Electron trapping data obtained with the pulsed Id-Vgmeasurements suggests that the 
trapping occurs mostly in the bulk of the high-κfilmrather than only atthe interface ofthe 
high-κdielectric and interfacial oxide which leads to less bulk trapping in physically thinner 
high-κgate stacks. Carrier mobility of thinner hybrid stacks corrected for the inversion 
charge loss due to electron trapping is found to approach the universal high field electron 
mobility.
                
              
                                            
                                
            
 
            
                
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tacks [10]. Figure 6.7 
illustrates representative single pulse Id-Vg characteristics for: a) NH3 700°C, b) N2 800°C, 
and c) N2O 800°C PDAs where increased charge trapping is seen as bias goes further into 
inversion. DC Id-Vg is shown for comparison where degradation due to charge trapping from 
a slower measurement can be seen. In Figure 6.8a and Figure 6.8b, comparisons of ∆Vt at 
different charging times for various PDA conditions using pulsed Id-Vg (Figure 6.7) to 
determine ∆Vt at 50% of maximum Id are shown. Fast transient analysis shows the NH3 and 
 114
N2 800°C PDAs can have significant amount of trapped charge. The N2O 800°C annealed 
gate stacks show reduced amounts of trapped charge due to increased interfacial layer 
thickness that reduces the tunneling of electrons to the bulk silicate trap sites. 
0.0 0.5 1.0 1.5 2.0 2.5
0
20
40
60
80
100
120
140
160
b)
N 2 8 00
oC P DA
D
ra
in
 C
ur
re
nt
 [µA
]
Gate Voltage [V]
0.0 0.5 1.0 1.5 2.0 2.5
0
20
40
60
80
100
120
140
160
c)
N 2O 80 0
oC PDA
D
ra
in
 C
ur
re
nt
 [µA
]
Gate Voltage [V]
0.0 0.5 1.0 1.5 2.0 2.5
0
20
40
60
80
100
120
140
160
Vg Pulse Height
 -1 to 1 V
 -1 to 1 .5 V
 -1 to 2 V
 -1 to 2 .2 V
t r, PW, t f = 100µs
 DC Id-Vg
NH3 700
oC PDA
nFET W/L = 10/1 µm
Vd = 40mV
Dr
ai
n 
C
ur
re
nt
 [µA
]
Gate Voltage [V]
PW
t r t f
PW
tr tf
∆Vt
a)
Figure 6.7. Examples of pulsed Id-Vg characteristics showing increased 
charge trapping with increasing inversion bias for 100 µs rise, fall, and pulse 
width times. DC Id-Vg is shown for comparison. 
 115
10-6 10-5 10-4 10-3
10-3
10-2
10-1
10-3
10-2
10-1
Detection Limit
Vg = 1.5 V
∆V
t [
V]
Charging Time [sec]
b)
a)
Detection Limit
Vg = 2 V
∆V
t [
V] NH3 700
oC
 N2 700
oC
 N2O 700
oC
 N2 800
oC
 N2O 800
oC
Figure 6.8. Comparison of ∆Vt at different charging times for various 
PDAs using pulsed Id-Vg (Figure 9) to determine ∆Vt at 50% of the 
maximum Id for a) Vg = 2 V and b) Vg = 1.5 V. 
6.3.5 Pulsed Id-Vg Mobility Extraction 
The 4 Torr silicates were further studied to determine the impact of the trapped charge on the 
mobility using the fast transient mobility extraction technique discussed in Chapter 5 [11]. 
Figure 6.9 shows “trap free” inversion charge compared with split CV, which includes the 
trapped charge as well as the inversion charge. Comparisons of electron mobility from FT/CP 
and DC ramp (see Figures 6.2 and 6.3) measurements for NH3 700°C and N2 800°C PDAs 
are shown in Figure 6.10 and Figure 6.11. The insets illustrate a comparison of pulsed Id-Vg 
 116
to DC Id-Vg for the mobility values shown. Since the DC mobility extraction technique 
includes trapped charge, Qinv is larger than it should be while the gd is degraded due to the 
reduced DC Id (Figures 6.10 and 6.11 insets). Using the above methodology, a “trap-free” 
Qinv for the “trap-free” gd produces a higher µeff. So, if transistors in logic circuits were able 
to turn on and off at fast rates (i.e., high frequencies), high-κ gate dielectrics would be useful. 
Unfortunately, some transistors in circuits could be in the “on” state for a relatively longer 
time allowing for charge trapping to occur and, therefore, degrade the effective electron 
mobility. 
0.0 0.5 1.0 1.5 2.0
0
5
10
15 4T with NH3 700
oC PDA
N
in
v, 
N
t [
10
12
/c
yc
le
*c
m
2 ]
Vgate or Vtop [V]
 Split CV with trapped charge
Inversion Charge Pumping:
 100kHz Trap-Free inversion charge
 Trapped charge
Figure 6.9. "Trap free" inversion charge compared with split CV where 
trapped charge is not removed. 
 117
0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8
0
50
100
150
200
250
300
350
400
450
500
0.0 0.5 1.0 1.5 2.0
0
20
40
60
80
100
120
140
NH3 700
oC PDA
nFET W/L = 10/1 µm
Vd = 40mV
 Pulsed Id-Vg (100kHz)
 DC Id-Vg
D
ra
in
 C
ur
re
nt
 [µA
]
Gate Voltage [V] 
 DC Mobility
 Pulsed Mobility
 Universal
Ef
fe
ct
iv
e 
M
ob
ili
ty
 [c
m
2 /V
*s
ec
]
Effective Field [MV/cm] 
Figure 6.10. Comparison of electron mobility from pulsed/CP methodology 
and DC ramp (see Figures 2 and 3) measurements for NH3 700°C PDA. 
Inset: comparison of pulsed Id-Vg to DC Id-Vg for the mobility shown. 
0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8
0
50
100
150
200
250
300
350
400
450
500
0.0 0.5 1.0 1.5 2.0
0
20
40
60
80
100
120
140
N2 800
oC PDA
nFET W/L = 10/1 µm
Vd = 40mV
 Pulsed Id-Vg (100kHz)
 DC Id-Vg
D
ra
in
 C
ur
re
nt
 [µA
]
Gate Voltage [V] 
 DC Mobility
 Pulsed Mobility
 Universal
Ef
fe
ct
iv
e 
M
ob
ili
ty
 [c
m
2 /V
*s
ec
]
Effective Field [MV/cm] 
Figure 6.11. Comparison of electron mobility from pulsed/CP methodolgy 
and DC ramp (see Figures 2 and 3) measurements for N2 800°C PDA. 
Inset: comparison of pulsed Id-Vg to DC Id-Vg for the mobility shown. 
 118
6.4 Summary 
MOCVD 20% SiO2 Hf silicate deposited at 4 Torr with a chemical oxide interfacial layer 
produces higher mobility values than 2 Torr silicates that were subjected to the same 
processing. The N2O PDA increases the thickness of the interfacial oxide, and the NH3 PDA 
incorporates more nitrogen according to SIMS. From CP, when the charge time is held 
constant and the discharge time is increased by varying the duty cycle, the Nt values are 
higher suggesting that more time is required to de-trap than to trap. With a 50% duty cycle of 
a given frequency, fixed-amplitude CP and fixed-base variable amplitude CP show quite low 
interface state trap densities (1-3E10/cycle·cm2) for a chemical oxide interfacial layer, and 
large high-κ bulk trap densities (0.7-3E11/cycle·cm2). Using fast transient measurements and 
analysis, NH3 700°C and N2 800°C PDAs exhibit significant amounts of trapped charge, but 
DC mobility is higher in the peak and high field regime while retaining an ~1.6 nm EOT as 
compared to the N2 700°C PDA. Furthermore, free-carrier mobility extractions for these two 
anneals indicate that the “intrinsic” mobility, after correcting for the trapped charge, is quite 
close to the universal electron mobility curve in the high field regime. 
 119
6.5 References 
[1] International Technology Roadmap for Semiconductors,  2001. 
[2] R. M. Wallace and G. Wilk, "High- κ gate dielectric materials," MRS Bulletin, vol. 27, 
pp. 192-7, 2002. 
[3] Y. Kim, C. Lim, C. D. Young, K. Matthews, J. Barnett, B. Foran, A. Agarwal, G. A. 
Brown, G. Bersuker, P. Zeitzoff, M. Gardner, R. W. Murto, L. Larson, C. Metzner, 
S. Kher, and H. R. Huff, "Conventional Poly-Si Gate MOS-transistors With a 
Novel, Ultra-Thin Hf-oxide Layer," presented at VLSI Technology Symposium, 
Kyoto, Japan, 2003. 
[4] M. V. Fischetti, D. A. Neumayer, and E. A. Cartier, "Effective electron mobility in Si 
inversion layers in metal-oxide-semiconductor systems with a high-κ insulator: The 
role of remote phonon scattering," Journal of Applied Physics, vol. 90, pp. 4587-
4608, 2001. 
[5] T. Yamaguchi, R. Iijima, T. Ino, A. Nishiyama, H. Satake, and N. Fukushima, 
"Additional Scattering Effects for Mobility Degradation in Hf-silicate Gate 
MISFETs," presented at International Electron Device Meeting, Washington, DC, 
2002. 
[6] J. R. Hauser and K. Ahmed, "Characterization of Ultrathin Oxides Using Electrical C-V 
and I-V Measurements," presented at Characterization and Metrology for ULSI 
Technology: 1998 International Conference, 1998. 
[7] C. G. Sodini, T. W. Ekstedt, and J. L. Moll, "Charge accumulation and mobility in thin 
dielectric MOS transistors," Solid State Electronics, vol. 25, pp. 833-41, 1982. 
[8] J. R. Hauser, "Extraction of experimental mobility data for MOS devices," IEEE 
Transactions on Electron Devices, vol. 43, pp. 1981-1988, 1996. 
[9] A. Kerber, E. Cartier, L. Pantisano, R. Degraeve, T. Kauerauf, Y. Kim, A. Hou, G. 
Groeseneken, H. E. Maes, and U. Schwalke, "Origin of the threshold voltage 
instability in SiO2/HfO2 dual layer gate dielectrics," IEEE Electron Device Letters, 
vol. 24, pp. 87-89, 2003. 
[10] A. Kerber, E. Cartier, L. Pantisano, M. Rosmeulen, R. Degraeve, T. Kauerauf, G. 
Groeseneken, H. E. Maes, and U. Schwalke, "Characterization of the Vt-instability 
in SiO2/HfO2 Gate Dielectrics," presented at International Reliability Physics 
Symposium, Dallas, Texas, 2003. 
[11] A. Kerber, E. Cartier, L. A. Ragnarsson, M. Rosmeulen, L. Pantisano, R. Degraeve, T. 
Kauerauf, Y. Kim, and G. Groeseneken, "Direct Measurement of the Inversion 
Charge in MOSFETs: Application to Mobility Extraction in Alternative Gate 
Dielectrics," presented at VLSI Technology Symposium, Kyoto, Japan, 2003. 
 120
7 CHARGE TRAPPING MODEL FOR MOCVD HAFNIUM-BASED 
GATE DIELECTRIC STACK STRUCTURES AND ITS IMPACT ON 
DEVICE PERFORMANCE 
7.1 Introduction 
In order to meet the International Technology Roadmap for Semiconductors (ITRS) 
requirements for equivalent oxide thickness (EOT) and gate leakage current, the conventional 
SiOxNy gate dielectric will need to be replaced by higher dielectric constant materials [1]. 
Hafnium-based dielectrics are being widely investigated as potential candidates for the gate 
dielectric material [2, 3]. Threshold voltage instability and mobility degradation, however, 
have been identified as significant issues for Hf-based materials [4-8]. To continue to address 
these issues and those from the previous chapter, we investigated the electrical properties of 
samples referred to as hybrid stacks (HfO2/Hf Silicate) of various thickness with respect to 
charge trapping. The impact of charge trapping on device performance was characterized by 
conventional DC measurements, fixed-amplitude (FA) variable base and fixed-base variable 
amplitude (VA) charge pumping (CP) [6], Secondary Ion Mass Spectroscopy (SIMS), high 
resolution Transmission Electron Microscopy (HRTEM), and fast transient (FT) 
measurements [7, 8]. 
 121
7.2 Process Flow and Experiment 
Transistors were fabricated on 200 mm (100) p/p+ epitaxial wafers using a standard NMOS 
process flow – self-aligned, a-Si gate and 1000°C, 10 sec source/drain activation. In this 
study, MOCVD hybrid stacks were deposited on ozone (O3) cleaned substrates [3]. The 
hybrid stack was formed by two consecutive depositions under vacuum conditions where an 
HfO2 layer (of 1.5 nm, 2.0 nm, and 3.0 nm nominal thickness) was followed by a 1.5 nm 
20% SiO2 Hf silicate layer (top Hf silicate layer improves high-κ/polysilicon interface, 
Figure 7.1). All hybrid stacks received an NH3 post deposition anneal (PDA) at 700°C for 60 
sec. A brief summary of the electrical results collected on the W/L=20/20 µm 
30Å HfO2 20Å HfO2 15Å HfO2
15Å HfSixOy
15Å HfSixOy 15Å HfSixOy
30/15 Hybrid
Si Substrate
SiO2 IL 10Å
20/15 Hybrid 15/15 Hybrid
Figure 7.1. Schematic representation of the gate stacks in Table I. 
 122
Table 7.1. Parameters extracted from NCSU CVC and DC measurements 
for MOCVD hybrid gate stacks [9]. 
ID 1st High - κ 2nd High - κ EOT [nm] Vfb [V] 
Jg (Vfb–1) 
[-A/cm2] 
1 HfO2 30 Å 1.45 -0.853 4.87E-03 
2 HfO2 20 Å 1.36 -0.831 1.61E-01 
3 HfO2 15 Å 
HfSixOy 15 Å 
1.39 -0.819 2.05E-01 
transistors is presented in Table 7.1. The NCSU CVC model [9] was used to extract Vfb and 
EOT from the C-V data. Conventional 100kHz split C-V [10] and NCSU Mob2d [11] 
mobility extractions were also carried out on these samples. On short channel transistors 
(W/L = 10/1 µm), fixed amplitude (FA) charge pumping (CP) and variable amplitude (VA) 
CP were also performed to investigate the gate stack interface (Nit) and bulk (Nt) trapping, 
respectively. Pulsed Id-Vg measurements were done on the same devices to examine the fast 
transient characteristics of the hybrid stacks. 
7.3 Results and Discussion 
In an effort to characterize trapped charge in MOCVD hafnium-based gate dielectric stack 
structures, the “hybrid” stack was subjected to physical and electrical analysis. 
 123
7.3.1 Physical Analysis 
High Resolution Transmission Electron Micrograph (HRTEM) images were collected on the 
hybrid stack samples. Figure 7.2 of the HRTEM images for the 30/15 and 15/15 hybrid 
stacks shows a similar thickness of an interfacial oxide of 1 nm adjacent to the silicon 
substrate. To investigate the hybrid stack further, Secondary Ion Mass Spectroscopy (SIMS) 
was also done (Figure 7.3). The SIMS profiles done after the wet etch removal of the poly 
electrode suggests that the 20/15 and 15/15 samples are quite similar. 
30/15 Hybrid 15/15 Hybrid
Figure 7.2. HRTEM images of the 30/15 (left) and 15/15 (right) hybrid 
stacks. Note that the interfacial oxide layer as about 1 nm in both samples. 
 124
2 4 6 8 100 2 4 6 8 10
100
101
102
103
104
105
(b)
HfO2 Signal
Depth [nm]
SiO2 Signal
 30/15 Hybrid
 20/15 Hybrid
 15/15 Hybrid
C
ou
nt
s 
pe
r S
ec
on
d
(a)
Figure 7.3. SIMS profiles of hybrid films following wet etch removal of 
the poly electrode where the 20/15 and 15/15 hybrid stacks are quite similar. 
7.3.2 Electrical Analysis 
7.3.2.1 DC Measurements 
The effect of the high-κ physical thickness was initially investigated with conventional DC 
characterization methodologies using the Keithley 4200 SCS. A brief summary of the 
electrical results collected on W/L = 20/20 µm transistors is presented in Table 7.1. The 
EOT and flatband voltage, Vfb, were extracted using NCSU CVC for CV measurements 
taken at 100 kHz. The 30/15 hybrid has a larger EOT while the 20/15 and 15/15 hybrids 
have lower and similar EOTs which seem to be supported by the physical analysis. For 
 125
mobility extraction, split CV and Id-Vg measurements were made. Figure 7.4 shows the 
inversion capacitance, Cinv, where the thinner hybrids have a small decrease in the 
capacitance equivalent thickness, CETinv, which is defined as: 
inv
inv C
ACET ε= (7.1) 
where ε is the dielectric constant of SiO2 (3.9·εo), and A is the area. Figure 7.5 shows Id-Vg 
characteristics where it can be seen that the thickest high-κ stack has the lowest drive current. 
Although the difference is subtle in the inversion capacitance since EOT values are similar, a 
significant difference can be seen in the Id-Vg curves. This is mainly attributed to a lower 
mobility (Figure 7.6). The entire 30/15 hybrid mobility curve is significantly lower than the 
thinner hybrid stacks. This relative reduction in mobility is interpreted to be caused by the 
inversion carrier loss due to electron trapping in the thicker gate stack. To verify this, Id-Vg 
sweeps were taken from –1 to 2 V and 2 to –1 V. As shown in Figure 7.7, when sweeping 
the gate voltage from 2 to –1 V, a significant Vt shift can be seen for the 30/15 case, and then 
de-traps as the measurement sweeps back to an accumulation voltage of –1 V. 
 126
-0.5 0.0 0.5 1.0 1.5 2.0
0
1
2
3
4
5
6
7
8
9 Split CV
nFET W/L = 20/20µm
Freq = 100 kHz
 15/15 Hybrid
 20/15 Hybrid
 30/15 Hybrid
C
ap
ac
ita
nc
e 
[p
F]
Gate Voltage [V] 
Figure 7.4. Conventional split C-V data showing a small decrease in 
CETinv as the physical thickness of the high-κ is reduced. 
0.0 0.5 1.0 1.5 2.0
0
2
4
6
8
10
12
14
nFET W/L = 20/20µm
Vd = 40mV
 30/15 Hybrid
 20/15 Hybrid
 15/15 Hybrid
D
ra
in
 C
ur
re
nt
 [µ
A
]
Gate Voltage [V] 
Figure 7.5. DC Id-Vg data showing an increase in drive current as the 
physical thickness of the high-κ is reduced. 
 127
0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6
0
50
100
150
200
250
300
Ef
fe
ct
iv
e 
M
ob
ili
ty
 [c
m
2 /V
*s
ec
]
Effective Field [MV/cm]
 30/15 Hybrid
 20/15 Hybrid
 15/15 Hybrid
 Universal
Figure 7.6. Electron mobility extracted with the split C-V methodology. 
Thinner high-κ stacks resulted in higher mobility. 
0.0 0.5 1.0 1.5 2.0
0
2
4
6
8
10
down
30/15 Hybrid
nFET W/L = 20/20 µm
Vg Sweep Direction
 -1 to 2 V
 2 to -1 V
D
ra
in
 C
ur
re
nt
 [µ
A
]
Gate Voltage [V]
shifted up-sweep
up
Figure 7.7. DC Id-Vg data showing a ∆Vt shift when sweeping the gate 
voltage –1 V → 2 V → –1 V. De-trapping as the down trace returns to –1 V 
can be seen. 
 128
7.3.2.2 Charge Pumping 
Charge-pumping measurements are widely used to characterize interface state densities in 
MOSFET devices [12]. These measurements can also be performed at different frequencies, 
so that the frequency response of the traps can be obtained as outlined in Chapter 5 [6]. For 
high-κ gate stack structures, this CP technique can quantify the bulk trapped charge, Nt. FA 
CP was executed at 1 MHz with a fixed amplitude of 1.2 V and tr = tf = 100 ns. The results 
in Figure 7.8 show that the three stacks exhibit ~ 3.5E10/cycle·cm2 demonstrating low Nit 
values for all stacks evaluated. In the VA CP measurements, tr and tf were also set to 100 ns 
while the frequency was 100 kHz with the base level fixed at –1 V and the variable 
amplitude stepped by 50 mV up to 2 V (Figure 7.8). According to VA CP data, the 30/15 
stack traps are more efficiently filled at lower voltages, below Vtop ~1.25 V, while at higher 
voltages the thinner stacks show higher recombination current, Icp. An explanation of this is 
shown in Figure 7.9 where the device inversion (INV) and accumulation (ACC) states 
influence the measured CP current (Icp). When the device is in the “ACC” state of the pulse 
cycle (Vbase = -1), the gate leakage component is added to the measured ICP. However, this 
contribution does not have a significant impact on the Nt calculation of VA CP into 
inversion. In the “INV” state of the pulse cycle, the scaled hybrids exhibit a higher 
source/drain (S/D) leakage from the junctions to the gate, which indirectly enhances Icp due 
to enhanced injection into the high-κ film. This explanation is supported by the fact that if 
this leakage went through the gate and did not get trapped, there would be a reduction in the 
measured Icp as the frequency decreases. 
 129
-1.5 -1.0 -0.5 0.0 0.5 1.0 1.5 2.0
1010
1011
1012 Fixed Amplitude CP
Vamp = 1.2 V
Vbase = -1.5 to 0 V
Freq = 1 MHz
tr, tf = 100ns
Variable Amplitude CP
Vbase = -1 V
Vtop = -1 to 2 V
Freq = 100kHz
tr, tf = 100ns
N
it 
or
 N
t [
#/
cy
cl
e*
cm
2 ]
Vbase [V] or Vtop [V]
 30/15 Hybrid
 20/15 Hybrid
 15/15 Hybrid
Figure 7.8. Interface (Nit) and bulk (Nt) trapping data for the different 
hybrid stacks obtained with FA CP and VA CP, respectively. 
 130
Icp
I(d,g)I(s,g)
Ig
ACC.
Icp
I(d,g)I(s,g)
INV.
-1.0 -0.5 0.0 0.5 1.0 1.5 2.0
0.0
1.0x10-8
2.0x10-8
3.0x10-8
4.0x10-8
5.0x10-8
6.0x10-8
7.0x10-8
8.0x10-8
9.0x10-8
1.0x10-7
-1.0 -0.5 0.0 0.5 1.0 1.5 2.0
10-15
10-14
10-13
10-12
10-11
10-10
10-9
10-8
10-7
10-6
Variable Amplitude CP
Vbase = -1 V
Vtop = -1 to 2 V
Freq = 100kHz
tr, tf = 100ns
I S
/D
 o
r 
I cp
 [A
]
Vtop [V]
 1 MHz
 100 kHz
 10 kHz
closed symbols: S/D Leakage
open symbols: Icp
I S/
D
 o
r 
I cp
 [A
]
Vtop [V]
ON
OFF
20/15 Hybrid
Figure 7.9. In the accumulation (ACC) state, gate leakage current adds to 
the Icp at the low amplitudes of the VA CP measurement (Insets: “ACC” and 
inner log plot). In the inversion (INV) state, DC leakage current flows from 
S/D to the gate that indirectly enhances Icp due to enhanced injection into the 
high-κ film. 
7.3.2.3 Fast Transient 
Pulsed Transit Charge Trapping Measurements were done similar to [7]. The measurement 
conFiguration in Section 5.5, shows the nFET in an inverter circuit where Id is 
 131
( ) ⎟⎟⎠
⎞
⎜⎜⎝
⎛ −⋅=
L
DDD
D
DD
Dd R
VV
V
VVI (7.2) 
where VDD is 100 mV, VD is the voltage measured at the drain of the nFET, and RL is the 
load resistance. Measurements were done with tr, tf, and the pulse width (PW) values equally 
set. For the W/L = 10/1 µm transistor, the load resistance, RL, is 330 Ω. Each single pulse 
(SP) measurement started and ended at –1 V with the top of the pulse taken to 1, 1.5, 2, and 
2.2 V. The difference measured between the Id–Vg curves generated by the up and down 
swing of Vg reflects the effect of the charge trapping (i.e., ∆Vt). Pulsed Id – Vg data was 
collected on the hybrid stacks, using different charging times and pulse voltages, seen in 
Figure 7.10. All the results show that ∆Vt increases as the gate bias pulse increases. A 
comparison to the conventional DC Id-Vg shows the reduction in drive current with the 
‘slower’ measurement due to charge trapping during the measurement. In addition, the ∆Vt 
shifts increased with the increase in the physical thickness of the hybrid stack. Figure 7.11 
summarizes the ∆Vt results with respect to charging time, physical thickness, and pulse 
heights. 
 132
0.0 0.5 1.0 1.5 2.0 2.5
0
20
40
60
80
100
120
Vg Pulse Height
 -1 to 1 V
 -1 to 1.5 V
 -1 to 2 V
 -1 to 2.2 V
tr, PW, tf = 100µs
 DC Id-Vg
30/15 Hybrid
nFET W/L = 10/1 µm
Vd = 40mV
D
ra
in
 C
ur
re
nt
 [µ
A
]
Gate Voltage [V]
a)
0.0 0.5 1.0 1.5 2.0 2.5
0
20
40
60
80
100
120
140
160
b)
Vg Pulse Height
 -1 to 1 V
 -1 to 1.5 V
 -1 to 2 V
 -1 to 2.2 V
tr, PW, tf = 100µs
 DC Id-Vg
20/15 Hybrid
nFET W/L = 10/1 µm
Vd = 40mV
D
ra
in
 C
ur
re
nt
 [µ
A
]
Gate Voltage [V]
PW
tr tf
PW
tr tf
∆Vt
0.0 0.5 1.0 1.5 2.0 2.5
0
20
40
60
80
100
120
140
c)
Vg Pulse Height
 -1 to 1 V
 -1 to 1.5 V
 -1 to 2 V
 -1 to 2.2 V
tr, PW, tf = 100µs
 DC Id-Vg
15/15 Hybrid
nFET W/L = 10/1 µm
Vd = 40mV
D
ra
in
 C
ur
re
nt
 [µ
A
]
Gate Voltage [V] 
Figure 7.10. Pulsed Id-Vg characteristics for a) 30/15, b) 20/15, and c) 
15/15 hybrid stacks with different inversion bias pulses with 100 µs rise, 
fall, and pulse width times. DC Id-Vg is shown for comparison in each case. 
 133
7.3.3 High-κ Bulk Trapping 
To address a critical issue of the location of the trapped charge – bulk of the high-κ film or the 
interface of the high-κ film with the sub-oxide interfacial layer (IL) – we estimated whether 
the observed ∆Vt shifts can be explained by the charge trapping exclusively at the 
high-κ/oxide interface. If only these interface traps are responsible for the electron 
3.0 3.5 4.0 4.5 3.0 3.5 4.0 4.53.0 3.5 4.0 4.5
0.0
0.1
0.2
0.3
0.4
0.5
0.6 Vg = 2 V
High-κ Physical Thickness [nm]
Q' DT
 = 2
.12
0E-
9
Q'DT =
 2.415
E-10
Q'DT = 1.397E-10
Q' DT
 = 
2.4
15E
-9
Vg = 2.2 V
Vg = 1.5 V
∆V
t [
V]
Charging Time
 5µs
 10µs
 100µs
Figure 7.11. ∆Vt values (measured as in Figure 7.10) for different gate 
biases and charging times vs. gate stack physical thickness. Horizontal 
dashed lines connect data point of similar ∆Vt obtained with different 
charging times/physical thickness values. 
trapping, ∆Vt would be proportional to the injected charge determined by the direct tunneling 
current (JDT) through the interfacial oxide layer multiplied by the charging time (τ). In this 
case, the same ∆Vt values in the samples of different thickness in Figure 7.11 should 
 134
correspond to the same injected charge since, in all types of stacks, the interfacial oxide 
thickness = 1 nm (Figure 7.2). One needs to take into account that the different physical 
thickness of the high-κ film will cause a different voltage drop across this interfacial layer. 
The voltage drop across the interfacial oxide was determined by using the potential balance 
expression 
polysoxmsg VVV +++Φ= ψ (7.3) 
where Φms is the workfunction difference between the polysilicon gate, Φm, and silicon 
substrate Φs, defined as , Vsm Φ−Φ ox is the voltage drop across the gate dielectric stack, ψs is 
the surface potential (i.e., band bending), and Vpoly is the voltage drop across the polysilicon 
gate. NCSU CVC was used to extract the values of C-V parameters from C-V curves 
measured at 100 kHz on W/L = 20/20 µm transistors. The C-V sweep started in the 
“discharge” condition (i.e., starting in accumulation) and swept into inversion minimizing 
charge trapping. A model C-V curve was generated with [15] to compare the results with 
CVC for Φms, Vox, ψs, and Vpoly. Equation 7.3 was solved for Vox, where Φms was assumed to 
be ideal. This ideal flatband voltage, Vfb, was compared to the extracted Vfb from CVC. The 
difference was subtracted from Vox to account for the voltage shift from ideal (i.e., fixed 
charge). A simplifying assumption for the graded dual layer hybrid stack is to model it as a 
single layer with a uniform κ-value of 16 (a value between 12 and ~20 for silicates and HfO2, 
respectively). The conduction band offset of Hf silicate and Hf oxide are governed by the 5d 
 135
electron states, therefore expected to be the same offset for pure hafnium oxide or silicate 
(20% SiO2) (Figure 7.12) [16, 17]. Taking this into account, one gets: 
21 VVVox += (7.4) 
where V1 is the voltage drop across the interfacial oxide and V2 is the voltage drop across the 
high-k. Since CV 1∝ , ratios can be established as follows: 
21 VVVox += SiO2
V2
V1
HfSixOy
HfO2
Figure 7.12. Band diagram example for a Hf-based gate dielectric on a 
SiO2 interfacial oxide illustrating voltage drops across the two portions of 
the gate stack where V2 is based on the assumed uniform dielectric constant. 
 136
1
2
2
1
1
2
1
1
2
2
2
1 V
t
t
V
t
t
V
V
phy
phy
phy
phy
ε
ε
ε
ε
=⇒= (7.5) 
where ε1 is 3.9·εo, tphy1 is the interfacial oxide (1 nm) thickness, ε2 is 16·εo, tphy2 is the total 
nominal high-κ stack thickness. From these ratios, the voltages can be determined in terms 
of the other and subsequently substituted into equation 7.4. This yields 
1
2
2
1
1
1 V
t
t
VV
phy
phy
ox ε
ε
+= (7.6) 
Since the values are know for Vox , ε1, assumed ε2, tphy1 (from TEM), and tphys2 is the nominal 
high-k thickness, V1 can be solved for and substituted back into equation 7.4 to obtain V2. 
So, for a given Vg, the voltage drops across the interfacial oxide and high-κ portion 
can be determined. Now, a direct tunneling calculation across the interfacial layer can be 
made using the MIS Tunnel Diode expression [18]: 
⎟⎟⎠
⎞
⎜⎜⎝
⎛ −Φ−=
2
2
2exp 1
*
2
Vqmt
t
AJ Box
ox
DT h (7.7) 
 137
where A is a constant, tox is the physical thickness of the SiO2 interface, m* is the effective 
mass of an electron is SiO2, q is the fundamental electronic charge, ħ is Plank’s constant, ΦB 
is the barrier height of SiO2 to Si substrate, and Vox is the voltage drop across the SiO2 
portion. If the injected electrons trap at the high-κ/SiO2 interface, then: 
τ•=∝∆ DTDTt JQV (7.8) 
where QDT is the tunneling charge and τ is the charging time. From (7.8), one should 
expect that similar ∆Vt values (obtained from different samples and charge times) should 
correspond to similar tunneling charge values. Verification was performed for all cases of 
similar ∆Vt values (Figure 7.11). For example, Table 6.2 shows Q’DT for two cases 
demonstrating very similar ∆Vt’s, the 20/15 (3.5nm) at 100 µs sample and the 30/15 (4.5 nm) 
at 10 µs sample with a stress Vg = 2 V. Expected charges at the high-κ/SiO2 interface are an 
order of magnitude different while the ∆Vt’s are similar. 
Table 6.2. Expected charge at the high-κ/SiO2 interface are an order of 
magnitude different while ∆Vt’s are similar. 
 3.5 nm @ 100 µs 4.5 nm @ 10 µs 
τ•∝ JQ' DTDT 2.415E-10 2.120E-9 
 138
Therefore, various ∆Vt values cannot be explained by high-κ/SiO2 interface trap filling only, 
leaving the option of bulk trapping in the high-κ to be further investigated. Figure 7.13 
provides a plausible bulk-trapping model for the energy band diagram. This model 
demonstrates the possible capture of the injected electrons as the high-κ thickness increases. 
6 5 4 3 2 1 0
-3
-2
-1
0
1
2
3
1.5 nm HfSixOy 3 nm HfO2
1.5 nm HfSixOy 1.5 nm HfO2
V 
or
 Φ
b [
V]
Gate Stack Physical Thickness [nm]
 Vg = 2V
 30/15 Hybrid Bands
 15/15 Hybrid Bands
 Hi-κ/SiO2 Traps
 Bulk Hi-κ Traps
 Hi-κ/SiO2 Traps
 Bulk Hi-κ Traps
1 nm SiO
Drawn to scale
Figure 7.13. Band diagram for a plausible bulk-trapping model as a 
function of physical thickness where the possibility of electron trapping 
from substrate injection increases with increasing physical thickness. 
 Since there could be a concern that the reduction in trapping for thinner hybrid stacks 
is due to the SiO2 rich layer moving closer to the interfacial oxide layer (see Section 7.3.1) 
and a non-uniform κ-value in the high-κ portion of the gate stack that impacts the extracted 
voltage drops, this study was repeated for single layer 20% SiO2 HfSixOy films on a chemical 
oxide interfacial layer. A value κ=12 was extracted for the single layer 20% SiO2 Hf Silicate 
 139
(HfSixOy) films of multiple thickness with an interfacial oxide of 0.9 nm (inset Figure 7.14). 
Figure 7.14 shows that the increase of ∆Vt values as a function of charging time and physical 
thickness similar to the hybrid stacks, as well as greater ∆Vt values than in hybrid stacks of 
the same physical thickness. Again, for similar ∆Vt’s, there is an order of magnitude 
difference in the Q’DT calculation demonstrating that all the trapped charge cannot be solely 
at the high-κ/IL interface. 
2.4 2.6 2.8 3.0 3.2 3.4 3.6 3.8 4.0 4.2 4.4 4.6
0.15
0.20
0.25
0.30
0.35
0.40
0.45
0.50
0.55
0.60
0.65
0.70
0.75
0 1 2 3 4 5 6
0.8
1.0
1.2
1.4
1.6
1.8
2.0
EO
T 
[n
m
]
 Nominal Physical Thickness [nm]
 HfSixOy (20% SiO2)
Interfacial oxide thickness = .9 nm
dielectric constant (κ) ~ 12
Q'DT = 3.254E-10Q
'DT =
 8.373
E-9
Vg = 2.2V
∆V
t [
V]
Physical Thickness [nm]
Charging Time
 5µs
 10µs
 100µs
Figure 7.14. ∆Vt values for different gate biases and charging times vs. gate 
stack physical thickness for Hf silicate (20% SiO2). Horizontal dashed lines 
connect data point of similar ∆Vt obtained with different charging 
times/physical thickness values. 
 140
7.3.4 Pulsed Id-Vg Mobility Extraction 
The 20/15 and the 15/15 hybrid stacks were further studied to determine the impact of the 
trapped charge on the mobility using the fast transient mobility extraction technique 
discussed in Chapter 5 [8]. Figure 7.15a and 7.15b show the results of this approach for 
20/15 hybrid and 15/15 hybrid stacks, respectively. The Figures show an increase in the 
peak and high field mobility with the high field mobility being quite close to the universal 
mobility. Thus one can conclude that, for these particular gate stacks, most of the observed 
mobility degradation is associated with charge trapping effects. 
 141
0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8
0
50
100
150
200
250
300
350
400
450
500
0.0 0.5 1.0 1.5 2.0
0
20
40
60
80
100
120
140
20/15 Hybrid
nFET W/L = 10/1µm
Vd = 40mV
 Pulsed Id-Vg (100kHz)
 DC Id-Vg
D
ra
in
 C
ur
re
nt
 [µA
]
Gate Voltage [V]
20/15 Hybrid Stack
 DC 20/15
 Pulsed 20/15
 UniversalEf
fe
ct
iv
e 
M
ob
ili
ty
 [c
m
2 /V
*s
ec
]
Effective Field [MV/cm]a) 
0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8
0
50
100
150
200
250
300
350
400
450
500
b)
0.0 0.5 1.0 1.5 2.0
0
20
40
60
80
100
120
140
15/15 Hybrid
nFET W/L = 10/1µm
Vd = 40mV
 Pulsed Id-Vg (100kHz)
 DC Id-Vg
D
ra
in
 C
ur
re
nt
 [µA
]
Gate Voltage [V]
15/15 Hybrid Stack
 DC 15/15
 Pulsed 15/15
 UniversalEf
fe
ct
iv
e 
M
ob
ili
ty
 [c
m
2 /V
*s
ec
]
Effective Field [MV/cm] 
Figure 7.15. Comparison of electron mobility from pulsed/CP method and 
DC ramp for: a) 20/15 and b) 15/15 hybrid stacks. Insets: comparison of 
pulsed Id-Vg to DC Id-Vg for the mobilities shown. 
 142
7.4 Summary 
Electron trapping data obtained with the pulsed Id-Vg measurements suggests that the 
trapping occurs mostly in the bulk of the high-κ film rather than only at the interface of the 
high-κ dielectric and interfacial oxide which leads to less bulk trapping in physically thinner 
high-κ gate stacks. Carrier mobility of thinner hybrid stacks corrected for the inversion 
charge loss due to electron trapping is found to approach the universal high field electron 
mobility. 
7.5 References 
[1] International Technology Roadmap for Semiconductors,  2001. 
[2] R. M. Wallace and G. Wilk, "High- k gate dielectric materials," MRS Bulletin, vol. 27, 
pp. 192-7, 2002. 
[3] Y. Kim, C. Lim, C. D. Young, K. Matthews, J. Barnett, B. Foran, A. Agarwal, G. A. 
Brown, G. Bersuker, P. Zeitzoff, M. Gardner, R. W. Murto, L. Larson, C. Metzner, 
S. Kher, and H. R. Huff, "Conventional Poly-Si Gate MOS-transistors With a 
Novel, Ultra-Thin Hf-oxide Layer," presented at VLSI Technology Symposium, 
Kyoto, Japan, 2003. 
[4] M. V. Fischetti, D. A. Neumayer, and E. A. Cartier, "Effective electron mobility in Si 
inversion layers in metal-oxide-semiconductor systems with a high-κ insulator: The 
role of remote phonon scattering," Journal of Applied Physics, vol. 90, pp. 4587-
4608, 2001. 
 [5] T. Yamaguchi, R. Iijima, T. Ino, A. Nishiyama, H. Satake, and N. Fukushima, 
"Additional Scattering Effects for Mobility Degradation in Hf-silicate Gate 
MISFETs," presented at International Electron Device Meeting, Washington, DC, 
2002. 
[6] A. Kerber, E. Cartier, L. Pantisano, R. Degraeve, T. Kauerauf, Y. Kim, A. Hou, G. 
Groeseneken, H. E. Maes, and U. Schwalke, "Origin of the threshold voltage 
 143
instability in SiO2/HfO2 dual layer gate dielectrics," IEEE Electron Device Letters, 
vol. 24, pp. 87-89, 2003. 
[7] A. Kerber, E. Cartier, L. Pantisano, M. Rosmeulen, R. Degraeve, T. Kauerauf, G. 
Groeseneken, H. E. Maes, and U. Schwalke, "Characterization of the Vt-instability 
in SiO2/HfO2 Gate Dielectrics," presented at International Reliability Physics 
Symposium, Dallas, Texas, 2003. 
[8] A. Kerber, E. Cartier, L. A. Ragnarsson, M. Rosmeulen, L. Pantisano, R. Degraeve, T. 
Kauerauf, Y. Kim, and G. Groeseneken, "Direct Measurement of the Inversion 
Charge in MOSFETs: Application to Mobility Extraction in Alternative Gate 
Dielectrics," presented at VLSI Technology Symposium, Kyoto, Japan, 2003. 
 [9] J. R. Hauser and K. Ahmed, "Characterization of Ultrathin Oxides Using Electrical C-V 
and I-V Measurements," presented at Characterization and Metrology for ULSI 
Technology: 1998 International Conference, 1998. 
[10] C. G. Sodini, T. W. Ekstedt, and J. L. Moll, "Charge accumulation and mobility in thin 
dielectric MOS transistors," Solid State Electronics, vol. 25, pp. 833-41, 1982. 
[11] J. R. Hauser, "Extraction of experimental mobility data for MOS devices," IEEE 
Transactions on Electron Devices, vol. 43, pp. 1981-1988, 1996. 
[12] G. Groeseneken, H. E. Maes, N. Beltran, and R. F. De-Keersmaecker, "A reliable 
approach to charge-pumping measurements in MOS transistors," IEEE 
Transactions on Electron Devices, vol. ED-31, pp. 42-53, 1984. 
[13] S. S. Chung, S.-J. Chen, C.-K. Yang, S.-M. Cheng, S.-H. Lin, Y.-C. Sheng, H.-S. Lin, 
K.-T. Hung, D.-Y. Wu, T.-R. Yew, S.-C. Chien, F.-T. Liou, and F. Wen, "A Novel 
and Direct Determination of the Interface Traps in Sub-100nm CMOS Devices with 
Direct Tunneling Regime (12-16Å) Gate Oxide," presented at VLSI Technology 
Symposium, Honolulu, Hawaii, 2002. 
 [14] P. Masson, J. L. Autran, and J. Brini, "On the tunneling component of charge 
pumping current in ultrathin gate oxide MOSFETs," IEEE Electron Device Letters, 
vol. 20, pp. 92-4, 1999. 
[15] E. M. Vogel, C. A. Richter, and B. G. Rennex, "A capacitance-voltage model for 
polysilicon-gated MOS devices including substrate quantization effects based on 
modification of the total semiconductor charge," Solid-State Electronics, vol. 47, 
pp. 1589-1596, 2003. 
[16] P. W. Peacock and J. Robertson, "Band offsets and Schottky barrier heights of high 
dielectric constant oxides," Journal of Applied Physics, vol. 92, pp. 4712-4721, 
2002. 
[17] G. Lucovsky, B. Rayner, Z. Yu, and J. Whitten, "Experimental determination of band 
offset energies between Zr silicate alloy dielectrics and crystalline Si substrates by 
XAS, XPS and AES and ab initio theory: a new approach to the compositional 
dependence of direct tunneling currents," presented at IEEE International Electron 
Devices Meeting. San Francisco, CA, USA, Dec. 2002. 
[18] S. M. Sze, Physics of Semiconductor Devices, 2nd ed: John Wiley & Sons, Inc., 1981. 
 144
8 CONCLUSIONS 
In this work, robust characterization techniques were instrumental in evaluating gate 
dielectric stack structures in an effort to determine if they meet the rigorous device guidelines 
set by the ITRS. 
 These effective measurements and strategies have established a standardized 
methodology for electrical characterization of sub – 2 nm EOT gate dielectrics through the 
use of highly doped substrates for “short loop” capacitors; measurements on multiple areas 
for precise scaling with area for data validation; and multiple measurements on a given area 
for reproducibility. In addition, a case study on device structures showed the impact proper 
device structures have on the development of precision parametrics. Gate leakage becomes a 
significant issue in sub – 2 nm EOT gate stacks, and algorithms for correcting measured data 
were demonstrated through meter corrections in C-V measurements. A gate leakage 
correction for Id-Vg measurements was shown for robust mobility extraction when gate 
leakage is appreciable. 
 With the need for a high-κ gate dielectric to replace SiO2, devices were fabricated 
with a Hf – based dielectric deposited by ALD or MOCVD on a chemical oxide interfacial 
layer. One of the major issues with high-κ integration is charge trapping that produces 
threshold voltage shifts and mobility degradation. To investigate charge trapping, several 
measurement methodologies were employed. C – V hysteresis measurements were shown to 
provide a good qualitative approach to understanding the charge trapping that is occurring. 
 145
However, C – V hysteresis is subject to the sweep rate and sweep amplitude. As a more 
standardized approach, a constant voltage stress with interspersed C – V around the flatband 
voltage was demonstrated. While a more systematic approach, this “stress-and-sense” 
measurement loses trapped charge in the switching of the measurement equipment (i.e., from 
voltage stress to C – V) and because the extraction methodology is near the discharge 
condition of –1 V. Due to the fast charging and discharging of trap sites in the high-κ gate 
stacks that were evaluated, faster measurements were needed in an attempt to quantify the 
trapped charge. Charge pumping (CP) was shown to be an excellent process monitoring tool 
for measuring trapped charge where fixed-amplitude (CP) at high frequencies provides 
robust characterization of the substrate/dielectric interface and variable-amplitude (CP) 
allows characterization of the high-κ bulk trapping properties. The fast transient charge 
trapping measurements provided the best methodology to quantify the trapped charge. The 
fast transient gate pulse on the MISFET under test in an inverter circuit provided a robust and 
systematic way to quantify trapped charge. Since CP and first transient measurements are 
better protocols for measuring trapped charge, they were used to evaluate an experiment that 
addressed different post deposition anneals (PDA) on the same starting MOCVD Hf silicate 
starting film deposited at two chamber pressures (2 Torr and 4 Torr). Out of the PDA’s 
administered, all of the 4 Torr silicate stacks produced higher mobilities than any of the 2 
Torr stacks for the same PDA. This was attributed to larger amounts of trapped charge in the 
2 Torr stacks as measured by charge pumping. The N2O PDA’s increased the interfacial 
oxide thickness as shown by SIMS. This leads to improved mobility values for these stacks 
because the tunneling distance to high-κ trapping sites was increased as a consequence of the 
 146
thicker interfacial layer. However, large EOTs occurred for the N2O PDA gate stacks which 
obviously does not help the effort to scale gate dielectric stacks. Two promising PDA’s that 
require further optimization include NH3 at 700ºC and N2 800ºC. The fast transient 
technique paired with variable amplitude change pumping provided a way to extract a “trap 
free” mobility. For some of the MOCVD samples presented herein, the “trap free” mobility 
was quite close to the universal electron mobility curve in the high field regime. These time-
resolved measurements were also instrumental in the development of the bulk trapping model 
that was proposed. 
 In an effort to explain why the mobility was improved as the high-k physical 
thickness decreases, it was demonstrated that all of the trapped charge could not be located 
only at the interface of the high-κ/interfacial layer suggesting trapping in the bulk of the 
high-κ. This leads to less trapping in physically thinner high-κ gate stacks where it was 
shown that mobility improved over a thicker high-κ stack. 
 Future work should be directed to finding approaches to minimize charge trapping in 
high-κ gate dielectrics. This will require work on the deposition techniques themselves to 
reduce chlorine and carbon contamination in ALD and MOCVD layers, respectively. In 
addition, an optimized post deposition anneal treatment will also be required. Although not 
presented here, a metal gate seems to be a requirement to achieve sub-1 nm EOT’s with 
high-κ gate stacks and needs to be further studied. The characterization techniques in place 
to continue to evaluate and quantify trapped charge and its effects on the performance of 
emerging high-κ gate dielectric MIS structures. 
 147
APPENDIX: PRESENTATIONS AND PUBLICATIONS 
University and Small Firm Collaboration for Process Development of Advanced Gate 
Dielectrics 
C. Young, B. Barnes, S. Castro, E. Condon, K. Koh, M. Schrader, S. Shah, K. Williamson, 
M. Xu, R. Kuehn, D. Maher, D. Venables, A. Oberhofer, G. Wang, and J. Chen, in the 
Proceedings of 13th Biennial University/Government/Industry Microelectronics Symposium, 
(June 2-3, 1999, University of Minnesota, Minneapolis, MN, pp. 64-72) 
Process Definition for Obtaining Ultra-thin Silicon Oxides Using Full-wafer Electrical 
and Optical Measurements 
A. Oberhofer, J. Chen, K. Koh, M. Schrader, S. Shah, R. Venables, C. Young, M. Xu, R. 
Kuehn, D. Maher and D. Venables, in the MRS Symposium Proceedings on Ultra-thin SiO2 
Materials and High-K Dielectrics, (edited by H. Huff, C. Richter, M. Green, G. Lucovsky 
and H. Hattori) Volume 567, pp. 573-578 1999. 
Characterization of Ultrathin Oxide Interfaces (Tox < 1 nm) in Oxide-Nitride Stack 
Formed by Remote Plasma Enhanced Chemical Vapor Deposition 
Zhigang Wang, Dexter W. Hodge, Shengqiang Wang, Wenmei Li, Chad Young, Robert T. 
Croswell, John R. Hauser, in the 4th International Symposium: Physics and Chemistry of 
SiO2 and the Si-SiO2 Interface, at the 197th Meeting of the Electrochemical Society, (edited 
by H. Z. Massoud, I. Baumvol, M. Hirose, E. H. Poindexter), May 14-18, 2000, Toronto, 
Canada, pp. 209-216. 
Revisiting Electrical Characterization Concerns for Sub-2 nm EOT Gate Dielectrics on 
Silicon 
Chadwin Young, George A. Brown and Howard R. Huff, at the International Workshop on 
Device Technology: Alternatives to SiO2 as Gate Dielectrics for Future Si-Based 
Microelectronics, September 3-5, 2001, Porto Alegre, Brazil, p. 7 
Growth of Sub-1 nm EOT Gate Quality ZrO2 and HfO2 Films by MOCVD Using 
TDEAZ and TDEAH Precursors 
Avinash K. Agarwal, Chan Lim, Craig Metzner, Shreyas Kher, George A. Brown, Chadwin 
Young, Robert Murto and Howard Huff at the International Workshop on Device 
Technology: Alternatives to SiO2 as Gate Dielectrics for Future Si-Based Microelectronics, 
September 3-5, 2001, Porto Alegre, Brazil, p. 12 
 148
Ultra-thin Gate-thickness In line Monitoring: Correlation of Thickness Values 
Extracted from Quantox COS and MOS Capacitor Characteristics 
Kwame N. Eason, Xiafang Zhang, Bao Vu, Michael Schrader, 
Chadwin Young, Shweta Shah, Kwangok Koh, Brian Taff, Stephanie 
Bogle, Dennis Maher, Alain Diebold, and Clive Hayzelden, in the SEMI Technology 
Symposium (STS) Critical Technologies Conference, Gate Stack Engineering, at SEMICON 
Southwest 2001, Oct. 2001, Austin, TX, pp. 69-76. 
Integration of High-k Gate Stack Systems into Planar CMOS Process Flows 
H.R. Huff, A. Agarwal, Y. Kim, L. Perrymore, D. Riley, J. Barnett, C. Sparks, M. Freiler, G. 
Gebara, B. Bowers, P.J. Chen, P. Lysaght, B. Nguyen, J.E. Lim, S. Lim, G. Bersuker, P. 
Zeitzoff, G.A. Brown, C. Young, B. Foran, F. Shaapur, A. Hou, C. Lim, H. Alshareef, S. 
Borthakur, D.J. Derro, R. Bergmann, L.A. Larson, M.I. Gardner, J. Gutt, R.W. Murto, K. 
Torres and M.D. Jackson at the International Workshop on Gate Insulator Program, 
November 1-2, 2001, Tokyo, Japan, pp. 1-10. 
Conventional n-channel MOSFET Devices Using Single Layer HfO2 and ZrO2 as 
High-k Gate Dielectrics with Polysilicon Gate Electrode 
Y. Kim, G. Gebara, M. Freiler, J. Barnett, D. Riley, J. Chen, K. Torres, J.E. Lim, B. Foran, F. 
Shaapur, A. Agarwal, P. Lysaght, G.A. Brown, C.D. Young, S. Borthakur, H. Li, B. Nguyen, 
P. Zeitzoff, G. Bersuker, D. Derro, R. Bergmann, R. Murto, A. Hou, H.R. Huff, E. Shero, C. 
Pomarede, M. Givens, M. Mazanec, and C. Werkhoven, in the Technical Digest of the 
International Electron Device Meeting, December 2-5,2001, Washington, D.C., pp. 20.2.1-4. 
High-k Gate Stacks for Planar, Scaled CMOS Integrated Circuits 
H.R. Huff, A. Hou, C. Lim, Y. Kim, J. Barnett, G. Bersuker, G.A. Brown, C.D. Young, P. 
Zeitzoff, J. Gutt, P. Lysaght, M.I. Gardner, and R.W. Murto at the Nano and Giga 
Challenges in Microelectronics, September 10-13, 2002, Moscow, submitted for publication 
in the Conference Proceedings. 
Characteristics of ALCVDTM HfO2 grown using a modified Deposition Sequence for 
High-k Gate Stacks 
Chan Lim, Yudong Kim, Alex Hou, Jim Gutt, Steven Marcus, Christophe Pomarede, 
Gennadi Bersurker, Joel Barnett, Chadwin Young, Peter Zeitzoff, George A. Brown, Mark 
Gardner, Robert W. Murto, and Howard Huff at the ALCVD™ Conference, submitted for 
publication in the Symposium Proceedings. 
 149
Effects of Deposition Sequence and Plasma Treatment on ALCVDTM HfO2 n-MOSFET 
Properties 
Chan Lim, Yudong Kim, Alex Hou, Jim Gutt, Steven Marcus, Christophe Pomarede, Eric 
Shero, Henk de Waard, Chris Werkhoven, Lee Chen, Jihane Tamim, Nirmal Chaudhary, 
Gennadi Bersurker, Joel Barnett, Chadwin Young, Peter Zeitzoff, George A. Brown, Mark 
Gardner, Robert W. Murto, and Howard Huff, in Physics and Technology of High-k Gate 
Dielectrics I, ECS PV 2002--28, 83-92 (2002), 
Metrology Study of Sub 20Å Oxynitride by Corona-Oxide-Silicon (COS) and 
Conventional C – V Approaches 
Pui Yee Hung, George A. Brown, Michelle Zhang, Joe Bennett, Husam N. Al-Shareef, 
Chadwin Young, Chris Oroshiba, and Alain Diebold at the 2002 MRS Spring Meeting, San 
Francisco, CA, Vol. 716, B2.12, pp. 119-124. 
Correcting Effective Mobility Measurements for the Presence of Significant Gate 
Leakage Current 
P.M. Zeitzoff, C.D. Young, G.A. Brown, and Y.Kim, IEEE Electron Device Letters, Vol. 24, 
No. 4, April 2003, pp. 275-277. 
Conventional Poly-Si Gate MOS-Transistors With a Novel, Ultra-Thin Hf-Oxide Layer 
Y. Kim, C. Lim, C.D. Young, K Matthews, J. Barnett, B. Foran, A. Agarwal, G.A. Brown, 
G. Bersuker, P. Zeitzoff, M. Gardner, R.W. Murto, L. Larson, C. Metzner, S. Kher, and H.R. 
Huff at the 2003 Symposium on VLSI Technology Digest of Technical Papers, June 10-12, 
2003, Kyoto, Japan, Session 12A-5. 
High-k Gate Stacks for Planar, Scaled CMOS Intgrated Circuits 
H.R. Huff, A. Hou, C. Lim, Y. Kim, J. Barnett, G. Bersuker, G.A. Brown, C.D. Young, 
P.M. Zeitzoff, J. Gutt, P. Lysaght, M. I. Gardner and R.W. Murto, Microelectronic 
Engineering, 69, numbers 2-4, pp. 152-167 (September 2003) 
How to Electrically Qualify High-κ Gates 
Yuegang Zhao, Chadwin D. Young, and George A. Brown, Semiconductor International, 
vol. 26, 2003, pp. 51-58. 
 150
Charge Trapping and Mobility Degradation in MOCVD Hafnium Silicate Gate 
Dielectric Stack Structures 
C. D. Young, A. Kerber, T. H. Hou, E. Cartier, G. A. Brown, G. Bersuker, Y. Kim, C. Lim, J. 
Gutt, P. Lysaght, J. Bennett, C. H. Lee, S. Gopalan, M. Gardner, P. Zeitzoff, G. Groeseneken, 
R. W. Murto, and H. R. Huff, presented at the 203rd Fall Meeting of the Electrochemical 
Society, Physics and Technology of High-K Gate Dielectrics - II, October 12-16, 2003, 
Orlando, FL, PV 2003-??, The Electrochemical Society Proceedings Series, Pennington, NJ 
(2003). 
Charge Trapping in MOCVD Hafnium-based Gate Dielectric Stack Structures and the 
Impact on Device Performance 
Chadwin D. Young, Gennadi Bersuker, George A. Brown, Chan Lim, Pat Lysaght, Peter 
Zeitzoff, Robert W. Murto, and Howard R. Huff, presented at the Integrated Reliability 
Workshop, October 20-23, 2004, Lake Tahoe, CA, proceedings volume in press. 
Charge Trapping Measurements and Their Application to High-κ Gate Stack 
Evaluation 
Chadwin D. Young, Gennadi Bersuker, and George A. Brown, presented at the 
Semiconductor Research Corporation’s Topical Research Conference on Reliability, October 
27-28, 2003, Austin, TX. 
Charge Trapping and Device Performance Degradation in MOCVD Hafnium-based 
Gate Dielectric Stack Structures 
Chadwin D. Young, Gennadi Bersuker, George A. Brown, Chan Lim, Pat Lysaght, Peter 
Zeitzoff, Robert W. Murto, and Howard R. Huff, to be presented at the International 
Reliability Physics Symposium, April 25-29, 2004, Phoenix, AZ. 
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