This study is granted by Ministry of Agriculture
and Rural development of Vietnam. We are
appreciated kind supports from Research Institute
for Aquaculture No.3. Thanks to Organising
Committee of Molecular Biotechnology and
Environment, MBE2015, Nha Trang University
for opportunity to join the conference.
                
              
                                            
                                
            
 
            
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Journal of Fisheries science and Technology Special issue - 2015
NHA TRANG UNIVERSITY • 29
BACTERIAL DIVERSITY IN PENAEID SHRIMP HEPATOPANCREAS 
REVEALED BY METAGENOME ANALYSIS
Hua Ngoc Phuc1, Truong Hai Nam2, Do Thi Huyen2, 
Nguyen Thi Trung2, Nguyen Thi Quy2, Duong Thu Huong2
ABSTRACT
Early mortality syndrome (EMS) or acute hepatopancreatic necrosis disease (AHPND) is an emerging 
disease reported recently that has caused massive loss to saline shrimp aquaculture. EMS/AHPND was 
recognized in Vietnam since 2011 and up to now its adverse effect is still serious to shrimp industry nationwide. 
Determination of the main pathogenic factor and the role of other microbial candidates is a very important 
study. This report shares results of a metagenome analysis on bacterial diversity at community level that has 
been one of critical research efforts on EMS/AHPND in Vietnam in recent time.
A total of 7 metagenomic samples were extracted from farmed penaeid shrimp hepatopancrea tissues 
including 2 samples of healthy shrimp populations and 5 others of infected shrimps at regions of 16S rDNA, 
recA, and rpoB were sequenced by Illumina HiSeq technology. The DNA metagenome analysis revealed 
a wide range of bacteria groups up to 63/171 genera on healthy and infected shrimp hepatopancreatic 
samples, respectively. The mainly dominant bacteria (percentage on healthy/infected samples, respectively) 
were Pseudomonas (0.74/76.59%), Stenotrophomonas (0/13.44%), Enterobacter (0/1.75%), and especially 
Vibrio (0/1.28%). The routine pathogens such as Aeromonas, Enterobacter, Samonella, Vibrio were not found 
in hepatopancreatic samples of healthy shrimps. Remarkable differences in this study compared to other 
previous reports will be discussed with a focus on the factor Vibrio parahaemoluticus and the mechanism of 
transmission in relevance to prevention of the disease.
Keyword: penaeid shrimp, EMS/AHPND, metagenome, bacterial diversity
1 Research Institute for Aquaculture No. 3 - Corresponding email: hnphuc@ria3.vn
2 Institute of Biotechnology – Vietnam Academy of Science and Technology
I. INTRODUCTION
An emerging disease occured with serious 
loss to shrimp aquaculture in Asia since 2009. 
The outbreake of the disease so called Early 
Mortality Syndrome (EMS), and later defined 
as Acute Hepatopancreatic Necrosis Disease 
(AHPND) spread rapidly to Malaysia (2010), 
Vietnam (2011), Thailand (2012), and Mexico 
(2013) (Lightner et al., 2012; Leano and Mohan, 
2012; Zorriehzahra and Banaederakhshan, 
2015). The important effect of EMS/AHPND 
to shrimp production in the region has been 
very significant. In particular, it caused 22% 
shrimp production dicrease in China and 50% 
in Thailand in 2013. In general, EMS/AHPND 
epidemic made global shrimp production lower 
than expectation 23% (Chamberlain, 2013). In 
Vietnam, more than 81,000 ha of shrimp farms 
in Mekong Delta was lost due to EMS in the 
years 2011-2012 (Periodical report of Directorate 
of Fisheires, 2012). Several emergent efforts 
were done that led to preliminary conclusion 
of biotic toxins as causative factors of 
EMS/AHPND. The first brief metagenomic 
survey done by Centex Shrimp, Thailand 
showed unexpected results of finding 5 bacterial 
genera nerver known in shrimp previously. 
They were Ralstonia, Delftia, Pelomonas, 
Leifsonia, and Rhodococcus (Prachumwat et 
al., 2012). In the same time with the publication 
Journal of Fisheries science and Technology Special issue - 2015
30 • NHA TRANG UNIVERSITY
of Loc Tran et al., (2913) reporting the 
agent causing EMS/AHPND, we assumed 
microorganisms were the target to look 
for and proposed that microbes played an 
important role in the disease quick symptome. 
Therefore a metagenomic study on farmed 
penaeid shrimp hepatopancrea was conducted. 
This study aims to find out the diversity of 
bacteria present in hepatopancrea of healthy 
and EMS/AHPND infected shrimps in order to 
speculate the main cause of the epidemic. We 
found that bacterial diversity in hepatopancreas 
of penaeid was very high and the communities 
in healthy and infected shrimps were very 
different, especially the presence of Vibrio and 
other pathogenic bacteria in diseased shrimps 
but not in healthy shrimps that has not been 
reported before on EMS/AHPND.
II. MATERIALS AND METHODS
1. Shrimp hepatopancrea tissue sampling
Penaeid shrimps (Penaeus monodon and 
Litopenaeus vannamei) farmed in areas of the 
North, Central and the South of Vietnam were 
collected from October 2012 to April 2013. EMS 
infected and healthy shrimps of 25-40 days old 
in pond were sampled by cutting the whole 
carapace with intact hepatopancreas and 
immediate freezing in situ with dry ice. The 
sample size was 50-100 individuals each for 
one pond. The freezing samples were quickly 
transported to laboratory to further steps or 
keeping frozen at -80ºC until DNA extraction. 
Infected shrimps were distinguished with 
healthy ones by applying a practical 5-point 
protocol of National Department of Animal 
Health.
Totally 7 hepatopancreatic tissue samples 
were successfully collected. They were marked 
as TB1-1, TB2-1, TB2-2, TB3-3, TB3-4 for 
infected vannamei and SK3, TK3 for healthy 
monodon and vannamei, respectively.
Figure 1. The work-flowchart in this study
2. Bacterial DNA extraction and purification
Tissue samples were defrozen and ground 
on a sieve with lysis buffer. The go-through 
liquid was collected and centrifuged at 7000 
rpm to get pellets. The pellets were lysed with 
lysozyme in TE buffer at 37ºC for 10 min, and 
then with proteinase-K with SDS (10%) at 56ºC 
for 1 hour as described by Sambrook and 
Russell (2001). The extract after purified with 
phenol/chloroform/isoamyl alcohol (25:24:1, 
v/v/v) was extracted with chloroform/isoamyl 
alcohol (24:1, v/v) and then precipitated in100% 
ethanol added to 0.1 volume of
3 M sodium acetate, pH 5.2. DNA was 
recovered by centrifuge at 15,000 rpm, 4ºC 
for 10 min. DNA pellets were washed with 
ethanol 70% and centrifuged twice and dried at 
room temperature in a clean bench. The dried 
DNA pellets were dissolved in TE buffer and 
checked by gel electrophoresis.
Journal of Fisheries science and Technology Special issue - 2015
NHA TRANG UNIVERSITY • 31
DNA purification was done with QIAquick 
Gel Extraction kit followed protocol of Qiagen 
(USA).
Resulted DNA was quantitatively and 
qualitatively checked by electrophoresis and 
NanoDrop 2000 (ThermoScientific, USA) and 
then stored in TE solution at -80ºC.
3. Bacteria specific library construction
The amplification of specific regions of 
bacterial genome was targeted at V6-V8 of 
16S rRNA gene (Yu and Horrison, 2004), recA 
(DNA recombination and repair coding gene), 
rpoB (RNA polymerase beta subunit coding 
gene) with primer pairs described in Table 1. 
Table 1. A list of bacteria specific primers for PCR amplification
Bacterial gene Universal primer pairs and sequences (3’ -> 5’) Reference
16S rRNA 954F CACAAGCGGTGGAGCATGTGG
1393R ACAAGGCCCGGGAACGTATTCACC
Yu and Horrison, 2004
recA 63F ATCGAGCGGTCGTTCGGCAAGGG
504R TTGCGCAGCGCCTGGCTCAT
Gaunt et al., 2001
rpoB F1721 AACATCGGTCTGATCAACTC
R2410 TGACGTTGCATGTTCGCACCCAT
Ki et al., 2009
The specific amplification and amplicon 
quanlity control test and tagging were done by 
service of Macrogen Inc. (South Korea).
4. Sequencing and bioinformatic analysis
A next generation sequencing technology 
of Illumina HiSeq was applied on GS-FLX 
Titanium platform to sequence the tagged 
amplicon libraries. Sequence data was briefly 
analysed with software Roch GS-FLX version 
2.8. Global alignment was asscessed by BLAST 
to Silva rDNA database and pairwise alignment 
was done with Needle (Rice et al., 2000). 
Taxonomic assignment was made by Macrogen 
applying in-house software. The whole 
process from sequencing to biofinformatic 
output is shown in Figure 2.
Figure 2. A schematic draw showing steps of sequencing and data analysis
Journal of Fisheries science and Technology Special issue - 2015
32 • NHA TRANG UNIVERSITY
III. RESULTS AND DISCUSSION
1. Shrimp hepatopancreatic metagenome 
and bacteria specific library construction
A total of 7 DNA samples were successfully 
extracted and purified from shrimp 
hepatopancreatic tissues nationwide in which 
2 were of healthy monodon and vannamei and 
5 were of EMS infected vannamei. Howerver 
two of them were not passed the QC test to go 
further amplification. The amount and quality of 
DNA were shown in Table 2. The present study 
would faced the difficulty in terms of 
hapetopancreatic sample recovery from 
frozen samples and the small number of 
bacterial cells existing in shrimp hepatopancreas. 
As far as it knows this is the second shrimp 
metagenome project ever done with little 
experience and few references.
Twelve bacteria specific metagenome 
amplicons were processed and eleven PCR 
products were passed the next QC test (Table 
2.). To this step, PCR bias maybe caused by 
inhibitors somehow remained in the DNA 
sample should be the problem (Wilson, 1997). 
2. Diversity of bacterial community in 
penaeid shrimp hepatopancreas
In general, 173 millions nucleotides of 
433.000 reads were sequenced from 10 
metagenomic libraries. Taxonomic assignment 
resulted in 29 phyla of Bacteria kingdom. The 
major phyla (>1% relative abundance) included 
Acidobacteria, Actinobacteria, Cyanobacteria, 
Bacteroidetes, Firmicutes, and Proteobacteria. 
At genus level, total 175 genera of Bacteria 
kingdom were found for all samples with 3 
molecular markers 16S, recA, and rpoB. 
Among major phyla, Proteobacteria was very 
predominant, even up to 99% (reads) in sample 
TB1-1. This finding is similar to those reported 
by Tzuc et al., (2014) on white-leg shrimp 
Litopenaeus vannamei and Cheung et al., (2015) 
on shrimp model Neocaridina denticulata. 
In those studies, Bacteroidetes, Firmicutes, 
Actinobacteria, and Cyanobacteria were also 
found at high percentage of abundance. 
However, a comparison of diversity at genus 
level showed that microbial community in 
penaeid shrimps was much more abundant 
than in shrimp Neocaridina denticulata (175 
compared to 7 genera). Tzuc et al., (2014) 
suceesfully isolated strains of 2 genera of 
Vibrio and Pseudoalteromonas in the whole 
digestive system of white-leg shrimp. This indicates 
that a very small proportion of bacterial 
community in shrimp organs can be culturable. 
In addition, none of five bacteria genera 
found in infected shrimp reported in Thailand 
(Prachumwat et al., 2012) was found in this study.
Table 2. A summary result record of shrimp hepatopancreatic metagenome process
Metagenomic 
DNA
ng / A260/280 Template 
QC test
Successful specific 
amplification
PCR product QC 
test
Successful 
sequencing
Successful 
taxonomic 
assignment
TB1-1 7042.5 / 1.78 passed 16S, recA, rpoB 16S, recA, rpoB 16S, recA, rpoB 16S, recA, rpoB
TB2-1 3380.6 / 1.69 failed
TB2-2 7912.5 / 1.83 passed 16S, rpoB 16S, rpoB 16S, rpoB rpoB
TB3-3 7200.0 / 1.85 passed 16S
TB3-4 3562.5 / 1.71 failed
SK3 5709.4 / 1.80 passed 16S, recA, rpoB 16S, recA, rpoB 16S, recA, rpoB 16S, recA, rpoB
TK3 4755.0 / 1.68 passed 16S, recA, rpoB 16S, recA, rpoB 16S, recA, rpoB
Journal of Fisheries science and Technology Special issue - 2015
NHA TRANG UNIVERSITY • 33
3. Bacterial abundance in healthy and EMS/AHPND infected shrimps
Although the metagenomic process of healthy vannamei was resulted in unexpected 
results (Table 2.) and that of EMS/AHPND infected monodon was not available, it roughly showed 
a very different microbial composition in hepatopancreatic tissues of two groups of shrimps. In 
details, totally 63 bacteria genera were found in hepatopancrea of healthy monodon (SK3-16S, 
recA, rpoB, Fig. 3) and 171 genera found in infected vanamei (TB1-1-16S, recA, rpoB; TB2-2-rpoB).
Figure 3. Diversity of bacterial community found in hepatopancreas of
 healthy monodon based on 16S, recA, rpoB at genus level
The remarkable note that the most abundant bacteria (Pseudomonas, 76.59%; 
Stenotrophomonas, 13.44%; Acinetobacter, 5.95%) and other pathogenic bacteria such as Vibrio 
(1.28%), Enterobacter (1.75%), Aeromonas (0.01%) were not found in healthy shrimps (Table 3). 
Bacterial taxonomic assignment of sequences from infected shrimp was too complicated to show in 
a single figure at genus level, therefore it was instead shown at order level in Figure 4.
Figure 4. Diversity of bacterial community found in hepatopancreas of 
infected vannamei based on 16S, recA, rpoB at order level
Journal of Fisheries science and Technology Special issue - 2015
34 • NHA TRANG UNIVERSITY
In this study, we analysed metagenomes of 
bacteria extracted from healthy and diseased 
penaeid shrimps. Taxonomic assignment 
showed that healthy monodon may be favourable 
for the inhabitation of several probiotic 
bacteria such as Bacillus, Rhodobacter, and 
Rhodopseudomonas. On the other hand, 
several known pathogenic bacteria found in 
EMS/AHPND infected vannamei but not in 
healthy monodon. These were Pseudomonas, 
Vibrio, Aeromonas, Enterobacter. Tran 
et al. (2013) reported that the causative 
factor of EMS/AHPND was a strain of Vibrio 
parahaemolyticus having a virulent gene. 
Other genomic works later found the virulent 
gene encoding a strong toxin (Yang et al., 
2014). It means that even present at a low 
density, the toxic bacterium can cause death 
to shrimp. Therefore Vibrio although found 
in this study at a low abundance but it must 
be important to mention. Other pathogenic 
bacteria present at higher abundance may play 
an opportunistic role of the disease progress. In 
such a context, it is possible that the transmission 
of the mobile toxin gene can be performed from 
V. parahaemolyticus to these bacteria and the 
epidemic becomes more complicated to track 
out. This requires further research in order to 
understand fully the mechanism of the quick 
and wide infection of EMS/AHPND.
IV. CONCLUSION
Diverse bacterial communities were found 
in hepatopancreas of penaeid shrimps. They 
were diversely different groups in healthy and 
EMS/AHPND infected shrimps. The abundance 
Table 3. Comparison of bacterial diversity infected in healthy 
and diseased shrimp hepatopancreas
Major genera Healthy shrimp* EMS/AHPND infected shrimp*
Acidothermus present (1.47%) absent
Acinetobacter absent present (5.95%)
Aeromonas absent present (0.01%)
Bacillus present (0.25%) absent (0.03%)
Chryseobacterium absent present (17.9%)
Enterobacter absent present (1.55%)
Lactobacillus absent present (0.04%)
Lactococcus absent present (0.08%)
Methylobacterium absent present (1.65%)
Nitrospira present (2.1%) absent
Paenibacillus present (3.35%) present minor
Pedobacter present (7.1%) absent
Pseudomonas present (0.74%) present (38.4%)
Rhodobacter present (1.77%) absent
Rhodopseudomonas present (3.52%) absent
Salmonella absent present (0.04%)
Stenotrophomonas present minor present (7.22%)
Vibrio absent present (1.28%
Notes: * average relative abundance based on percentage of reads in taxonomic assignment. 
A large proportion of reads was not successfully referred from database, sorted as unknown, about 
80% for healthy shrimp and about 30% of those for infected shrimp
Journal of Fisheries science and Technology Special issue - 2015
NHA TRANG UNIVERSITY • 35
of the pathogenic groups indicates their 
roles and their interaction in causing the 
complicated pathological signs of EMS/
AHPND. Further studies are needed to figure 
out the importance of Pseudomonas, 
Stenotrophomonas, Chryseobacterium, 
and Enterobacter in addition to Vibrio in the 
EMS/AHPND infection.
ACKNOWLEDGEMENT
This study is granted by Ministry of Agriculture 
and Rural development of Vietnam. We are 
appreciated kind supports from Research Institute 
for Aquaculture No.3. Thanks to Organising 
Committee of Molecular Biotechnology and 
Environment, MBE2015, Nha Trang University 
for opportunity to join the conference.
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