Conclusions
In this paper, we consider the abbreviation
identification task on free texts of the clinical
notes in EMRs. The task is formulated as a
binary classification task in a semi-supervised
learning mechanism. In order to perform this
task, we do level-wise feature engineering to
represent each token in clinical notes in a vector
space by examining the different aspects at
token, sentence, and note levels. Using this
feature vector representation, a novel adaptive
semi-supervised learning approach is proposed.
A new adaptive semi-supervised learning
algorithm, Weighted Semi-RF, and its
traditional semi-supervised learning algorithm,
Semi-RF, are defined by combining the random
forest model and Tri-training in a self-training
manner along with a new weighting scheme via
adaptation.
These algorithms are simple, parameterfree, and practical by utilizing a current larger
set of unlabeled data in constructing a classifier.
The experimental results have confirmed that
our solution is effective with the better
Precision and F-measure values on average
compared to some existing ones. This shows
that abbreviation identification can be tackled
well in our approach.
In practice, the proposed solution is the first
attempt to deal with abbreviation identification
for real Vietnamese EMRs. Our method has
processed the clinical texts of three different
structure kinds in those records. The outcome
of our method is very promising with
high accuracy.
In the future, determining long forms of the
identified abbreviations is our next step to
prepare EMRs for further data processes.
Besides, we plan for a new optimized stratified
sampling scheme to maintain and enhance the
prediction power of the final classifier.
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k on Vietnamese EMRs.
From the linguistic perspectives, the support of
our work to the Vietnamese language of EMRs
is adaptable and portable to other languages.
Experimental results on various real clinical
note types have shown that our solution can
produce the better Precision and F-measure
values on average than the existing ones.
Besides, all the differences in F-measure
between Weighted Semi-RF and the other
methods are statistically significant at the
0.05 level.
2. Related works
In this section, we introduce several
existing works such as the works in Kreuzthaler
et al. (2016) [13], Kreuzthaler and Schulz
(2015) [14], Wu et al. (2011) [29], and Xu et al.
(2007) [32] on abbreviation identification, and
the works in Moon et al. (2014) [19], Xu et al.
(2007) [32], and Xu et al. (2009) [33] on sense
inventory construction for abbreviations.
Compared to the related works, our work
aims at a more general solution to abbreviation
identification. Indeed, Kreuzthaler et al. (2016)
[13] and Kreuzthaler and Schulz (2015) [14]
connected their solution to German
abbreviation writing styles. Henriksson (2014)
[10] considered the abbreviations with at most
4-letter lengths. Different from these works, our
work has no limitation on either abbreviation
writing styles or various lengths.
Besides, our work constructs a feature
vector space from the inherent characteristics of
each token in all the clinical notes at different
levels: token, sentence, and note. Such level-
wise feature engineering provides a
comprehensive vector representation of each
token. Moreover, a feature vector space is
defined in our work, while Xu et al. (2007) [32]
was not based on a vector space model, leading
to different representations for clinical notes.
Furthermore, Wu et al. (2011) [29] used a
local context based on the characteristics of the
previous/next word of each current word and
Xu et al. (2009) [33] used word forms of the
surrounding words in a window size at the
sentence level. Particularly for abbreviation
identification, Wu et al. (2011) [29] formed
several local context features in a single
sentence. These local context features did not
reflect the relationship between two consecutive
words all over the notes. For sense inventory
construction in Xu et al. (2009) [33], each
feature word was associated with the modified
Pointwise Mutual Information, representing a
co-occurrence-based association between the
feature word and its target abbreviation.
Different from the works in Wu et al.
(2011) [29] and Xu et al. (2009) [33], our work
handles the global context of each token
additionally at the note level. The global
context is represented by our cross-document
features. The cross-document features are
captured to represent a word based on its
context words. Both syntactic relatedness and
semantic relatedness between a word and its
context words are achieved in a distributed
representation of each word, from all the
sentences in a note set using a continuous bag-
of-words model in Mikolov et al. (2013) [18].
Regarding abbreviation identification, the
work inXu et al. (2007) [32] used word lists and
heuristic rules. Some works followed a
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 47
supervised learning approach in Wu et al.
(2017) [31], Kreuzthaler and Schulz (2015)
[14], Wu et al. (2011) [29], and Xu et al. (2007)
[32] using decision trees C4.5, random forest,
support vector machines, and their combination.
A more recent work in Kreuzthaler et al. (2016)
[13] proposed an unsupervised learning
approach such as a statistical approach, a
dictionary-based approach, and a combined one
with decision rules. None of the aforementioned
works was based on a semi-supervised learning
approach. By contrast, our work defines a
semi-supervised learning approach for
constructing an abbreviation identifier on
clinical texts.
Above all, each related work conducted
evaluation experiments using its own data set.
Kreuzthaler et al. (2016) [13] and Kreuzthaler
and Schulz (2015) [14] used German clinical
texts while Wu et al. (2012) [28], Wu et al.
(2011) [29], and Xu et al. (2007) [32] used
English ones. None of them is an available
benchmark clinical data set for abbreviation
identification. Therefore, it is difficult for
empirical comparisons on different clinical
texts in other languages.
In summary, our work is the first one that
proposes a semi-supervised learning approach
to abbreviation identification in clinical texts
with two new semi-supervised learning
algorithms, Semi-RF and Weighted Semi-RF,
using level-wise feature engineering for a more
comprehensive representation.
3. The proposed method for abbreviation
identification in clinical texts
In this section, we define an abbreviation
identification task along with level-wise feature
engineering for clinical texts. After that, we
propose an adaptive semi-supervised learning
approach to abbreviation identification in
clinical texts with two semi-supervised learning
algorithms, Semi-RF and Weighted Semi-RF.
Their discussions are also given.
3.1. Task definition
In this work, we formulate the abbreviation
identification task as a binary classification task
on free texts in the clinical notes. Given a set of
labeled clinical texts and another one of
unlabeled clinical texts, the task first builds an
abbreviation identifier and then uses this
identifier to identify each token in the given
unlabeled set as abbreviation (class = 1) or non-
abbreviation (class = 0).
For illustration, one sentence from a
treatment order of a doctor for a patient written
in a Vietnamese clinical note is given below:
(Tiêm TM) – TD: M – T – HA – NT 3h/lần.
The sentence is rewritten in English as follows:
(Inject into a vein) – Track: Pulse –
Temperature – Blood Pressure – Breath Speed
3 hours/time.
It is realized that in this treatment order, the
sentence is not a complete standard one and
includes many abbreviations. Also, there are
abbreviations of both medical and non-medical
terms. The abbreviations for medical terms are
“TM”, “M”, “T”, “HA”, “NT” and those for
non-medical terms are “TD” and “3h”.
If this sentence is in a set of labeled clinical
texts, their tokens are labeled as shown in
Figure 1.
If the sentence is in a set of new (unlabeled)
clinical texts, its tokens need to be identified as
0 or 1, for non-abbreviation or abbreviation,
respectively.
To be processed in the task, each token
must be represented in a computational form. In
our work, a vector space model is used. Each
token is characterized by a vector of p features
corresponding to p dimensions of the space.
A vector corresponding to a token in the
labelled set is used in abbreviation identifier
construction.
G
Figure 1. A sample treatment order sentence with tokens and their labels.F
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60
48
On the other hand, a vector corresponding
to a token in the unlabeled set has no class
value. Its class value needs to be predicted by
an abbreviation identifier.
If at the beginning, a labeled set is
available, the task can be performed in a
supervised learning or semi-supervised learning
mechanism. In practice, a semi-supervised
learning mechanism is preferred in the
following conditions. An available labeled set is
small and thus, might not be sufficient for an
effective supervised learning process.
Meanwhile, there exists a larger unlabeled set.
It would be helpful if this unlabeled set can be
exploited for more effectiveness.
In our work, we approach this abbreviation
identification task in a semi-supervised learning
mechanism with our semi-supervised learning
algorithms. These algorithms can facilitate the
task in a parameter-free configuration scheme.
3.2. Level-wise feature engineering for clinical
texts in a vector space
In this subsection, we first design the vector
structure of each token and then process the
clinical texts to generate its vector by extracting
and calculating its feature values. Figure 2
depicted these consecutive steps as (1).
Unsupervised Feature Vector Space Building
and (2). Feature Value Extraction.
Figure 2. Representing clinical notes in electronic
medical records in a vector space.
In step (1), we consider the features at the
token, sentence, and note levels because clinical
notes include sentences each of which contains
many tokens attained with tokenization. In such
a multilevel view, level-wise feature
engineering captures many different aspects of
each token from the finest token and sentence
levels to the coarsest note one.
In step (2), each element of the vector is
determined according to the characteristics of
the token at these levels. A vector
corresponding to a labeled token is annotated
additionally.
Formally, a token in a clinical note is
represented in the form of a vector:
X = (x
t
1, , x
t
tp, x
s
1, , x
s
sp, x
n
1, ,
x
n
np)
(1)
in a vector space of p dimensions where x
t
i
is a value of the i-th feature at the token level
for i = 1..tp, x
s
j is a value of the j-th feature at
the sentence level for j = 1..sp, and x
n
k is a value
of the k-th feature at the note level for k = 1..np;
and tp is the number of token-level features, sp
is the number of sentence-level features, and np
is the number of note-level features, leading to
p = tp + sp + np. Details of these level-wise
features are delineated below.
At the token level, each token is
characterized by its own aspects: word form
with orthographic properties, word length, and
semantics (e.g. being a medical term or an
acronym of any medical term). The
corresponding token-level features include:
AllAlphabeticChars, AnyAlphabeticChar,
AnyAlphabeticCharAtBeginning, AllDigits,
AnyDigit, AnyDigitAtBeginning,
AnySpecialChar, AnyPunctuation,
AllConsonants, AnyConsonant, AllVowels,
AnyVowel, AllUpperCaseChars,
AnyUpperCaseCharAtBeginning, Length,
inDictionary, isAcronym.
At the sentence level, many contextual
features are defined from the surrounding words
of each token in its sentence. We also used the
local contextual features of the previous and
next tokens in a 3-token window proposed in
Wu et al. (2011) [29].
At the note level, occurrence of each token
in clinical notes is considered as a note-level
feature. We use a term frequency
TermFrequency to capture the number of its
occurrences. Additionally mentioned in Long
(2003) [17], many abbreviations have been
commonly used but many are dependent on
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 49
context, leading to the importance of capturing
the surrounding context of each abbreviation. In
our work, we enrich the context of each token
by our cross-document features for its global
context. Consistent with the local context, the
global context is defined by the cross-document
features of the previous, current and next tokens
in a 3-token window.
To obtain the values for the cross-document
features, we use a word embedding vector of
each token. Indeed, their values stem from a
distributed representation of a token in Mikolov
et al. (2013) [18] based on their surrounding
tokens in all the given texts, as a vector using a
continuous bag-of-words model.
3.3. The proposed semi-supervised learning
algorithm
3.3.1. Algorithm characteristics
Defined in Breiman (2001) [3], random
forest is a well-known ensemble algorithm. One
of its improved versions was defined in
González et al. (2015) [9] for more
effectiveness with monotonicity constraints.
Meanwhile, Tri-training in Zhou and Li (2005)
[35] is an advanced parameter-free co-training
style algorithm. Introduced in Yarowsky (1995)
[34], the self-training approach is one of the
simplest semi-supervised learning algorithms.
Nevertheless, the users must set a “correct”
value to the probability threshold for newly
labeled instance selection.
Bringing random forest and Tri-training to
the self-training approach, our work proposes a
new adaptive semi-supervised learning
approach with two algorithms: Semi-RF and
Weighted Semi-RF. Semi-RF combines Tri-
training and a random forest in a self-training
style, while Weighted Semi-RF is its adaptive
version with a weighting scheme for proper
treatment of the labeled instances in the
learning process. They inherit the strengths of
random forest and Tri-training and overcome
the weaknesses of the self-training approach.
Different from the existing algorithms such as
Dong et al. (2016) [6], Joachims (1999) [11], Li
and Zhou (2007) [16], Tanha et al. (2015) [22],
and Triguero et al. (2015) [24], our algorithms
are developed with the following foundations:
• The resulting algorithms are parameter-
free based on Tri-training, effective based on
random forest models, but simple in the self-
training style.
• The final classifier is in fact a random
forest model with its inherent effective, robust,
and non-overfitting advantages.
• For Weighted Semi-RF, differentiating
between the instances in both labeled and
unlabeled sets is maintained in the learning
process by favoring the truly labeled instances
over those wrongly labeled instances in a
weighting scheme.
Specifically, the algorithms are proposed in
the form of self-training, using the random
forest model of three random trees with
( 1)log( p ) random features. This feature
number is based on the study of Breiman
(2001) [3]. Three random trees play the role of
three classifiers in Tri-training so that the
probability threshold can be automatically
defined to select the most confidently predicted
instances from a current unlabeled set.
Compared to Tri-training, our algorithms
are different in the following instance selection.
Each instance is considered to be correctly
predicted and then selected if the agreement of
these three random trees is achieved at the
highest level. It can contribute to the learning
process of each random tree if included in
bootstrap sampling. Therefore, bootstrap
sampling is retained in random forest
construction in each round and so is the
diversity of the three random trees. This
maintained diversity is significant for a
majority voting scheme in classification by an
ensemble model.
Besides, a weighting scheme that favors
truly labeled instances and easily predicted
instances is introduced via adaptation on a
current labeled set including both truly labeled
and newly labeled instances at the beginning of
each round. This weighting scheme makes the
current labeled set adaptive to such truly
labeled and newly easily predicted instances.
Further, it will shift the prediction of our final
classifier towards these instances and constrain
the hard newly predicted instances that might
be wrongly labeled.
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60
50
Moreover, the optimization of our
algorithms is based on the generalization of the
final random forest model over the original
labeled set containing true labels that are
certainly known. This forms the stable
convergence of our algorithms.
3.3.2. Algorithm details
For details, the pseudo-code of our
Weighted Semi-RF algorithm is given in Figure
3. Its original Semi-RF algorithm is a simpler
version without the weighting scheme via
adaptation on the labeled set. Details of the
weighting scheme are given in Figure 4 and
details of the selection scheme of the most
confidently predicted instances from the current
unlabeled set are given in Figure 5.
In Figure 3 in an iterative manner, our
Weighted Semi-RF algorithm performs below.
In line (5), the weighting scheme is invoked
on the current set of labeled instances to
provide another adaptive set which will be later
used in constructing a current random forest
model. This current classifier is then evaluated
on the original set of labeled data. If its error
rate is less than the previous error rate set
previously, i.e. its prediction power is better,
the previous error rate and the previous
classifier will be updated with the new current
ones. Otherwise, the previous classifier has
been the best so far and thus will be returned as
a resulting classifier C.
If improvement is found, exploiting
unlabeled data is considered from line (11) to
line (18). If the current set of unlabeled data is
not empty, we use the current classifier to
predict the label of each instance in this set.
After that, the most confidently predicted
instances are selected from this unlabeled set,
and added into the current set of labeled
instances to enlarge the training set in the next
iteration. The current unlabeled set is also
updated by removing those chosen instances. If
the current unlabeled set is empty, the learning
process will stop and return the current
classifier as a resulting classifier C.
As specified in Figure 3, a resulting
classifier C is obtained with two termination
conditions: no element in the current set of
unlabeled data in line (17) or no improvement
on the prediction power of the resulting
classifier on the original set of labeled data in
line (20). The first termination condition is
based on the general rationale behind the semi-
supervised learning approach which aims to
exploit unlabeled instances in the learning
process to enhance the learnt classifier when
there are a few labeled instances. If there is no
unlabeled instance for the exploitation, the
learning process will end. As for the second
one, if the exploitation is not positive for
enhancing the current classifier which has been
the best one so far, the learning process will end
so that the current prediction power of this
classifier can be kept for use. These two
termination conditions ensure the convergence
of our proposed algorithms.
Shown in Figure 3, the entire learning
process of our algorithms is in a self-training
mechanism, but the use of the random forest
model of three random trees and the selection of
the most confidently predicted instances have
turned our algorithms in a tri-training
mechanism. On the other hand, the learning
process is enhanced with the aforementioned
weighting scheme via adaptation on the current
labeled data set. As two main advantages, our
weighting and selection schemes are discussed.
(i). Weighting Scheme
First, our weighting scheme makes
adaptation on the current labeled set in the k-
fold cross validation style by weighting each
instance in favor of its being truly labeled. For
example, to make adaptation on the current set
of labeled instances into 5 similarly-sized folds
(k=5), in a 5-iteration loop of the k-fold cross
validation style, four out of 5 folds form a
training set to build a random forest model of
three random trees with ( 1)log( p ) random
features, which will be then used to predict the
remaining fold. The correctly predicted
instances of the remaining fold are added into
the adapted current set of labeled instances,
returned as a result of the weighting scheme.
Weighting is different for an instance that
has a true label given in the original labeled set
and another one that has a predicted label given
in the semi-supervised learning process. It is
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 51
also different for an instance that has a truly
predicted label and another one that has a
wrongly predicted label, both given and
selected in the semi-supervised
learning process.
As the weighting scheme considers truly
labeled instances, it is questionable that
overfitting occurs in our learning process. This
is not a fact in Weighted Semi-RF due to the
characteristics of random forest models.
Mentioned in Li and Zhou (2007) [16], the
diversity of the random trees in the random
forest is maintained even if their training data
sets are similar. As a result, only truly labeled
instances have mainly contributed to our
learning process, while probably wrongly
labeled instances that have been added into the
training data set would have had less.
(ii). Selection scheme
Second, the most confidently predicted
instance selection scheme is described.
Let us denote m be the number of classes
and t be the number of random trees in the
random forest model. The prediction score of a
current instance X
*
is calculated below:
G
Figure 3. Weighted Semi-RF - the proposed adaptive semi-supervised learning algorithm.
Weighted Semi-RF: The proposed adaptive semi-supervised learning algorithm on both labeled and
unlabeled data in the p-dimension vector space
Input:
lSet: a labeled set which is originally given in the p-dimension vector space
uSet: an unlabeled set which is originally given in the p-dimension vector space
Output:
C: a resulting classifier
Process:
(1). Set a previous error rate Previous_error_rate to 0.5
(2). Assign lSet as a current set clSet which contains all instances with known labels
(3). Assign uSet as a current set cuSet which contains all instances with unknown labels
(4). Repeat until the termination conditions are met:
(5). Weighting the labeled instances via adaptation on the labeled set clSet to obtain an
adaptive labeled set clSet_a
(6). Build a current random forest Current_RF of three random trees with ( 1)log( p ) random
features on clSet_a
(7). Compute a current error rate Current_error_rate by evaluating Current_RF on lSet
(8). If Previous_error_rate > Current_error_rate then
(9). Previous_error_rate = Current_error_rate
(10). Save the current random forest Current_RF as a previous random forest Previous_RF
(11). If cuSet is not empty then
(12). Predict a label of each instance in cuSet using Current_RF
(13). Select a set sSet of the most confidently predicted instances from cuSet
(14). Update clSet_a to clSet by including sSet
(15). Update cuSet by excluding sSet
(16). Else
(17). Return the current random forest Current_RF as a resulting classifier C
(18). End If
(19). Else
(20). Return the previous random forest Previous_RF as a resulting classifier C
(21). End If
(22). End Repeat
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60
52
• Each random tree j performs a prediction
on X
*
and provides a class distribution score of
each class Ci for i=1..m for X
*
which is:
Pj(Ci|X
*
) = N
k
(2)
where k is the number of instances in class
Ci out of N instances in the training set of the
tree j at the leaf node.
• Based on the majority voting scheme, the
final prediction score of X
*
, Score(X
*
), is
determined as the maximum class distribution
score P(Ci|X
*
) for i=1..m and its predicted class,
Class(X
*
), is Ci corresponding to the maximum
class distribution score P(Ci|X
*
):
Score(X
*
) = max {P(Ci|X
*
) for i=1..m} (3)
Class(X
*
) = argmaxCi { P(Ci|X
*
) for
i=1..m }
(4)
Where a class distribution score of a class
Ci for X
*
by the random forest model is
calculated as P(Ci|X
*) = Σj=1..tPj(Ci|X
*
) and
normalized as:
i=1..m, 0 P(Ci|X
*
)1 and Σi=1..mP(Ci|X
*
) = 1.
In the selection scheme, if the prediction
score of the instance X
*
is 1, then X
*
is selected.
Figure 4. Weighting Scheme - weighting the labeled instances via adaption
on a current set clSet of labeled instances
Figure 5. Selection Scheme - selecting a set sSet of the most confidently predicted instances
from the current set cuSet of unlabeled instances.
Weighting Scheme: Weighting the labeled instances via adaptation on a current set clSet of labeled instances
in the 5-fold cross validation scheme
Input:
clSet: a current set which contains all instances with known labels in the p-dimension vector space
Output:
clSet_a: a current set which contains all instances with known labels after adaptation in the p-dimension
vector space
Process:
(1). clSet_a = clSet
(2). Do stratified random sampling without replacement on clSet into 5 folds that have similar size
(almost the same size)
(3). For each fold f do
(4). Build a random forest aRF of three random trees with ( 1)log( p ) random features on a set
which is clSet excluded the current fold f
(5). Evaluate aRF on the current fold f
(6). Update clSet_a with the instances of the current fold f correctly recognized by aRF
(7). End For
(8). Return clSet_a
Selection Scheme: Selecting a set sSet of the most confidently predicted instances from the current set cuSet of
unlabeled instances
Input:
cuSet: a current set which contains all instances with unknown labels in the p-dimension vector space
Output:
sSet: a selected set of the most confidently predicted instances in the p-dimension vector space
Process:
(1). For each instance X* in cuSet do
(2). Calculate a prediction score for the current instance X*
(3). If its prediction score = 1 then
(4). Add this current instance X* into sSet
(5). End If
(6). End For
(7). Return sSet
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 53
Its predicted label is now considered true.
The reason for the threshold value of 1 is
reducing a chance of selecting a wrongly
predicted instance. Indeed, a wrong prediction
occurs only if at least one of the random trees
misclassifies the instance.
3.3.3. Discussions
In short, Semi-RF is our semi-supervised
learning algorithm using random forest models
as its base model in a combined self-training
and Tri-training manner. Weighted Semi-RF is
its adaptive version, which enhances the
training set with the weighting scheme.
Compared to Semi-RF, Weighted Semi-RF has
reduced the influence of the selected wrongly
predicted instances in the learning process.
Besides, these algorithms are applicable to
classifier construction from a small labeled set
in practice. Above all, they are parameter-free
with no restriction on parameter configurations.
4. Empirical evaluation
4.1. Data sets
In our work, all the experiments were
conducted on three clinical note sets including
Care and Treatment clinical notes in Table 1.
Thanks to Hospital in Vietnam (Hospital (2016)
[25]), these clinical notes are provided from real
EMRs written in Vietnamese with some
English medical terms.
After a tokenization process is performed
with the separators such as space and tab, these
clinical notes are manually annotated.
Furthermore, we randomly select only 565
distinct sentences for each type in one
processing batch. Besides, we made 30 random
selections to avoid randomness. Thus, every
measure value in our results is an average of the
corresponding results from 30 executions.
Their information is described in Table 2.
4.2. Experiment settings
The program is written in Java using Weka
3 (Weka3 (2016) [26]). For feature extraction,
the word embedding library in Word2VecJava
(Word2VecJava (2016) [27]) is used. In
addition, a hand-coded dictionary including
1995 English/Vietnamese medical terms is
prepared and used. From the linguistic
perspectives, the support of our work to
Vietnamese can be adaptable and portable to
other languages with their own dictionaries.
For evaluation, a full set of features at all
the three levels of details was used. Random
Forest in Breiman (2001) [3], C4.5, Self-
training in Yarowsky (1995) [34], Tri-training
in Zhou and Li (2005) [35], Co-Forest in Li and
Zhou (2007) [16], Semi-RF_2/3, Semi-RF, and
Weighted Semi-RF are examined.
Among these algorithms, Random Forest
and C4.5 are included because they are base
models in the semi-supervised learning
algorithms in our experiments. Tri-training with
C4.5, Self-Training with C4.5, and Co-Forest
are selected according to the empirical study of
Triguero et al. (2015) [23]. We also record the
performance of Semi-RF_2/3 which is Semi-RF
using the threshold of 2/3 to check how
effective our most confidently predicted
instance selection scheme is.
Regarding performance measures,
Precision, Recall, and F-measure are used to
record the effectiveness of each method and
show how well abbreviations can be identified.
The higher measure value implies the better
method. Besides, One-Way ANOVA in Fisher
(1934) [8] has been done to determine if there
exist significant differences in F-measure
among compared groups at the 0.05 level of
significance. In addition, Bonferroni post-hoc
test in Dunn (1961) [7] with Levene's test in
Levene (1960) [15] for equal variances at the
0.05 level of significance has been used for
specific significant differences. In the following
Tables 3, 4, and 5, the averaged results were
reported. A summary of statistical test results is
given in Table 6 to compare the averaged F-
measure values of Weighted Semi-RF and those
of the others. In Table 6, we used “Weighted
Semi-RF>Y” to denote that Weighted Semi-RF
outperformed the “Y” methods with
significantly better F-measure values.
For reliable accuracy estimation, we use the
k-fold cross validation scheme in the context of
semi-supervised learning. In particular, k is 2, 4,
5, 10, or 20 corresponding to 50%, 75%, 80%,
90%, or 95% unlabeled data.
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60
54
Table 1. Details about all the clinical note sets and abbreviations.
Note Type Care Treatment Order Treatment Progress
Number of patients 2,000 2,000 2,000
Number of records 12,100 4,175 4,175
Number of sentences 8,978 39,206 13,852
Number of tokens 52,109 325,496 138,602
Number of abbreviations 3,031 24,693 7,641
Percentage of abbreviations (%) 5.82 7.59 5.51
Table 2. Details about the selected clinical note sets.
Note type Care Treatment Order Treatment Progress
Averaged number of sentences 565 565 565
Averaged number of tokens 4119 6954 8002
Averaged number of tokens per sentence 7.29 12.31 14.16
Averaged number of abbreviations per sentence 1.11 2.70 2.16
Number of distinct abbreviations 49 117 199
Averaged percentage of non-abbreviations 83.74 % 78.08 % 84.71 %
Averaged percentage of abbreviations 16.26 % 21.92 % 15.29 %
gh
4.3. Experimental results and an evaluation for
the proposed method
Via the experimental results, our methods
always outperform the others with the best
Precision and F-measure values for all the
clinical texts. Nevertheless, our methods
produced the best Recall values for the Care
and Order clinical texts and just the second best
Recall values for the Progress clinical texts
when there is about less than 90% unlabeled
data. In those cases, Tri-training or Self-training
got the best Recall values for the Progress
clinical texts. As there are 90% and 95%
unlabeled data, our methods can obtain the best
Precision and F-measure values and almost the
second best Recall values consistently for all
the clinical texts while the best Recall values
come from Tri-training. This is understandable
as Tri-training handled the number of the
instances added into the training set nicely
based on the learning from noisy examples. In
contrast, our methods selected all the instances
based on the probability threshold, leading to an
imbalance in the added instance set including
more non-abbreviations and fewer
abbreviations.
Indeed, Weighted Semi-RF can produce
from 0.26% to 1.52% better Precision values
than the highest ones by the others and from
2.37% to 9.06% better Precision values than the
lowest ones by the others. As for Recall, they
are from -2.12% to 0.99% compared to the
highest ones by the others and from 0.4% to
4.68% compared to the lowest ones by the
others. For F-measure, they are from 0.33% to
1.36% compared to the highest ones by the
others and from 1.51% to 6.53% compared to
the lowest ones by the others. On balance, our
methods outperform the others with the better
F-measure values in all the cases.
In Table 6, almost all the differences in
F-measure between Weighted Semi-RF and the
others are significant at the level of 0.05. It
is confirmed that Weighted Semi-RF is
effective for abbreviation identification in the
clinical texts.
Among our methods, Weighted Semi-RF
outperforms Semi-RF and Semi-RF
outperforms Semi-RF-2/3 in almost all the
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 55
cases. In Table 6, statistical test results
confirmed the effectiveness of Weighted Semi-
RF compared to Semi-RF_2/3 with better
F-measure values in almost all the cases. These
facts imply appropriate design of our
algorithms. In particular, the probability
threshold setting based on the agreement of all
the base learners is more stable than the one
with the agreement in Tri-training or user-
specified in Self-training. In addition,
consideration on the influences of each instance
in the training set is important and our
weighting scheme is effective in that regard.
In short, our work has provided an effective
solution to automatic abbreviation identification
with Semi-RF and Weighted Semi-RF. It has
been examined on the various real clinical texts
and produced promising results to lay the
foundations for determining the appropriate long
forms of each correctly identified abbreviation.
Table 3. Averaged results for method evaluation on care notes
Note Type Unlabeled Data Method Precision Recall F-measure
Care
50%
C4.5 98.48 96.6 97.53
Random Forest 98.8 96.97 97.88
Self-training 98.6 96.66 97.61
Co-Forest 97.15 96.51 96.82
Tri-training 98.3 97.13 97.71
Semi-RF_2/3 98.91 96.96 97.92
Semi-RF 99.14 97.33 98.23
Weighted Semi-RF 99.24 97.49 98.36
75%
C4.5 97.78 95.59 96.67
Random Forest 97.86 95.89 96.86
Self-training 97.73 95.64 96.68
Co-Forest 95.23 94.22 94.72
Tri-training 96.97 96.43 96.7
Semi-RF_2/3 97.94 95.92 96.92
Semi-RF 98.62 96.33 97.46
Weighted Semi-RF 98.71 96.48 97.58
80%
C4.5 97.46 95.23 96.33
Random Forest 97.58 95.26 96.4
Self-training 97.49 95.33 96.4
Co-Forest 94.37 94.31 94.34
Tri-training 96.44 96.24 96.34
Semi-RF_2/3 97.67 95.33 96.48
Semi-RF 98.38 96.1 97.23
Weighted Semi-RF 98.43 96.34 97.37
90%
C4.5 95.81 94.06 94.92
Random Forest 96.17 93.32 94.72
Self-training 95.62 94.49 95.05
Co-Forest 91.98 91.28 91.62
Tri-training 94.83 94.8 94.81
Semi-RF_2/3 96.26 93.38 94.79
Semi-RF 97.21 94.6 95.89
Weighted Semi-RF 97.33 95.01 96.15
95%
C4.5 94.29 91.62 92.93
Random Forest 94.39 90 92.13
Self-training 94.35 91.61 92.95
Co-Forest 88 87.98 87.98
Tri-training 93.41 92.71 93.05
Semi-RF_2/3 94.5 90.03 92.2
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60
56
Note Type Unlabeled Data Method Precision Recall F-measure
Semi-RF 96.38 91.75 94
Weighted Semi-RF 96.43 92.66 94.51
Average
C4.5 96.36 94.25 95.29
Random Forest 96.72 93.75 95.21
Self-training 96.33 94.5 95.4
Co-Forest 92.67 92.21 92.43
Tri-training 95.54 95.08 95.3
Semi-RF_2/3 96.8 93.79 95.27
Semi-RF 97.7 94.88 96.27
Weighted Semi-RF 97.75 95.27 96.49
Table 4. Averaged results for method evaluation on treatment order notes
Note Type Unlabeled Data Method Precision Recall F-measure
Treatment
Order
50%
C4.5 98.17 98.24 98.2
Random Forest 98.42 98.06 98.24
Self-training 98.14 98.32 98.23
Co-Forest 97.22 97.33 97.27
Tri-training 98.08 98.31 98.2
Semi-RF_2/3 98.49 98.1 98.29
Semi-RF 98.79 98.5 98.64
Weighted Semi-RF 98.74 98.54 98.64
75%
C4.5 97.12 96.98 97.05
Random Forest 97.21 96.8 97
Self-training 97.12 97.06 97.09
Co-Forest 95.4 95.71 95.55
Tri-training 97.03 97.3 97.16
Semi-RF_2/3 97.28 96.87 97.07
Semi-RF 97.96 97.45 97.7
Weighted Semi-RF 98.1 97.63 97.86
80%
C4.5 96.85 96.55 96.7
Random Forest 97.12 96.3 96.7
Self-training 96.84 96.63 96.74
Co-Forest 94.71 95.35 95.03
Tri-training 96.61 96.86 96.73
Semi-RF_2/3 97.19 96.34 96.76
Semi-RF 97.75 96.92 97.33
Weighted Semi-RF 97.88 97.26 97.57
90%
C4.5 95.17 95.12 95.14
Random Forest 95.74 94.14 94.93
Self-training 95.28 95.03 95.15
Co-Forest 92.23 93.09 92.65
Tri-training 94.94 95.42 95.18
Semi-RF_2/3 95.83 94.18 95
Semi-RF 96.94 94.82 95.87
Weighted Semi-RF 96.99 95.28 96.13
95%
C4.5 92.79 92.76 92.77
Random Forest 94.07 91.42 92.72
Self-training 92.7 93.12 92.91
Co-Forest 88.51 89.64 89.07
Tri-training 92.56 93.39 92.97
Semi-RF_2/3 94.16 91.45 92.78
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 57
Note Type Unlabeled Data Method Precision Recall F-measure
Semi-RF 96 92.14 94.03
Weighted Semi-RF 96.15 92.87 94.48
Average
C4.5 96.02 95.93 95.97
Random Forest 96.51 95.34 95.92
Self-training 96.02 96.03 96.02
Co-Forest 93.61 94.22 93.91
Tri-training 95.84 96.26 96.05
Semi-RF_2/3 96.59 95.39 95.98
Semi-RF 97.49 95.97 96.72
Weighted Semi-RF 97.57 96.31 96.94
Table 5. Averaged results for method evaluation on treatment progress notes
Note Type Unlabeled Data Method Precision Recall F-measure
Treatment
Progress
50%
C4.5 98.35 98.25 98.3
Random Forest 98.52 97.73 98.12
Self-training 98.33 98.31 98.32
Co-Forest 96.72 96.86 96.79
Tri-training 98.35 98.28 98.31
Semi-RF_2/3 98.6 97.83 98.21
Semi-RF 98.95 98.1 98.53
Weighted Semi-RF 99.06 98.25 98.65
75%
C4.5 97.49 97.19 97.34
Random Forest 97.69 96.5 97.09
Self-training 97.53 97.24 97.39
Co-Forest 95.05 95.23 95.14
Tri-training 97.24 97.43 97.33
Semi-RF_2/3 97.8 96.56 97.17
Semi-RF 98.48 97.05 97.76
Weighted Semi-RF 98.48 97.39 97.93
80%
C4.5 97.25 96.72 96.98
Random Forest 97.54 96.01 96.77
Self-training 97.17 96.84 97
Co-Forest 94.77 94.72 94.74
Tri-training 97.09 97.03 97.06
Semi-RF_2/3 97.67 96.05 96.85
Semi-RF 98.41 96.71 97.55
Weighted Semi-RF 98.46 96.96 97.7
90%
C4.5 95.66 95.69 95.68
Random Forest 96.41 93.42 94.89
Self-training 95.61 95.86 95.74
Co-Forest 91.87 91.73 91.8
Tri-training 95.25 95.91 95.57
Semi-RF_2/3 96.54 93.48 94.98
Semi-RF 97.63 94.27 95.92
Weighted Semi-RF 97.75 94.68 96.19
95%
C4.5 93.42 91.64 92.52
Random Forest 94.34 89.13 91.66
Self-training 93.46 92.06 92.75
Co-Forest 87.83 87.76 87.79
Tri-training 92.87 92.74 92.8
Semi-RF_2/3 94.52 89.15 91.75
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60
58
Note Type Unlabeled Data Method Precision Recall F-measure
Semi-RF 96.75 89.82 93.15
Weighted Semi-RF 96.89 90.62 93.65
Average
C4.5 96.43 95.9 96.16
Random Forest 96.9 94.56 95.71
Self-training 96.42 96.06 96.24
Co-Forest 93.25 93.26 93.25
Tri-training 96.16 96.28 96.22
Semi-RF_2/3 97.03 94.61 95.79
Semi-RF 98.04 95.19 96.58
Weighted Semi-RF 98.13 95.58 96.83
Table 6. Statistical test results for method evaluation at the 0.05 significance level with respect to F-measure
Note Type Unlabeled Data Weighted Semi-RF Semi-RF The Others
Care
50% > The Others No No
75% > The Others No No
80% > The Others No No
90% > The Others No No
95% > The Others No No
Treatment
Order
50% > The Others No No
75% > The Others No No
80% > The Others No No
90% > The Others No No
95% > Semi-RF
> The Others
No No
Treatment
Progress
50% > The Others No No
75% > The Others No No
80% > The Others No No
90% > The Others No No
95% > Semi-RF
> The Others
No No
l
5. Conclusions
In this paper, we consider the abbreviation
identification task on free texts of the clinical
notes in EMRs. The task is formulated as a
binary classification task in a semi-supervised
learning mechanism. In order to perform this
task, we do level-wise feature engineering to
represent each token in clinical notes in a vector
space by examining the different aspects at
token, sentence, and note levels. Using this
feature vector representation, a novel adaptive
semi-supervised learning approach is proposed.
A new adaptive semi-supervised learning
algorithm, Weighted Semi-RF, and its
traditional semi-supervised learning algorithm,
Semi-RF, are defined by combining the random
forest model and Tri-training in a self-training
manner along with a new weighting scheme via
adaptation.
These algorithms are simple, parameter-
free, and practical by utilizing a current larger
set of unlabeled data in constructing a classifier.
The experimental results have confirmed that
our solution is effective with the better
Precision and F-measure values on average
compared to some existing ones. This shows
that abbreviation identification can be tackled
well in our approach.
In practice, the proposed solution is the first
attempt to deal with abbreviation identification
for real Vietnamese EMRs. Our method has
processed the clinical texts of three different
structure kinds in those records. The outcome
of our method is very promising with
high accuracy.
C. Vo et al. / VNU Journal of Science: Comp. Science & Com. Eng., Vol. 34, No. 2 (2018) 44-60 59
In the future, determining long forms of the
identified abbreviations is our next step to
prepare EMRs for further data processes.
Besides, we plan for a new optimized stratified
sampling scheme to maintain and enhance the
prediction power of the final classifier.
Acknowledgements
This work is funded by Vietnam National
University at Ho Chi Minh City under the grant
of the research program on Electronic Medical
Records (2015-2020).
We would like to thank John von Neumann
Institute,Vietnam National University at Ho Chi
Minh City, very much for providing us with a
very powerful server machine to carry out the
experiments. Moreover, this work was partially
completed when the authors were working at
Vietnam Institute for Advanced Study in
Mathematics, Vietnam. Besides, our thanks go
to Dr. Nguyen Thi Minh Huyen and her team at
University of Science, Vietnam National
University, Hanoi, Vietnam, for external
resources used in the experiments and also to
the administrative board at VanDon Hospital
for their real clinical data and support.
Furthermore, the authors would like to thank
the authors of the works in [16, 35] very much
for the source code of their algorithms in Java
available on their website.
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