Determine morse potential, thermal expansion coefficient and describe asymmetrical components through debye -Waller factor by anharmonic correlated einstein model - PGS.TS. Nguyễn Bá Đức
The effective interaction potential in
anharmonic correlated Einstein model was
determined on base analytics calculation Morse
interactive potential between pairs absorber and
backscatter atoms with nearest neighbor atoms,
this work was reduced the calculation
thermodynamic parameters and measures,
because replace the calculation by complex
matrices three dimensions we only need to solve
problem one dimension with the interaction of
cluster nearest neighbor atoms and results
obtained agree well with experimental data.
Figure 1 description anharmonic effective
potential interatomic and compared with
experimental data for FeMo crystal and graph
show the shifts between present theory and
experimental data small than shifts between
harmonic term with experimentalist, this results
to see present procedure can to use good for the
study anharmonic vibration of atoms. Figure 2
description the dependence temperature and net
expansion of anharmonic perturbation factor in
anharmonic correlated Einstein model and form
the graph approximate classical at high
temperature and quantum effects at low
temperature. Figure 3 describe the dependence
temperature T of the thermal expansion
coefficient, we see αT approaching the value
constant α0 T at high temperature but has
destructed according to exponential at low
temperatures.
The thermal expansion coefficient,
cumulants and thermodynamic parameters was
presented through Debye-Waller factor and
structure parameters and has reduced the
calculations also measure and programmable
calculator. The expression of correlative function
between cumulants, correlative function between
cumulants and thermal expansion coefficient for
cubic structural crystals was determined and
inclusion both classical theory at high
temperature and quantum effects at low
temperature limit.
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TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO
SỐ 02 – THÁNG 3 NĂM 2016 14
DETERMINE MORSE POTENTIAL, THERMAL EXPANSION COEFFICIENT AND
DESCRIBE ASYMMETRICAL COMPONENTS THROUGH DEBYE -WALLER FACTOR
BY ANHARMONIC CORRELATED EINSTEIN MODEL
Xác định thế Morse, hệ số dãn nở nhiệt và mô tả các thành phần bất đối xứng qua hệ số Debye - Waller
bằng mô hình Einstein tương quan phi điều hòa
PGS.TS. Nguyễn Bá Đức*
TÓM TẮT
Thế tương tác hiệu dụng trong mô hình Einstein tương quan phi điều hòa đã được xây
dựng dựa trên cơ sở tính giải tích thế tương tác Morse giữa cặp nguyên tử hấp thụ và tán
xạ với các nguyên tử lân cận gần nhất, nghiên cứu đã biểu diễn hệ thức hệ số dãn nở nhiệt
tại nhiệt độ cao và các biểu thức mô tả thành phần bất đối xứng (cumulant) và các đại
lượng nhiệt động qua hệ số Debye-Waller. Hệ thức hàm tương quan giữa các cumulant,
hàm tương quan giữa các cumulant và hệ số dãn nở nhiệt đối với các tinh thể có cấu trúc
lập phương cũng đã được xác định. Các hệ thức nhận được bao chứa cả lý thuyết cổ điển
tại nhiệt độ cao và hiệu ứng lượng tử tại nhiệt độ thấp.
Từ khóa: Phi điều hòa; tương quan; nhiệt động; bất đối xứng; cumulant.
ABSTRACT
Effective potential in anharmonic correlated Einstein model was determined on to
base analytics calculation Morse potential between absorber and backscatter atoms with
nearest neighbor atoms, this work was represented the expression of thermal expansion
coefficient at high temperatures and expressions was described ansymmetry components
(cumulants) and thermodynamic quantity through Debye-Waller factor. Expressions of
correlative function between the cumulants and between cumulants and thermal expansion
coefficient for cubic structural crystals also was determined. The expressions obtained
include classical theory at high temperature and quantum effects at low temperature.
Keyword: Anharmonic; correlate; thermodynamic; ansymmetry; cumulant.
*Trường Đại học Tân Trào
TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO
SỐ 02 – THÁNG 3 NĂM 2016 15
1. Introduction
Anharmonic correlated Einstein model
was used the calculation cumulants, frequency
and temperature Einstein and thermodynamic
parameters of the cubic structural crystals,
results obtained agree well with experimental
values [6]. In the Einstein model, atomic
interaction potential is Morse pairs potential,
however Morse potential usually deduced
from experiment [4], so analytics calculation
the physics quantity when to need Morse
potential be very hard, therefore if
thermodynamic parameters of Morse potential
are calculated in advance will reduce the
number calculations. In this studying scope,
we are will analytics calculation in advance
Morse interactive potential in anharmonic
correlated Einstein model and application to
determine the expressions of thermal
expansion coefficient, build the expressions
thermodynamic parameters and cumulants
through Debye-Waller factor, consider
correlative functions and thermodynamics
parameters in classical approximation at high
temperature and quantum effects at low
temperature.
2. Formalism
Anharmonic correlated Einstein model is
described by effective interaction potential as
form [1, 9]:
( ) ++≈ 332effE xkxk2
1
xU
(1)
In which 0rrx −= is deviation of the
instantaneous bond length of two atoms from
their equilibrium distance or the location of the
minimum potential interaction,
effk is
effective spring constant, because it include all
contributions of neighbor atoms, 3k is
anharmonicity parameter and describing an
asymmetry in interactive potential.
Anharmonic correlated Einstein model is
determined by vibration of single pairs atoms
with 1M and 2M mass of absober and
backscatter atoms. Vibration of atoms affected
by neighbor atoms so interactive potential in
expression (1) is written as form [6]:
( ) ( ) ∑
≠
µ
+=
ij
iji0
i
E
ˆˆx
M
UxUxU RR
(2)
with
21
21
MM
MM
+
=µ
is reduced mass, Rˆ is the
unit bond length vector, )x(U characterize to
the single pairs potential between absorber and
backscatter atoms, the second term in equation
(2) characterize for contribution of nearest
neighbors atoms and calculation by sum i
which is over absorber )1i( = and backscatter
)2i( = , and the sum j which is over all their
nearest neighbors, excludes the absorber and
backscatter themselves because they contribute
in the ( )xU .
The atomic vibration is calculated on
based quantum statistical procedure with
approximate quasi - hamonic vibration [1], in
which the Hamiltonian of the system is written
as harmonic term with respect to the
equilibrium at a given temperature plus an
anharmonic perturbation. Taking account from
that we have:
( )
( ) ( ) ...aykayk
2
1
2
P
...xkxk
2
1
2
P
xU
2
PH
3
3
2
eff
2
3
3
2
eff
2
E
2
+++++
µ
=
=+++
µ
=+
µ
=
( ) ( ) =++++++++= ...332
2
1
2
2233
3
22
2
ayyaaykaayykP effµ
2
2 3
3
1
2 2 e f f
P k a k a
µ
= + + +
( )2 2 33 3 313 3 ...2eff effy k a k a y k k a k y + + + + + + (3)
Setup 0H is sum of first term and fourth term,
)a(U E is second term and )y(U Eδ is sum of
TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO
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third term and fifth term, we have expressions:
2
2
0 22
ykPH +=
µ ,
ak
kk eff
3322
+=
(4)
( ) 332effE akak2
1
aU +=
(5)
( ) ( ) 3323effE ykyak3akaU ++=δ
(6)
Expression (3) will become:
( ) ( )yUaUHH EE0 δ++= (7)
in which a is thermal expansion coefficient
with:
0rrx −= , axy −= ,
→= xa 0rrrraxy 00 =+−−=−=
From equation (7) deduced interactive
potential according to anharmonic correlated
Einstein model can write as form:
( ) ( ) ( )yUyk
2
1
aUxU E
2
effEE δ++= (8)
In anharmonic correlated Einstein
model, interactive potential is Morse pairs
anharmonic potential [5], consider
approximation for cubic structural crystals,
Morse anharmonic potential as
form: ( ) ( ) ( )( )00 rrrr2 e2eDrU −α−−α− −=
(9)
in which α (Å-1) is thermal expansion
coefficient, D(eV) is the dissociation energy
by ( ) DrU 0 −= .
We can write expression of Morse
potential according to form of x:
( ) ( )xx2 e2eDrU α−α− −=
(10)
Expand the equation (10) according to x, we
have:
( ) ( ) ( ) ( )
+
α−
+
α−
+
α−
+
α−
+= ...
!4
x2
!3
x2
!2
x2
!1
x21DxU
432
( ) ( ) ( ) ( ) [ −α+α−=
+
α−
+
α−
+
α−
+
α−
+− 22
432
x2x21D...
!4
x
!3
x
!2
x
!1
x12
α+α−α+α−−+α+α− 4433224433 x
12
1
x
6
1
x
2
1
x12...x
3
2
x
3
4
Taking approximate to the third-order
term, we can write reduction:
( ) [ ]...x
3
1
xx22x
3
4
x2x21DxU 33223322 +α+α−α+−α−α+α−≈
Thus, expression of Morse potential according
to deviation of the instantaneous bond length
of two atoms x will write become:
( ) ( )...xx1DxU 3322 +α−α+−=
(11)
The interaction between pairs atoms in
anharmonic correlated Einstein model is
described by expression effective interaction
potential of Morse pairs anharmonic potential
in eq. (11).
From equations (2) and (11) we have:
( ) ( )2 2 3 3E 0i ij
j i i
ˆ ˆU x D 1 x x ... U xR R
M≠
µ
= − + α − α + +
∑ (12)
With cubic structural crystals and pure, mass
of absober and bacscatter atoms is equal, so
can take approximation
2
MMMM 21 =µ→≈≈ ,
simultaneously expand second term of eq.(12)
and calculation, we deduced thermodynamic
parameters )E(U,k,k eff3 δ [1, 10].
( ) 2E3223eff akcDck µω=+α= , 313 Dck α−= (13)
( ) ( )3132E ycaycDyU α−α=δ (14)
in which 321 c,c,c are structural parameters
with values corresponding has determined [5].
Anharmonic correlated Einstein model have
been used to analytics calculation cumulants
[6], the expand cumulants according to the
expression:
( ) ( )
σ+= ∑
n
n
n
0
ikr2
!n
i2ikr2expe ; ...3,2,1n= (15)
with ( )nσ are cumulants and 0rrx −= is
TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO
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thermal expansion coefficient and
( )1
0rr)T(a σ=−= ; axy −= , 0y = .
Expand cumulants from the first-order to the
sixth-order, we have:
( )
rR1 −=σ ; 0y =
( ) ( ) 2222 yRr =−=σ=σ ;
( ) ( ) 333 yRr =−=σ ; (16)
( ) ( ) ( ) ( )2242244 3yRr3Rr σ−=−−−=σ
( ) ( ) ( ) ( ) ( )2352355 y10yRrRr10Rr σ−=−−−−=σ ;
( ) ( ) ( ) ( ) ( ) ( ) =−+−−−−−−=σ 32232466 Rr30Rr10RrRr15Rr
( ) ( )3223246 30y10y15y σ+−σ−= .
In above expressions of cumulants, the second
cumulant ( ) 22 σ=σ or the mean square
relative displacement (MSRD) otherwise
known as Debye-Waller factor (DWF).
Expressions annalytics calculation
cumulants for cubic structure crystals has
determined from the first-order to the third-
order cumulants [10, 5], as form:
The first cumulant or net expansion coefficient
( ) ( )
( )z1
z1
Dc2
c3
a 2
1
E31
−
+
α
ω
==σ
ℏ
(17)
The second cumulant or Debye-Waller factor:
( ) ( )
( )z1
z1
Dc2
y 2
1
E22
−
+
α
ω
==σ
ℏ
(18)
The third cumulant characterize to the
anharmonicity:
( ) ( ) ( )
( )2
2
3
1
32
2
E33
z1
zz101
cD2
c3
−
++
α
ω
=σ
ℏ
(19)
Next, we calculate thermal expansion
coefficient due to effect of anharmonicity
when high raise temperature by fomula [1, 3]:
P
T T
V
V
1
∂
∂
=α
(20)
in which V is volume corresponding the
change of absolute temperature T under
pressure P. Use equation state of thermal
system:
1
P
V
V
T
T
P
TPV
−=
∂
∂
∂
∂
∂
∂
TV
P
P
V
T
P
1
V
T
∂
∂
∂
∂−=
∂
∂
⇒ (21)
From expressions (20) and (21), we have:
VT
T T
P
P
V
V
1
∂
∂
∂
∂
=α
(22)
Setup
TV
PVK
∂
∂
−=
is elastic modulus
determination the change of volume due to
interaction of pressure. Ignore links between
vibrations of atoms and assume freedom
energy Helmholtz as form ∑+=
q
qFUF with U
is sum potential energy, qF is free energy and
was created from vibration of lattice with
wave vector q, then pressure dependence to
volume according to expression [2,5]:
q q
q q qT
B
dFF dU dU 1 1P
V dV dV dV V 2
exp 1
k T
∂ω∂
=− =− − =− − + ω∂ ∂
−
∑ ∑ℏ
ℏ
(23)
When appearance anharmonic effect, the
system equilibrium at new location and
volume expanded so important phenomena of
anharmonic effect is dependence of frequency
net vibration to volume, this dependence
described through by second term in
expression (23).
To simple, assume dependence to
volume of all frequencies net vibration the
same and write through Gruneisen factor as
TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO
SỐ 02 – THÁNG 3 NĂM 2016 18
form:
( )
( )
( )
( )Vln
r
r
a
a
ln
Vln
lnV~ GG ∂
∂
∂
∂
∂
ω∂
−=
∂
ω∂
−=γ⇒ω γ− (24)
Factor Gγ characterize for anharmonic effect
with net thermal coefficient:
1
r
a
rra 0 =∂
∂
→−=
Simultaneously we have:
( ) ( ) rdTdaTaTa T0 α==−
Deduce thermal expansion
coefficient:
dT
da
r
1
T =α (25)
Substitute (17) into (25) we get:
( )
( )
( )( ) =
−
+
α
ω
=
−
+
α
ω
=α θ−
θ−
T/
T/
2
1
E3
2
1
E3
T
E
E
e1
e1
dT
d
rDc2
c3
z1
z1
dT
d
rDc2
c3 ℏℏ
( ) ( )( )
( ) =−
θ
−−−
θ
−
α
ω
=
θ−
θ−θ−θ−θ−
2T/
2
ET/T/
2
ET/T/
2
1
E3
E
EEEE
e1
T
ee1
T
ee1
rDc2
c3 ℏ
( ) ( )
( ) ( ) =−
θ
α
ω
=
−
θ
++
θ
−
α
ω
= 2
2
E
2
1
E3
2
2
E
2
E
2
1
E3
z1
T
z2
rDc2
c3
z1
T
zz1
T
zz1
rDc2
c3 ℏℏ
( )22
E
2
1
E3
T
z1
z
TrDc
c3
−
θ
α
ω
=α⇒
ℏ
with
B
E k
ω
=θ ℏ
we have:
( )
( ) ( )2
2
B
E
2
1
B3
22
B
2
E
2
1
3
T
z1
z
TkrDc
kc3
z1
z
TkrDc
c3
−
ω
α
=
−
ω
α
=α
ℏℏ ;
replace zln
Tk B
E
=
ωℏ
, we obtained thermal
expansion coefficient:
( )
( )2
2
2
1
B3
T
z1
zlnz
rDc
kc3
−α
=α . (26)
To reduce calculated and measure, to
need simplification the description expressions
of thermodynamic parameters, thus we can
description thermodynamic parameters
through DWF 2σ [6,7,8] by:
2
0
2
2
0
2
z
σ+σ
σ−σ
=
(27)
Substitute formula (27) into equations (17, 18,
19, 26), we have:
2
0
1
3)1(
0
2
1
3)1(
0
)1(
c
c3
;
c
c3
z1
z1
σ
α
=σσ
α
=
−
+
σ=σ (28)
2
1
E2
0
2
0
2
Dc2
;
z1
z1
α
ω
=σ
−
+
σ=σ
ℏ
(29)
( ) ( )
( ) ( )
22
0
1
3)3(
022
0
22
0
22
)3(
0
)3(
c
c3
;
23
σ
α
=σ
σ
σ−σ
σ=σ
(30)
rDc
kc3
;1
Tk
Dc
2
1
B30
T
2
2
2
0
2
B
22
10
TT
α
=α
σ
σ
−
σα
α=α
(31)
Simultaneously we deduce correlative
expressions between cumulants together and
between cumulants with thermal expansion
coefficient Tα , distance between atoms r and
absolute temperature T according to structural
parameters and Debye-Waller factor:
22
0
22 2 2
T 1
(3) 22B 0
2
1
rT c D
2k T 21
3
σ
−
σα σ α σ
=
σ σ
−
σ
;
(32)
2
2
2
0
)3(
2)1(
3
42
1
σ
σ
−
=
σ
σσ
(33)
where 20)1(0 , σσ and )3(0σ are contributions zero-
point into 2)1( , σσ and )3(σ , structural
parameters was described in [5].
According to the description above,
outside the Morse potential parameters
analytics calculation, to calculate cumulants
2)1(
, σσ , )3(σ and thermal expansion
coefficient α T, we only need to calculate
DWF 2σ , therefore has reduce analytics
calculation and programmable calculator for
thermodynamic parameters. The expressions is
determined from quantum theory, therefore
TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO
SỐ 02 – THÁNG 3 NĂM 2016 19
can applying for any temperature, at high
temperature it include approximate results of
classical theory and at low temperature limit it
always shows quantum effects through
contributions of zero-point energy.
In high temperature limit (HT) we use
approximate formula x1e x +≈ , and
approximate change T
E
ez
θ
−
= with
B
E
E k
ω
=θ ℏ , deduced:
Tk
1z
B
Eω
−≈
ℏ
(34)
We get:
ω
ω−
=
ω
ω
−
≈
−
+
ℏ
ℏ
ℏ
ℏ
Tk2
Tk
Tk
2
z1
z1 B
B
B
(35)
so we reduce expressions of cumulants and
thermodynamic parameters at high
temperature (see in Table statistic)
In low temperature limit (LT) we use
approximate formulas:
z1
z1
1
+≈
−
; z21zz1
z1
z1
+=++≈
−
+
(36)
because in low temperature limit 0z → , thus,
we can ignore 2z and higher powers, we
reduce expressions of cumulants and
thermodynamic parameters at low temperature
limit (see in Table statistic).
Note cumulants )1(σ , 2σ , )3(σ include
contributions zero-point energy, Tα
approaching the value constant 0Tα at high
temperatures but they destructively according
to exponential of
T
Eθ
at low temperature and
both correlative expressions (32) and (33)
approximately with classical results and
experiment as 2/1 at high temperatures and
right reflection with results of classical theory
and experimentalist.
Table 1: Expressions of cumulants, thermal expansion coefficient, correlative expressions at low
temperature limit ( 0T→ ) and approximation at high temperature ( ∞→T )
Quantities 0T →
∞→T
)1(σ ( )z21)1(0 +σ αDc/Tkc3 21B3
2σ ( )z2120 +σ 21B Dc/Tk α
)3(σ ( )z121)3(0 +σ ( ) 32312B3 Dc/Tkc6 α
Tα ( ) ( )z21zlnz 20T +α T0α
)3(2
T /rT σσα )z/1ln(z3 → 0 2/1
)3(2)1( / σσσ ( ) ( )z1212/z213 2 ++ → 3/2 2/1
TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO
SỐ 02 – THÁNG 3 NĂM 2016 20
3. Conclusion
The effective interaction potential in
anharmonic correlated Einstein model was
determined on base analytics calculation Morse
interactive potential between pairs absorber and
backscatter atoms with nearest neighbor atoms,
this work was reduced the calculation
thermodynamic parameters and measures,
because replace the calculation by complex
matrices three dimensions we only need to solve
problem one dimension with the interaction of
cluster nearest neighbor atoms and results
obtained agree well with experimental data.
Figure 1 description anharmonic effective
potential interatomic and compared with
experimental data for FeMo crystal and graph
show the shifts between present theory and
experimental data small than shifts between
harmonic term with experimentalist, this results
to see present procedure can to use good for the
study anharmonic vibration of atoms. Figure 2
description the dependence temperature and net
expansion of anharmonic perturbation factor in
anharmonic correlated Einstein model and form
the graph approximate classical at high
temperature and quantum effects at low
temperature. Figure 3 describe the dependence
temperature T of the thermal expansion
coefficient, we see Tα approaching the value
constant 0Tα at high temperature but has
destructed according to exponential at low
temperatures.
The thermal expansion coefficient,
cumulants and thermodynamic parameters was
presented through Debye-Waller factor and
structure parameters and has reduced the
calculations also measure and programmable
calculator. The expression of correlative function
between cumulants, correlative function between
cumulants and thermal expansion coefficient for
cubic structural crystals was determined and
inclusion both classical theory at high
temperature and quantum effects at low
temperature limit.
Figure 1: Anharmonic effective interatomic
Figure 2: Dependence temperature and net
expansion x of anharmonic pertubation factor
Figure 3: Dependence temperature T of the
thermal expansioncoefficient Tα
TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO
SỐ 02 – THÁNG 3 NĂM 2016 21
REFERENCES
1. Nguyen Ba Duc (2015) Anharmonic correlated Einstein model in XAFS theory and
application, LAMBERT Academic Publishing, Germany;
2. Nguyen Ba Duc (2015) Statistical physics, Publisher Thai Nguyen University;
3. Nguyen Van Hung (1999) Solid state theory, Publisher National University, Ha Noi;
4. Girifalco, L. A., Weizer, V. G. (1959), “Application of the Morse potential Function
to cubic Metals”, Phys. Rev. (114), pp. 687.
5. Nguyen Ba Duc, (2014), “By using the anharmonic correlated Einstein model to
define the expressions of cumulants and thermodynamic parameters in the cubic crystals with
new structure factors”, Journal of Physics and Astronomy Research (AUS). (1), pp.02-06.
6. Hung, N. V. and Duc, N. B., (2000), “Anharmonic-Correlated Einstein model
Thermal Expansion and XAFS Cumulants of Cubic Crystals: Comparison with Experiment
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