An explicit expression for natural modes of bar with arbitrary number of cracks has
been derived and used for analysis of change in mode shape node induced by the multiple
cracks. In addition to the well known fact that mode shape nodes move toward the crack,
it has been shown herein that dislocation of nodes caused by a single crack in bar is
determined by the product of frequency shift and generic position of the nodes. So that
ratio of dislocations for two nodes of a particular mode is independent on the presence of
crack but dependent only on the node positions. This is valid also for the case of multiple
cracks when the nodes under the consideration lie on the same side of all cracks. The node
located between two cracks referred to as intermediate node, in general, may move either
to the left or to the right dependently upon the position and depth of cracks in both sides
of the node. The detailed analysis of change in mode shape nodes induced by multiple
cracks has been applied to propose a procedure for multiple crack identification for bar
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Volume 35 Number 3
3
Vietnam Journal of Mechanics, VAST, Vol. 35, No. 3 (2013), pp. 175 – 188
CHANGE IN MODE SHAPE NODES OF MULTIPLE
CRACKED BAR: I. THE THEORETICAL STUDY
N. T. Khiem∗, L. K. Toan, N. T. L. Khue
Institute of Mechanics, VAST, 18 Hoang Quoc Viet, Hanoi, Vietnam
∗E-mail: ntkhiem@imech.ac.vn
Abstract. In present paper change in position of mode shape nodes induced by mul-
tiple cracks in bar is studied with purpose to use for the multiple crack detection from
measured mode shape nodes. First, there is derived an explicit expression for natural
modes in axial vibration of multiple cracked bar that allows obtaining exact positions of
the node in the case of single and double crack. The change in mode shape nodes induced
by multiple cracks provides an important indicator for crack localization in bar. Finally,
a procedure for multiple crack detection by using mode shape nodes has been proposed
and examined in an example of application.
Keywords : Multiple cracked bar, crack detection, mode shape nodes, vibration method,
modal analysis.
1. INTRODUCTION
The damage detection problem in structure has received recently a great research
interest and the vibration-based approach to solution of the problem has been proved to
be the most efficient and promising. Numerous ideas were proposed and a lot of results
has been obtained regarding to the problem as can be found in the comprehensive sur-
veys given in [1-4], but it so far faces the unsolved difficulties associated mainly with the
erroneousness of measured data and the lack of information on current structure configu-
ration. Until a total solution of the difficulties has been found the best choice is to make
use additionally the unemployed attributes of structure that are more sensitive to damage
and less contaminated by noise for the damage diagnosis.
The features frequently used as the diagnostic tool for the damage detection problem
consist mostly of the dynamical characteristics of structure such as natural frequencies
and mode shapes that are often extracted from the original measured data. The natural
frequencies are most easily and accurately measured, therefore, they have been early and
successfully used for assessing structural integrity [5-12]. Due to the fact that different
changes in structure may produce the identical frequency shift and amount of measured
frequencies is often limited, the frequency-based solution of the damage detection problem
is usually non-unique. In the circumstance, using the anti-resonances in addition to the
resonant frequencies is helpful to overcome the non-uniqueness of the crack identification
in beam-like structure [13-15]. As a spatial characteristic of structure the mode shape in
176 N. T. Khiem, L. K. Toan, N. T. L. Khue
principle should be useful indication for structural damage localization [16-19]. However,
the mode shape is more difficult to measure, not very much sensitive to small damage
and strongly contaminated by measurement noise. A number of attempts based on the
mode shape curvature or strain energy and the modern signal processing procedures [20-
22] have been accomplished to improve the mode shape sensitivity to damage but the
problem associated with the incompleteness and erroneousness of measured data remains
still unsolved. Recently, the change in mode shape node position that is more easily and
accurately measured than the mode shape has been productively used by Gladwell and
Morassi [23] for crack localization in structures. By considering a rod with single crack
modeled by an axial spring the authors have shown that nodes of undamaged mode shape
move toward damage position. This fact provides the simple procedure for localizing single
crack in rod: crack would be located between the adjacent nodes which move each to other.
This result was extended then for beam by Dilena and Morassi [24], who have shown that
the node transition due to cracking in a beam is not monotonic as in the rod. Despite the
fact, the authors have achieved in plotting the domains in the plane of crack position and
magnitude where a node moves by the same direction. The attainment could be used to find
out the beam segment where crack is located with known direction of nodal displacement.
Both the papers mentioned above [23, 24], among very little number of similar studies, left
unsolved the question to extend the result to the case of multiple cracks.
This paper is devoted to study change in node position induced by multiple cracks
in bar with purpose to use the change for multi-crack detection from given mode shape
nodes. First, using the axial model of crack [25] a new form of the problem for free lon-
gitudinal vibration of a bar with arbitrary number of cracks [26] is derived. Next, the
explicit expression of characteristic equation and mode shape has been used to obtain ex-
act position of mode shape node for a bar with single and double crack. The dislocation of
node located intermediately between two cracks is thoroughly investigated by numerical
simulation for symmetric and asymmetric boundary conditions. Finally, a procedure is
proposed for crack localization from given mode shape nodes and illustrated by using the
experimental data given in [23].
2. AN EXPLICIT EXPRESSION FOR MODE SHAPE
OF MULTIPLE CRACKED BAR
Let’s consider an uniform bar with Young’s modulus E, density ρ, cross section area
A and length L = 1 that is assumed to be cracked at the locations e1, ..., en, as shown in
Fig. 1. Suppose that crack at position ej is represented by an axial spring of stiffness Kj
determined as function of crack depth aj [25].
Free longitudinal vibration of the bar is described by the equation in nondimensional
Φ′′(x) + λ2Φ(x) = 0, x ∈ (0, 1), λ = ω/c0, c0 =
√
E/ρ (1)
with given boundary conditions at both ends x = 0, x = 1. The compatibility conditions
at the crack positions are
Φ(ej + 0) = Φ(ej − 0) + γjΦ
′(ej), γj = EA/LKj, j = 1, ..., n. (2)
Change in mode shape nodes of multiple cracked bar: I. The theoretical study 177
K1 K2 Kn
x = 0
x
x = L
....
....
e1 ene2
Fig. 1. Model of a multiple-cracked bar
By using notation Φj(x) for solution of Eq. (1) in the segment (ej , ej+1), j = 0, ..., n,
e0 = 0, en+1 = 1, the conditions (2) can be rewritten as
Φ′j(ej + 0) = Φ
′
j−1(ej − 0) = Φ
′
j−1(ej), Φj(ej + 0) = Φj−1(ej − 0) + γjΦ
′
j−1(ej), j = 1, ..., n. (3)
It’s easily to verify that solution Φj(x) of Eq. (2) in the segment (ej, ej+1) satisfying
the condition (3) can be represented in the form
Φj(x) = Φj−1(x) + γjΦ
′
j−1(ej) cosλ(x− ej), j = 1, ..., n. (4)
In the latter equation Φj(x) is solution of Eq. (1) in the segment (ej−1, ej) contin-
uously expanded to the segment (ej, ej+1); Φ0(x) is general solution of Eq. (1) in the
segment (0, e1) that has the same form of general solution of Eq. (1) for intact bar.
Recurrent relationships (4) allow to represent solution of Eqs. (1)-(2) all over the bar
length as
Φ(x) = Φ0(x) +
n∑
j=1
µjK(x− ej, λ), (5)
where
µj = γj[Φ
′
0(ej) +
n∑
k=1
µkK
′(ej − ek, λ)], j = 1, ..., n; (6)
K(x, λ) =
{
0 , x ≤ 0
cos λx, x 0
; K ′(x, λ) =
{
0 , x ≤ 0
−λ sinλx, x 0
(7)
Eqs. (5)-(7) show that at the left end of beam function Φ(x) coincides with Φ0(x)
so that the latter can be represented by Φ0(x) = CL0(x, λ), where C is a constant and
L0(x, λ) is the solution of Eq. (1) satisfying the left boundary condition. Namely, in the
case of general boundary condition α0Φ(0) + β0Φ
′(0) = 0 the shape function is L0(λx) =
α0 sinλx − β0λ cosλx. If the bar is fixed at the left end, x = 0, L0(x, λ) = sinλx and
L0(x, λ) = cos λx for the free one. The constant C would be determined from the boundary
condition at the right end x = 1 that can be expressed in the form α1Φ(1)+ β1Φ
′(1) = 0.
Substituting Eq. (5) with function Φ0(x) = CL0(x, λ) into the boundary condition at the
right end x = 1 leads to
C[α1L0(1, λ) + β1L
′
0(1, λ)] +
n∑
j=1
µj [α1K(1− ej , λ) + β1K
′(1− ej , λ)] = 0
178 N. T. Khiem, L. K. Toan, N. T. L. Khue
from that one gets
C = − [1/D0(λ)]
n∑
j=1
µjK1(ej , λ); (8)
D0(λ) = α1L0(1, λ) + β1L
′
0(1, λ); K1(ej , λ) = α1K(1− ej , λ) + β1K
′(1− ej, λ).
Using Eq. (8), Eqs. (5) and (6) can be rewritten as
Φ(x) = −[1/D0(λ)]
n∑
j=1
µjα(x, ej, λ) , (9)
α(x, e, λ) = K1(e, λ)L0(x, λ)−D0(λ)K(x− e, λ) (10)
and
D0(λ)µj − γj
n∑
k=1
µka(ej, ek, λ)] = 0, j = 1, ..., n; (11)
a(ej , ek, λ) = D0(λ)K
′(ej − ek, λ)− L
′
0(ej, λ)K1(ek, λ); j, k = 1, ..., n. (12)
By introducing the vector and matrix notations µ = (µ1, ..., µn)
T , γ = (γ1, ..., γn)
T ,
e = (e1, ..., en)
T , A = [ajk = a(ej , ek, λ); j, k = 1, ..., n], Γ = diag{γ1, ..., γn} Eq. (11) is
written in the matrix form
[Γ(γ)A(e, λ)−D0(λ)I]µ = 0. (13)
For existence of non-trivial vector µ as a solution of Eq. (13), it must be satisfied
the condition
D(λ, e,γ) ≡ det[Γ(γ)A(e, λ)−D0(λ)I] = 0. (14)
This is a new form of the frequency equation in axial vibration for multiple cracked
bar [26]. Obviously, the latter equation is determined by the determinant of order identical
to the number of cracks. Solving Eq. (14) with respect to λ results in so-called eigenvalues
λp, p = 1, 2, ... that relate to the natural frequencies ωp, p = 1, 2, ... by the relationship
(λp/L)
√
E/ρ = ωp. Each eigenvalue λp associates with a non-trivial solution of Eq. (13)
that is so-called eigenvector µp of p-th mode. Thus the couple (λp, µp) enables to express
the mode shape in the explicit form
Φp(x) = Cp
n∑
j=1
µpjα(x, ej, λp) . (15)
The constant Cp is introduced in the latter equation because the eigenvector µp
determined as a solution of Eq. (13) should contain an arbitrary constant that can be
determined by choosing a normality condition, for example, max{Φp(x)} = 1. This expres-
sion of mode shape is utilized in subsequent section for finding node position of multiple
cracked bar of the classical boundary conditions.
Change in mode shape nodes of multiple cracked bar: I. The theoretical study 179
3. MODE SHAPE NODES OF MULTIPLE CRACKED BAR
3.1. Bar with single crack
For a bar with single crack the characteristic Eq. (14) gets the form
D0(λ) + γL
′
0(e, λ)K1(e, λ) = 0 (16)
and general expression for mode shape (15) is simplified to
φk(x) = C{K1(e, λk)L0(x, λk)−D0(λ)K(x− e, λk)} (17)
or
φk(x) = C{L0(x, λk)+ γL
′
0(e, λ)K(x− e, λk)}. (18)
From characteristic Eq. (16), it is easily to verify that natural frequency of cracked
bar would be unchanged if crack occurred at position e satisfying equation L′0(e, λ)K1(e, λ)
= 0. In such the case, eigenvalues of both the cracked and uncracked bar, denoted by
λ0k, k = 1, 2, 3, ..., are determined from equation D0(λ) = 0. Moreover, Eqs. (16) and (18)
show that both the natural frequency and mode shape of the bar are unchanged due to
crack at the point e¯ where
L′0(e¯, λ
0
k) = 0. (19)
Such the position inside the bar is called Inactive Crack Point (ICP) for vibration.
Obviously, the ICPs are zeros (nodes) of axial force and different natural modes, in general,
have dissimilar sets of ICP.
On the other hand, zeros of a mode shape referred to as the mode shape nodes
(MSN) are typical for the mode shape that can be utilized to make a distinction between
mode shapes. For an intact bar the node of k-th mode shape denoted by x0k is solution of
equation L0(x, λ
0
k) = 0 with respect to x. In the case of single crack the nodes are sought
from the equation
K1(e, λk)L0(x, λk)−D0(λ)K(x− e, λk) = 0, (20)
that can be rewritten in the form{
L0(x, λk) = 0, x ∈ (0, e] ;
K1(e, λk)L0(x, λk)−D0(λ) cosλk(x− e) = 0, x ∈ (e, 1) .
For the case of freely ended bar, function L0(x, λ) = cos λx allows for obtaining
the undamaged eigenvalues and mode shape nodes λ0k = kpi, k = 1, 2, 3, ...; x
0
kn = (2n−
1)/2k, n = 1, ..., k and the characteristic Eq. (16) in the form
sinλ− γλ sinλe sinλ(1− e) = 0 (21)
Eq. (19) in this case takes the form sinλe sinλ(1 − e) = 0 that gives the ICPs
ekn = n/k ; 1 ≤ n ≺ k. The Eq. (20) for finding the MSN now is{
cosλkx = 0; x ≤ e;
sinλk(1− e) cosλkx− sinλk cosλk(x− e) = 0; x e.
(22)
It is not difficult to verify that the first equation in the latter system results in
solution x+
kn
= x0kn(λ
0
k/λk) that is the MSN located on the left of crack position. The
second equation gives the nodes x−
kn
= 1− (1−x0kn)(λ
0
k/λk) located on the right of crack.
180 N. T. Khiem, L. K. Toan, N. T. L. Khue
For the bar with fixed ends, function L0(x, λ) = sinλx gives rise also
λ0k = kpi, k = 1, 2, 3, ..., x
0
kn = n/k, n = 1, ..., k− 1, (23)
sinλ+ γλ cosλe cosλ(1− e) = 0. (24)
The ICPs are found from equation cosλe cosλ(1−e) = 0 as ekn = (2n−1)/2k; n =
1, ..., k and the MSNs for k-th mode are roots of the equations{
sinλkx = 0; x ≤ e;
cosλk(1− e) sinλkx− sinλk cosλk(x− e) = 0; x e.
It can be shown that x+
kn
= x0kn(λ
0
k/λk), x
−
kn
= 1− (1− x0kn)(λ
0
k/λk) are solution of
the latter equations with λ0k, x
0
kn given in (23).
Since L0(x, λ) = sinλx in the case of cantilevered bar the eigenvalues and node of
undamaged bar are λ0k = (2k − 1)pi/2, k = 1, 2, 3, ...; x
0
kn = 2n/(2k − 1), n = 1, ..., k− 1
and the characteristic equation is
cosλ+ γλ cosλe cosλ(1− e) = 0. (25)
The ICPs found from the equation cosλe sinλ(1− e) = 0 are
ekn = (2n− 1)/(2k− 1); n = 1, ..., k− 1.
The nodes of cracked mode shape satisfying the equations{
sinλkx = 0; x ≤ e;
sinλk(1− e) sinλkx+ cos λk cos λk(x− e) = 0; x e
have the same form as was obtained in the previous cases.
So, exact mode shape nodes for a bar with single crack in different cases of boundary
conditions can be expressed as
x+
kn
= x0kn(λ
0
k/λk), x
−
kn
= 1− (1− x0kn)(λ
0
k/λk), (26)
satisfying conditions
x0kv ≺ x
+
kn ≤ e ; e ≺ x
−
kn ≺ x
0
kn . (27)
Obviously, dislocation of mode shape node caused by a crack can be exactly calcu-
lated as
δx−kn = x
0
kn− x
−
kn = (1− x
0
kn)δλk/λk = δ
−, δx+kn = x
+
kn − x
0
kn = x
0
knδλk/λk = δ
+, δλk = λ
0
k − λk,
(28)
where the upper index plus implies that the node moves to the right and the minus sign
– to the left. Eqs. (27) demonstrate again the result obtained by Gladwell and Morassi
[23] for free-free rod that all nodes of cracked mode shape move toward the crack position.
Moreover, Eqs. (28) show that dislocation of node is proportional to the relative shift of
frequency and the ratios of dislocations of two nodes are independent on the presence of
crack. Actually, the ratios can be calculated as
δx+kn/δx
+
km = x
0
kn/x
0
km; δx
−
kn/δx
−
km = (1−x
0
kn)/(1−x
0
km); δx
−
kn/δx
+
km = (1−x
0
kn)/x
0
km. (29)
The Eqs. (26) and (27) allow making also the following discussion. Since the node of
cracked mode shape xk is always located between the generic node x
0
k and crack position
e, see Eqs. (27), x±
k
should be approaching x0k together with crack. On the other hand,
Change in mode shape nodes of multiple cracked bar: I. The theoretical study 181
Eqs. (28) show that the frequency shift must be vanishing when e→ x0k. This means that
x0k should be not only the common node of undamaged and damaged mode shape but also
a crack-unaffected point for the mode. As the generic nodes and crack-unaffected points
of a mode are definitely different, the node of a mode shape might be broken down when
crack occurred at generic node of the mode.
The obtained above results exhibit the fact that measured mode shape nodes pro-
vide more useful indicator for crack detection, especially, in combination with the natural
frequencies. The crack-unaffected points and generic nodes for five modes in different cases
of end conditions are tabulated in Tab. 1.
Table 1. Generic nodes and crack-unaffected points for bar in different boundary conditions
Mode
Free-Free Ends Fixed-Fixed Ends Fixed-Free Ends
ICP Generic Node ICP Generic Node ICP Generic Node
1 non 1/2 1/2 non non non
2 1/2 1/4; 3/4 1/4; 3/4 1/2 1/3 2/3
3 1/3; 2/3 1/6; 1/2; 5/6 1/6; 1/2; 5/6 1/3; 2/3 1/5; 3/5 2/5; 4/5
4 1/4; 1/2; 3/4 1/8; 3/8; 5/8; 7/8 1/8; 3/8; 5/8; 7/8 1/4; 1/2; 3/4 1/7; 3/7; 5/7 2/7; 4/7; 6/7
5 0.2;0.4;0.6;0.8 0.1;0.3;0.5;0.7;0.9 0.1;0.3;0.5;0.7;0.9 0.2;0.4;0.6;0.8 1/9;3/9;5/9;7/9 2/9;4/9;6/9;8/9
3.2. Bar with two cracks
For a bar with a double crack the frequency Eq. (14) leads to
D0(λ) + [γ1L
′
0(e1, λ)K1(e1, λ) + γ2L
′
0(e2, λ)K1(e2, λ)]+
+γ1γ2L
′
0(e1, λ)K1(e2, λ)K
′(e2 − e1, λ)] = 0.
(30)
The expression (15) for mode shape now can be written as
φ(x, λ) = C[µ1α(x, e1, λ) + µ2α(x, e2, λ)], (31)
where α(x, e, λ) = K1(e, λ)L0(x, λ)−D0(λ)K(x− e, λ) and constants µ1, µ2 determined
from the system of equations, see Eq. (13),
[γ1L
′
0(e1, λ)K1(e1, λ) +D0(λ)]µ1 + [γ1L
′
0(e1, λ)K1(e2, λ)]µ2 = 0,
γ2[L
′
0(e2, λ)K1(e1, λ)−D0(λ)K
′(e2 − e1, λ)]µ1+
+[γ2L
′
0(e2, λ)K1(e2, λ) +D0(λ)]µ2 = 0.
(32)
Using Eqs. (32) for excluding the constants µ1, µ2 from (31) one is able to express
mode shape of the bar as
φ(x, λ) = C[µ1α(x, e1, λ) + µ2α(x, e2, λ)] = C{L0(x, λ) + γ1L
′
0(e1, λ)K(x− e1)+
+γ2[L
′
0(e2, λ) + γ1L
′
0(e1, λ)K
′(e2 − e1, λ)]K(x− e2)}.
(33)
Eq. (30) shows that frequency of double cracked bar would be unchanged if positions
of the cracks satisfy the following system of equations
L′0(e1, λ)K1(e1, λ) = 0; L
′
0(e2, λ)K1(e2, λ) = 0.
The latter equations imply that both the cracks should coincide with ICP of the bar
and the vibration mode with less than two ICPs cannot be unaffected by double crack.
182 N. T. Khiem, L. K. Toan, N. T. L. Khue
A mode shape would be unaffected by crack, see Eq. (33), if the crack positions satisfy
conditions
L′0(e1, λ) = 0; L
′
0(e2, λ) = 0.
Mode shape node of the double cracked bar is determined as root of the equation
L0(x, λ) + γ1L
′
0(e1, λ)K(x− e1) + γ2[L
′
0(e2, λ) + γ1L
′
0(e1, λ)K
′(e2 − e1, λ)]K(x− e2) = 0,
that can be rewritten in the form
L0(x, λ) = 0, 0 ≺ x ≤ e1; (34)
L1(x, λ) ≡ L0(x, λ) + γ1L
′
0(e1, λ) cosλ(x− e1) = 0, e1 ≺ x ≤ e2; (35)
L2(x, λ) ≡ L1(x, λ) + γ2[L
′
0
(e2, λ) + γ1L
′
0
(e1, λ)K
′(e2 − e1, λ)] cosλ(x− e2) = 0,
e2 ≺ x ≺ 1.
(36)
In the case of free-free bar, when L0(x, λ) = cos λx, the frequency equation is
sinλ− λ[γ1 sinλe1 sinλ(1− e1) + γ2 sinλe2 sinλ(1− e2)]+
+λ2γ1γ2 sinλe1 sinλ(e2 − e1) sinλ(1− e2) = 0.
(37)
The system of Eqs. (34), (35), (36) is reduced to
cos λkx = 0, 0 ≺ x ≤ e1; (38)
cosλkx− γ1λk sinλke1 cosλk(x− e1) = 0, e1 ≺ x ≤ e2; (39)
cosλkx− γ1λk sinλke1 cosλ(x− e1)− γ2λk[sinλke2−
−γ1λk sinλke1 sinλk(e2 − e1)] cosλ(x− e2) = 0, e2 ≺ x ≺ 1.
(40)
Eq. (38) has the roots x+
kn
= x0kn(λ
0
k/λk) satisfying the condition 0 ≺ x
0
kn ≺ x
+
kn
≤
e1, consequently, the node dislocation is
δx+
kn
= x+
kn
− x0k0 = (δλk/λk)x
0
k0 = δ
+
k
. (41)
Using Eq. (37), the Eq. (40) can be simplified to tanλkx = − cotλk, x ∈ ( e2, 1),
that has the root x−
kn
= 1− (1−x0kn)(λ
0
k/λk) satisfying the condition e2 ≺ x
−
kn
≺ x0kn ≺ 1.
So that node dislocation in this case is calculated as
δx−
kn
= x0kn − x
−
kn
= (δλk/λk)(1− x
0
kn) = δ
−
k
. (42)
It remains to solve Eq. (39) that can be rewritten as
tanλkx =
1− λkγ1 sinλke1 cosλke1
λkγ1 sin
2 λke1
; x ∈ (e1, e2]
or
tanλ0kθk =
λkγ1 sin
2 λke1
1− λkγ1 sinλke1 cosλke1
, θk ∈ (∆1,∆2), (43)
where x = λ0k(x
0
kn − θk)/λk and ∆1 = x
0
kn − λke2/λ
0
k; ∆2 = x
0
kn − λke1/λ
0
k. Owning
solution θˆk of Eq. (43) the mode shape node determined from Eq. (39) can be calculated
as xkn = λ
0
k(x
0
kn − θˆk)/λk, consequently, dislocation of the node from the generic one is
δxkn ≡ xkn − x
0
kn = (δλk/λk)x
0
kn − (λ
0
k/λk)θˆk. (44)
Change in mode shape nodes of multiple cracked bar: I. The theoretical study 183
where δλk = λ
0
k − λk. Therefore, one obtains{
e1 ≺ xkn ≡ x
−
kn
≺ x0k ≺ e2 as θˆk (δλk/λ
0
k)x
0
kn,
e1 ≺ x
0
k ≺ xkn ≡ x
+
kn
≺ e2 as θˆk ≺ (δλk/λ
0
k)x
0
kn.
(45)
If the first crack is small, Eq. (43) gives the approximate solution
θˆk = (λk/λ
0
k)γ1 sin
2 λke1
that leads Eqs. (45) to be more apparent{
e1 ≺ x
−
kn ≺ x
0
k ≺ e2 as γ1sin
2λke1 (δλk/λk)x
0
kn,
e1 ≺ x
0
k ≺ x
+
kn
≺ e2 as γ1sin
2λke1 ≺ (δλk/λk)x
0
kn.
Obviously, presence of two cracks in both sides of a generic node leads to modifica-
tion of the node dislocation so that direction of node transition may be changed in com-
parison with the case of single crack. For instance, generic node x0k located between cracks
moves to the left if γ1 sin
2 λke1 (δλk/λk)x
0
k or to the right if γ1 sin
2 λke1 ≺ (δλk/λk)x
0
k.
Note that the value (δλk/λk)x
0
k is similar to dislocation of the node caused by sin-
gle crack (e2, γ2). Moreover, in the case of two nodes found between cracks so that
e1 ≺ x
0
k1 ≺ x
0
k2 ≺ e2 both the nodes would move to the right if θˆk ≺ (δλk/λ
0
k)x
0
k1
and to the left if θˆk (δλk/λ
0
k)x
0
k2. Otherwise, the nodes can move by different directions.
If the bar is fixed at both the ends, L0(x, λ) = sinλx, the frequency and node are
sought from the equations
sinλ+ λ[γ1 cosλe1 cosλ(1− e1) + γ2 cosλe2 cos λ(1− e2)]−
−λ2γ1γ2 cos λe1 sinλ(e2 − e1) cosλ(1− e2) = 0
(46)
and
sinλkx = 0, 0 ≺ x ≤ e1; (47)
sinλkx+ γ1λk cos λke1 cosλk(x− e1) = 0, e1 ≺ x ≤ e2; (48)
sinλkx+ γ1λk cosλke1 cosλ(x− e1) + γ2λk[cosλke2−
−γ1λk cosλke1 sinλk(e2 − e1)] cosλ(x− e2) = 0, e2 ≺ x ≺ 1.
(49)
Similarly to the previous case, it can be shown that Eqs. (47), (49) yield the solutions
x+kn = x
0
kn(λ
0
k/λk), 0 ≺ x
0
kn ≺ x
+
kn ≤ e1; x
−
kn = 1− (1− x
0
kn)λ
0
k/λk, e2 ≺ xk ≺ x
0
k ≺ 1
and node located between cracks can be found as xkn = λ
0
k(x
0
kn − θk)/λk, where θk is
determined from the equation
tanλ0kθk =
λkγ1 cos
2 λke1
1 + λkγ1 sinλke1 cosλke1
, θk ∈ (∆1,∆2) (50)
with ∆1 = x
0
kn − λke2/λ
0
k; ∆2 = x
0
kn − λke1/λ
0
k. Letting θˆk be solution of Eq. (50), one
can obtain exactly equations of the form (43), (44) for bar with fixed ends so that the
comments followed from the Eqs. (43), (44) remain truthfully also for the case of fixed
end bar. A difference between the cases of boundary condition appears only in the right
hand side of Eqs. (43) and (50) that gives unlike node dislocations. Namely, while the
former equation gives θˆk = (λk/λ
0
k)γ1 sin
2 λke1 the latter yields θˆk = (λk/λ
0
k)γ1 cos
2 λke1
184 N. T. Khiem, L. K. Toan, N. T. L. Khue
that may lead to dissimilar behavior of node when first crack approaches to the left end
of bar.
For the bar with fixed-free ends, the characteristic equation is
cos λ− λ[γ1 cosλe1 sinλ(1− e1) + γ2 cosλe2 sinλ(1− e2)]+
+λ2γ1γ2 cosλe1 sinλ(e2 − e1) sinλ(1− e2) = 0.
(51)
Thoughthe Eq. (51)is different from Eq. (46), the equations for the mode shape node
in this case of boundary condition give solutions identical to those of the fixed-fixed bar.
Hence, one is able to make the general conclusion for double cracked bar with arbi-
trary classical boundary condition as follows: First, the generic node located in the same
side of all cracks moves by the same direction toward the cracks and ratios of dislocations
of two nodes are dependent only on the generic nodes but not the cracks; Second, the node
being found between two cracks can move either to the left or to the right in dependence
on position and severity of crack preceding the node and frequency shift induced by all
cracks. This is typical for multiple cracked bar with a generic node located between two
cracks that is numerically investigated in more detail below.
4. MULTIPLE CRACK IDENTIFICATION BY USING
MEASURED MODE SHAPE NODES
Assume that for a given bar natural frequency and nodes of k-th mode have been
given so that there are available λ∗k, x
∗
1, ..., x
∗
n; n ≤ k. The first problem is to find out
those from the segments {(0, x∗1), (x
∗
1, x
∗
2),...,(x
∗
n, 1)} that may contain crack and such the
segments are called cracked ones. Suppose, furthermore, that there are given also the
generic nodes (x01, ..., x
0
n) and eigenvalue λ
0
k of k-th mode that allow for calculating the
eigenvalue shift εk = (λ
0
k − λ
∗
k)/λk 0, node dislocations δxj = x
∗
j − x
0
j , j = 1, ..., n
and also values δ−j = εk(1 − x
0
j) 0, δ
+
j = εkx
0
j 0. The sign of the node dislocations
(direction of the node movement) and their absolute values compared to the quantities
δ−j , δ
+
j (the node dislocations in the case of single crack) are mostly important indicators
for crack localization.
Indeed, if two neighboring generic nodes move each to other then crack should be
located between them. So that crack must be found in the segment (x∗r0, x
∗
r1
) if δxr0
0, δxr1 ≺ 0 and only the segment contains crack if the condition δxr1/δxr0 ≈ (x
0
r1
−1)/x0r0
were also satisfied. Otherwise, it has to check for crack all the remained segments from
left to right as follows.
Namely, consider the first segment (0, x∗1) with given δx1 and δ
±
1
. Under the condi-
tion δx1 ≺ 0 a crack should be in this segment and if, moreover, |δx1| ≈ δ
−
1
then no crack
outside the segment; If δx1 0, then a crack should be on the right of x
∗
1, i. e. in the next
segment and no crack located in (0, x∗1) if δx1 is not less than δ
+
1
.
Let the segment (x∗j−1, x
∗
j) have been checked for crack and subsequent segment
(x∗j , x
∗
j+1) is examined as follows: (a) In the case of no crack foregoing x
∗
j , i. e. δxj 0,
the condition δxj+1 ≺ 0 confirms presence of a crack in this segment; if both δxj, δxj+1
are positive and δxj+1/δxj ≈ x
0
j+1/x
0
j , it implies no crack in the segment. (b) In the case
of crack preceding x∗j , segment (x
∗
j , x
∗
j+1) has no crack when δxj+1 − δxj ≈ εk(x
0
j+1 − x
0
j )
Change in mode shape nodes of multiple cracked bar: I. The theoretical study 185
and no crack would be also on the right of x∗j+1 under the condition δxj+1/δxj ≈ (1 −
x0j+1)/(1− x
0
j ).
The last segment (x∗n, 1) can be examined simply by checking the condition δxn 0
justification of which verifies presence of a crack in this interval. Otherwise, i. e. δxn ≺ 0,
no crack exists there if |δx1| ≈ δ
−
n .
The crack localization can be conducted for every mode whose frequency and nodes
have been given and, as result a collection of the segments that have been detected to be
cracked is found for each mode. Different modes give different collections of the cracked
segments and cracks if they exist in bar should be located in intersection of the cracked
segments from different collections. To specify the crack position and extent in the seg-
ments detected to be cracked the subsequent step of the crack identification problem is
accomplished as follows. Suppose that the segment (x∗k1, x
∗
k2) has been predicted to contain
a crack of magnitude γ at the position e ∈ (x∗k1, x
∗
k2). Letting φ
∗
k(x) and λ
∗
k be mode shape
and eigenvalue of k-th mode respectively. Since the function φ∗k(x) has the nodes x
∗
k1, x
∗
k2,
the conditions are satisfied
φ′k
∗
(e− 0) = φ′k
∗
(e+ 0); φk
∗(e− 0) + γφ′k
∗
(e− 0) = φk
∗(e+ 0); φk
∗(xk1
∗) = φk
∗(xk2
∗) = 0. (52)
Recalling that function φ∗k(x) is a solution of Eq. (2), from the latter conditions one
can obtain the equation
sinλ∗k(x
∗
k2 − x
∗
k1) + λ
∗
kγ cos λ
∗
k(e− x
∗
k1) cosλ
∗
k(x
∗
k2 − e) = 0. (53)
The obtained Eq. (53) is valid also for the specimen (0, x∗1) and (x
∗
n, 1) if the bar is
fixed at the end x = 0 and x = 1 and it is reduced respectively to
sinλ∗kx
∗
1 + λ
∗
kγ cos λ
∗
ke cos λ
∗
k(x
∗
1 − e) = 0 for (0, x
∗
1), (54)
sinλ∗k(1− x
∗
n) + λ
∗
kγ cos λ
∗
k(e− x
∗
n) cosλ
∗
k(1− e) = 0 for (x
∗
n, 1). (55)
In the case of free ends the equations similar to (54) and (55) are respectively
cos λ∗kx
∗
k1 − λ
∗
kγ sinλ
∗
ke cosλ
∗
k(x
∗
k1 − e) = 0, (56)
cos λ∗k(1 + x
∗
kn − 2e) + λ
∗
kγ sinλ
∗
k(1− e) cosλ
∗
k(e− x
∗
kn) = 0. (57)
The Eqs. (53)-(57) for the k th mode can be represented in general form
ϕk1(e) + γϕk2(e) = 0. (58)
On the other hand, it is assumed that a crack has been detected to occur in the seg-
ment (x∗r1, x
∗
r2) for r-th mode with the measured nodes x
∗
r1, x
∗
r2 and the segment (x
∗
r1, x
∗
r2)
contains the same crack of position and magnitude e, γ as the segment (x∗k1, x
∗
k2) does.
Consequently, an equation similar to (58) for the r-th mode can be obtained as
ϕr1(e) + γϕr2(e) = 0, (59)
e ∈ (a, b), a = max(x∗k1, x
∗
r1), b = min(x
∗
k2, x
∗
r2).
Excluding γ from Eqs. (58), (59) leads to
fkr(e) ≡ ϕk1(e)ϕr2(e)− ϕr1(e)ϕk2(e) = 0. (60)
186 N. T. Khiem, L. K. Toan, N. T. L. Khue
A root e∗kr of Eq. (60), if it exists in the interval (a, b), is the desirable crack position
that allows for estimating the crack magnitude
γ∗kr = −ϕk1(e
∗
kr)/ϕk2(e
∗
kr) = −ϕr1(e
∗
kr)/ϕr2(e
∗
kr). (61)
Thus, a single crack position and magnitude in the segments (x∗k1, x
∗
k2) ∩ (x
∗
r1, x
∗
r2)
have been identified. By the same manner one can find out crack position and extent in
other pairs of segments that have been predicted to include crack. Hence, the problem
of multiple crack identification for a bar by using measured frequencies and mode shape
nodes is thus completed.
For illustration the experimental model for a free-free bar studied in [23] is taken into
consideration herein. For compatibility of the results obtained in the reference with the
theory developed above, the given data for the model have been normalized by unite length
so that non-dimensional actual crack position is 0.3752. For the second mode the measured
dislocation of two nodes are δx21 = 0.0231 0, δx22 = −0.022264 ≺ 0 so that crack should
be in segment (0.2731, 0.7273). Also, since δx22/δx21 = −0.98 ≈ (x
0
22
−1)/x0
21
= −1.0 one
can be surely that no crack outside the segment. For the third mode, δx31 = 0.00447 0,
δx32 = −0.02253 ≺ 0, δx33 = −0.00448 ≺ 0 that confirms presence of a crack in the
segment (0.1710, 0.4775). On the other hand, because δx33/δx31 = −1.0 = (x
0
33 − 1)/x
0
31
one can be definitely that crack would be only in the interval (0.1710, 0.8288). Moreover,
comparing the measured dislocation (0.02253) of the node x032 = 1/2 with the theoretical
one, δ−
32
= 0.0197, calculated for the case of no crack on the right of x032 leads to the
conclusion that only the segment (0.1710, 0.4775) contain a crack. Consequently, it is
predicted that crack should be only in the segment (0.2731, 0.4775), the intersection of
two segments (0.2731, 0.7273); (0.1710, 0.4775) and measured data needed for specifying
crack position in the segment (0.2731, 0.4775) are
λ∗2 = 5.73145; x
∗
21 = 0.2731; x
∗
22 = 0.7273, λ
∗
3 = 9.04365; x
∗
31 = 0.1710; x
∗
32 = 0.4775. (62)
Obviously, Eq. (60) with the data given in (62) has unique solution e∗ = 0.37505865
in the segment [0.2731, 0.4775] and, then, crack magnitude computed by using Eq. (61) is
γ∗ = 0.247268 matching very well to 0.259 that has been given in reference [23].
5. CONCLUSIONS
An explicit expression for natural modes of bar with arbitrary number of cracks has
been derived and used for analysis of change in mode shape node induced by the multiple
cracks. In addition to the well known fact that mode shape nodes move toward the crack,
it has been shown herein that dislocation of nodes caused by a single crack in bar is
determined by the product of frequency shift and generic position of the nodes. So that
ratio of dislocations for two nodes of a particular mode is independent on the presence of
crack but dependent only on the node positions. This is valid also for the case of multiple
cracks when the nodes under the consideration lie on the same side of all cracks. The node
located between two cracks referred to as intermediate node, in general, may move either
to the left or to the right dependently upon the position and depth of cracks in both sides
of the node. The detailed analysis of change in mode shape nodes induced by multiple
cracks has been applied to propose a procedure for multiple crack identification for bar
Change in mode shape nodes of multiple cracked bar: I. The theoretical study 187
from measured mode shape nodes. An illustrating example has shown that the mode shape
nodes are helpful for obtaining unique solution of multiple crack identification.
ACKNOWLEDGEMENT
This work has been completed with the financial supports from NAFOSTED of
Vietnam under Grant No. 107.04.12.09, for which the authors are sincerely thankful.
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Received October 16, 2012
VIETNAM ACADEMY OF SCIENCE AND TECHNOLOGY
VIETNAM JOURNAL OF MECHANICS VOLUME 35, N. 3, 2013
CONTENTS
Pages
1. N. T. Khiem, L. K. Toan, N. T. L. Khue, Change in mode shape nodes of
multiple cracked bar: I. The theoretical study. 175
2. Nguyen Viet Khoa, Monitoring a sudden crack of beam-like bridge during
earthquake excitation. 189
3. Nguyen Trung Kien, Nguyen Van Luat, Pham Duc Chinh, Estimating
effective conductivity of unidirectional transversely isotropic composites. 203
4. Nguyen Van Khang, Trieu Quoc Loc, Nguyen Anh Tuan, Parameter
optimization of tuned mass damper for three-degree-of-freedom vibration
systems. 215
5. Tran Vinh Loc, Thai Hoang Chien, Nguyen Xuan Hung, On two-field nurbs-
based isogeometric formulation for incompressible media problems. 225
6. Tat Thang Nguyen, Hiroshige Kikura, Ngoc Hai Duong, Hideki Murakawa,
Nobuyoshi Tsuzuki, Measurements of single-phase and two-phase flows in
a vertical pipe using ultrasonic pulse Doppler method and ultrasonic time-
domain cross-correlation method. 239
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