 96.75 89.82 93.15 Weighted Semi-RF 96.89 90.62 93.65 Average C4.5 96.43 95.9 96.16 Random Forest 96.9 94.56 95.71 Self-training 96.42 96.06 96.24 Co-Forest 93.25 93.26 93.25 Tri-training 96.16 96.28 96.22 Semi-RF_2/3 97.03 94.61 95.79 Semi-RF 98.04 95.19 96.58 Weighted Semi-RF 98.13 95.58 96.83 Table 6. Statistical test results for method evaluation at the 0.05 significance level with respect to F-measure Note Type Unlabeled Data Weighted Semi-RF Semi-RF The Others Care 50% > The Others No No 75% > The Others No No 80% > The Others No No 90% > The Others No No 95% > The Others No No Treatment Order 50% > The Others No No 75% > The Others No No 80% > The Others No No 90% > The Others No No 95% > Semi-RF > The Others No No Treatment Progress 50% > The Others No No 75% > The Others No No 80% > The Others No No 90% > The Others No No 95% > Semi-RF > The Others No No l 5. Conclusions In this paper, we consider the abbreviation identification task on free texts of the clinical notes in EMRs. The task is formulated as a binary classification task in a semi-supervised learning mechanism. In order to perform this task, we do level-wise feature engineering to represent each token in clinical notes in a vector space by examining the different aspects at token, sentence, and note levels. Using this feature vector representation, a novel adaptive semi-supervised learning approach is proposed. A new adaptive semi-supervised learning algorithm, Weighted Semi-RF, and its traditional semi-supervised learning algorithm, Semi-RF, are defined by combining the random forest model and Tri-training in a self-training manner along with a new weighting scheme via adaptation. These algorithms are simple, parameter- free, and practical by utilizing a current larger set of unlabeled data in constructing a classifier. The experimental results have confirmed that our solution is effective with the better Precision and F-measure values on average compared to some existing ones. This shows that abbreviation identification can be tackled well in our approach. In practice, the proposed solution is the first attempt to deal with abbreviation identification for real Vietnamese EMRs. Our method has processed the clinical texts of three different structure kinds in those records. The outcome of our method is very promising with high accuracy. C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 59 In the future, determining long forms of the identified abbreviations is our next step to prepare EMRs for further data processes. Besides, we plan for a new optimized stratified sampling scheme to maintain and enhance the prediction power of the final classifier. Acknowledgements This work is funded by Vietnam National University at Ho Chi Minh City under the grant of the research program on Electronic Medical Records (2015-2020). We would like to thank John von Neumann Institute,Vietnam National University at Ho Chi Minh City, very much for providing us with a very powerful server machine to carry out the experiments. Moreover, this work was partially completed when the authors were working at Vietnam Institute for Advanced Study in Mathematics, Vietnam. 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