In this research, oligoester based on D,L-Serine was successfully synthesized by
condensation in solution between 2 functional groups –OH and -COOH with DCC/DMAP
acting as a catalyst system. The synthesized oligoester had pKa values oscillated from 6.98-7.29.
The purity of oligomers coulb be confirmed via 1H-NMR, when not many noisy signals were
found in these spectrums. The pH-sensitive oligoester could be combined with other stimuli
sensitive polymers (as temperature, light, electric field) in order to improve drug-delivery ability
and apply in injectable drug delivery systems.
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Journal of Science and Technology 54 (5A) (2016) 45-55
D,L-SERINE BASED pH-SENSITIVE OLIGOESTER
Dang Nguyen Tri1, Dai Phu Huynh1, 2, *
1Faculty of Material Technology, Ho Chi Minh University of Technology, HCMUT–VNUHCM,
268 Ly Thuong Kiet Street, Ward 14, District 10, Ho Chi Minh City
2National Key Laboratory of Polymer and Composite Materials, HCMUT–VNUHCM,
268 Ly Thuong Kiet Street, Ward 14, District 10, Ho Chi Minh City
*Email: hdphu@hcmut.edu.vn
Received: 15 July 2016; Accepted for publication: 3 December 2016
ABSTRACT
In recent years, pH/temperature-sensitive polymers have attracted increasing attention as
drug/protein delivery systems. In this study, the main objective was to synthesize a pH-sensitive
oligoester. The oligoester was synthesized by condensation reaction from carboxylic and
hydroxyl groups of D,L-Serine, which had been previously modified with benezenesulfonyl
chloride in order to create sulfonamides as pH sensitive groups. Various molecular weights of
the oligoesters were obtained by means of manipulating the mole ratio of N,N'-
Dicyclohexylcarbodiimide (DCC)/Serine (DCC acts as a coupling agent) and the
Dimethylformamide (DMF)/Serine (v/w) ratio (DMF acts as solvent). The synthesized
oligoesters were characterized by 1H-NMR and their molecular weights were measured by gel
permeation chromatography (GPC). Also, the pKa values of pH-sensitive oligoesters were
obtained by the titration method. This pH dependent property of the polymers could be very
useful for preparing drug carriers that are sensitive to pH environment.
Keywords. pH sensitive, D,L-Serine, benezenesulfonylchloride.
1. INTRODUCTION
In recent years, stimuli sensitive polymers have attracted the interest of researchers for their
applications in drug delivery systems and protein [1, 2]. There are many sensitive factors of
environmental stimuli such as temperature, pH, light, electric field, and other stimuli [2, 3 - 7].
In particular, in the biomedicine field, throughout years, there are many studies focusing on the
temperature-sensitive polymer capable of biodegradation because of their advantages for drug
delivery systems like easily-controlled molecular weight, very biocompatible, ... It is aimed to be
a drug carrier or an implant, ... Recent decades, the temperature-sensitive polymer blocks have
been applied in drug transfer as an injectable hydrogel. However the temperature-sensitive
polymer hydrogels have some limitations: the transformation of polymer solution into gel in the
needle during the injection into the body due to the heat transfer from the body to the syringe.
That is a difficulty for the injection [8 - 10]; when injected into the body, the hydrogel tends to
Dang Nguyen Tri, Dai Phu Huynh
46
degrade to form monomers, which have the potential to reduce the ability to load and release
drugs [1].
Hence, there is a need to create a responsive polymer hydrogel, which can respond to more
than a stimulus to solve this problem and the pH-sensitive polymer is candidate that researchers
have used to overcome the drawbacks of temperature-sensitive hydrogel. Because, besides
temperature, pH is an important environmental factor for drug delivery system for living body, it
changes in many identified organs such as: stomach, intestine, intracellular organelles pepper
can, vascular, vagina, and the area of the tumor. The ionizable groups in the polymer (base
functional groups and acid functional groups) are pH sensitive agents, they act as the hydrophilic
or hydrophobic portion of the polymer based on the ionizing and de-ionizing ability of pH-
sensitive polymers. Then, the process of sol-gel transition is seen as a change of the hydrophobic
property of polymer [9, 10]. Therefore, pH-sensitive polymers in pharmaceutical applications
have attracted the attention of researchers.
In this study, we used D,L-Serine, whose amino groups had been previously modified with
benezenesulfonyl chloride in order to create sulfonamides, as a raw material for the synthesis of
oligoester having pH-sensitivity. The oligoesters were synthesized by the method of
condensation reaction. The sulfonamide groups in oligoesters are capable of ionizing. The
condensation reaction in solution is a new approach in a pH-sensitive polymer synthesis applied
in drug delivery systems. In this research, we surveyed the influence of elements ratio (D,L-
Serine, DCC, DMF) to the molecular weight of the oligoesters to obtain pH sensitive oligomers
as already set targets. Moreover, D,L-Serine is a natural substance and has been widely used in
food and biomedicine as spices and minerals for human body. Therefore, D,L-Serine could be
very useful for preparing drug carriers.
2. EXPERIMENTAL
2.1. Materials
D,L-Serine was bought from Sigma-Aldrich (purity of 99.99 %). 4-Dimethylaminopyridine
(DMAP) and 1,3-Dicyclohexylcarbodiimide (DCC) were purchased from Sigma-Aldrich, they
were used as a catalyst system of polymer condensation. All other reagents were of analytical
grade and used without further purification.
2.2. Methods
2.2.1. Modification of D,L-Serine with Benzenesulfonyl chloride
NaOH solution was first prepared by adding 3.04 g NaOH in 60ml H2O, D,L-Serine (4.0 g)
was then poured into this solution at 0 °C. After stirring for 2h, Benzenesulfonyl chloride (4 ml
in 40 ml 1,4-Dioxane) was added dropwise, and the reaction took place at 25 °C for the next 10
h. As soon as the reaction was accomplished, the reaction solution was washed by diethyl ether
with an excess amount. After that, the organic layer was completely removed while the aqueous
was acidified with 10%HCl to a pH 1-2 and then extracted with ethyl acetate. In the next step,
MgSO4 (drying agent) was used to absorb water residue in the ethyl acetate layer. MgSO4 were
then filtered out of these layers by paper filters (0.2 mm), and the organic solution was
evaporated under vacuum to give Benzenesulfonyl-D,L-Serine (mSerine) (Scheme 1).
D, L-serine based pH-sensitive oligoester
47
2.2.2. Synthesis of oligoesters
To start with, a predetermined amount of mSerine was dissolved in DMF at room
temperature. The feed ratios of DCC/Serine (mole/mole) and DMF/Serine (v/w) varied. The
reaction system was carried out in Argon environment. In the next step, the catalyst system
(DCC/DMAP) was weighed and injected into the reaction solution. After 1h’ reaction, DCU
(byproduct) was completely removed from the reaction solution by PTFE filter (0.45 μm). DMF
was then eliminated via a rotary evaporation at 80 °C, and the dried residue was dissolved in
chloroform. Next, the crude product was purified by precipitation into excess diethyl ether in
order to obtain oligoesters (OS). The product was dried under vacuum at 60 °C for 48 h
(Scheme 1).
Scheme 1. Synthesis of oligoester based on D,L-Serine a) Synthesis of pH-sensitive monomer (mSerine).
b) Synthesis of oligoester.
2.2.3 1H NMR Analysis
The 1H-NMR spectrums were obtained from Bruker Avance machine at 500MHz and used
to determine the molecular structures of D,L-Serine and oligoesters. D2O was used as solvent for
glycine and spectrum of OS was analysed in DMSO solvent containing 0.03 % (v/v)
Tetramethylsilane (TMS).
2.2.4. GPC Analysis
The molecular weight and molecular weight distribution of oligoesters were measured by
gel permeation chromatography (GPC) Agilent 1100 Series, with a PLgel MIXED column, at
50 0C. DMSO was used as an eluent at a flow rate of 1 mL/min. Calibration was carried out
using poly(ethylene glycol) (Polymer laboratories Inc.) with the molecular weight ranging from
420 to 22100.
Dang Nguyen Tri, Dai Phu Huynh
48
2.2.5. pKa measurement
The pKa values of OS at different molecular weights were determined by titration method.
In each case, OS were dissolved in distilled water in order to achieve 0.1 % OS solution (weight
ratio) in a 200 ml beaker. The pH of solution was adjusted to 1 - 2 by NaOH 5N. After that, the
pH sensitivity of OS solution was measured by recording the change of pH value when HCl 0.1
N was added into the OS solution. The change of pH value was recorded by pH meter and the
titration curve was then built. According to the titration curve, the pKa value was calculated.
3. RESULTS AND DISCUSSIONS
3.1. D,L-Serine-based oligoesters structure
a)
b)
Figure 1. 1H NMR spectra of D,L-Serine a) in D2O, Benzenesulfonyl chloride b).
D, L-serine based pH-sensitive oligoester
49
c)
d)
Figure 1. 1H NMR spectra of mSerine (c) and OS (d) in DMSO.
In order to confirm the successful modification, 1H-NMR spectrums of pure D,L-Serine and
Benzenesulfnoyl chloride were used as references (Figure 1a and b). A peak at 3.955 ppm
(signal “a”) represented methylene protons of D,L-Serine, and the chemical shift of methine
proton appeared at 3.831 ppm (signal “b”), while aromatic protons of benzenesulfonyl chloride
shifted to 7.604 ppm and 7.295 ppm (signal “1,2”). And because protons of –NH2,-COOH
groups are interchangeable, they did not appeared in spectrum under D2O. Figure 1c presents the
1H-NMR of mSerine after the modification, the signals representing D,L-Serine (a and b in
Figure 1a, 4 and 5 in Figure 1c) and Benzenesulfonyl chloride (1 and 2 in Figure 1b and c) all
appeared in the 1H-NMR of mSerine, and the characteristic signal assigned to the sulfonamide
protons appeared at 7.972 ppm (signal “3”). Therefore, amino groups of D,L-Serine were
successfully modified with benezenesulfonyl chloride. The spectrum of OS was shown in Figure
1c. The characteristic peaks of aromatic protons (Ar-H) shifted to 7-8 ppm, while those of
methylene protons appeared at 3.154 ppm (signal “5”). According to the 1H-NMR spectrums, the
OS was successfully synthesized by means of condensation reaction between carboxylic and
Dang Nguyen Tri, Dai Phu Huynh
50
hydroxyl groups of D,L-Serine. Additionally, not many noisy signals were found in these 1H-
NMR spectrums, resulting in a relatively high purity of obtained oligomers.
3.2. The influence of the feed ratios of DCC/Serine (mole/mole) and DMF/Serine (v/w) on
the OS molecular weight.
After synthesized, OS was purified and dried before GPC analysis in order to determine the
molecular weight (Table 1)
Table 1. The molecular weight of OS (Mn) at different feed ratios.
N° Sample DCC/Serine (mole/mole)
DMF/mSerine
(v/w) Mn
1 9-1-2 1/2 9/1 2314
2 9-1 1 9/1 3014
3 9-2 2 9/1 5408
4 9-3 3 9/1 5722
5 14-1-2 1/2 14/1 1455
6 14-1 1 14/1 2133
7 14-2 2 14/1 2907
8 14-3 3 14/1 4438
9 20-1-2 1/2 20/1 1230
10 20-1 1 20/1 1272
11 20-2 2 20/1 1442
12 20-3 3 20/1 1790
Based on the GPC results, the influence of the feed ratios of DCC/Serine (mole/mole) and
DMF/Serine (v/w) on the molecular weight exhibited in diagrams in Figure 2, molecular weight
of OS rose as the mole ratio DCC/mSerine increased from 1/1 to 3/1. This trend was decided by
the nature of polymerization using DCC as a coupling agent. In this case, DCC
(dicyclohexylcarbodiimide) and the carboxylic acid are able to form an O-acylisourea
intermediate, which offers reactivity similar to the corresponding carboxylic acid anhydride.
DMAP, as a stronger nucleophile than the alcohol, then reacts with the O-acylisourea leading to
a reactive amide ("active ester"). This intermediate cannot form intramolecular side products but
reacts rapidly with alcohols. DMAP acts as an acyl transfer reagent in this way, and subsequent
reaction with the alcohol gives the ester. Moreover, after forming an O-acylisourea intermediate
with the equivalent ratio of 1/1, DCC transformed into dicyclohexylurea (DCU) as a byproduct.
Hence, with the rise of DCC amount, the O-acylisourea intermediate amount went up, so the
esterification accelerated. That led to the increase in OS molecular weight.
On another hand, Mn of OS also depended on the reactant concentrations. When the amount
of DMF solvent went up (from 9 ml to 20 ml), it means that the reactant concentrations as well
as Mn of OS fell down. This phenomena was because with the decrease reactant concentrations,
the reacting possibilities of reactants went down, the esterification then took place more
difficulty.
D, L-serine based pH-sensitive oligoester
51
Figure 2. Diagrams of the influence of the amount of DCC and DMF on Mn of OS.
In addition, the concentrations of elements directly affected on the polydispersity index
(PDI) of oliesters. To be more specific, as these concentrations went down, the reactants had
enough space to conduct their chemical reaction and the competition of chain prolonging was
low, therefore, oligoester PDI had a tendency to decrease (Figure 3).
Figure 3. Oligoester PDI with the change of DMF amount.
3.3. The pH-sensitivity of oligoester
Dang Nguyen Tri, Dai Phu Huynh
52
Table 2. Solubility of OS at different environmental pH.
Solubility of OS pH = 12 (NaOH 0.1N) pH = 2 (HCl 0.1N)
Mn
1230 dissolved undissolved
1272 dissolved undissolved
1442 dissolved undissolved
1455 dissolved undissolved
1790 dissolved undissolved
2133 dissolved undissolved
2314 dissolved undissolved
2907 undissolved undissolved
3014 undissolved undissolved
4438 undissolved undissolved
5408 undissolved undissolved
5722 undissolved undissolved
The solubility of OS at different environmental pH was shown in Table 2. The
environmental pH was adjusted from 12-2 and pKa values determined from titration curves
varied between 6.94 and 7.29 at different molecular weights. At pH>10, OS completely
dissolved, the solution was transparent. At the moment the environmental pH fell, there were
tiny particles appeared in this solution. The amount of particles increased as pH decreased. And
this phenomena stopped when the environmental pH reached 2 (Figure 4).
Figure 4. The change of OS solution stage with the change of pH: OS solution at pH > 10 (on the left);
OS solution at pH < 4.
This phenomena represented the dissolving process of high molecular weight of OS. The
ionizing process took place at pH high enough to dissolve the high Mn of oligoester. To be more
D, L-serine based pH-sensitive oligoester
53
specific, sulfonamide groups within OS chains released their protons, therefore, the OS chain
were negatively charged and able to dissolve in aqueous environment. At the moment pH fell,
OS chains were de-ionized and became more hydrophobic and no longer dissolveed in water,
they then aggregated, so tiny particles appeared.
However, at extremely high molecular weight (Mn = 2907 and above), OS absolutely lost
their ability to dissolve in both acidic and basic aqeous environment. This phenomena could be
explained as follows: when the OS became longer, as known as having higher molecular weight,
their hydrophobicity as well as the interaction among these OS chains were stronger. This
interaction was too strong to be broken by H2O molecular through ionizing process. That is the
reason why Mn OS was 2907 and above could not dissolve in water in any environmental pH
conditions.
Table 3. pKa values, ranges of sensitivity of OS at different molecular weights.
Sample Mn Startpoints (upper points)
Endpoints (lower
points) pKa
Range of
sensitivy
9-1-2 2314 7.38 6.5 6.94 0.88
14-1-2 1455 7.87 6.45 7.16 1.42
14-1 2133 7.62 6.58 7.1 1.04
20-1-2 1230 8.51 6.07 7.29 2.44
20-1 1272 8.25 5.93 7.01 2.32
20-2 1442 7.92 6.43 7.17 1.49
20-3 1790 7.71 6.26 6.98 1.45
Figure 5. Startpoints (lower points) and Endpoints (upper points) and pKa values of OS at different
molecular weights.
The ionizing phenomena occurred in a large range of pH, so-called “range of sensitivity”
(Table 3). In addition, the fall of sensitivity range with the rise of molecular weight could be due
to steric hindrance when the oilgoester chain was too large and then inhibited the ionizing
process (Figure 5).
Dang Nguyen Tri, Dai Phu Huynh
54
4. CONCLUSIONS
In this research, oligoester based on D,L-Serine was successfully synthesized by
condensation in solution between 2 functional groups –OH and -COOH with DCC/DMAP
acting as a catalyst system. The synthesized oligoester had pKa values oscillated from 6.98-7.29.
The purity of oligomers coulb be confirmed via 1H-NMR, when not many noisy signals were
found in these spectrums. The pH-sensitive oligoester could be combined with other stimuli
sensitive polymers (as temperature, light, electric field) in order to improve drug-delivery ability
and apply in injectable drug delivery systems.
Acknowledgement. This research is funded by Ho Chi Minh City University of Technology (HCMUT)
under grant number TSĐH-2015-CNVL-47.
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sensitive PCLA-PEG-PCLA triblock copolymer hydrogel, Journal of Science and
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8. Shim WS, Yoo JS, Bae YH, Lee DS. - Novel injectable pH and temperature sensitive
block copolymer hydrogels. Biomacromolecules 6 (2005) 2930 - 2934.
9. Kim M. S., Lee D. S., Choi E. K., Park H. J. , Kim J. S. - Modulation of poly(b-amino
ester) pH-sensitive polymers by molecular weight control. Macromol Res. 13 (2005) 147-
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D, L-serine based pH-sensitive oligoester
55
TÓM TẮT
OLIGOESTER NHẠY PH TRÊN CƠ SỞ D,L-SERINE
Nguyễn Trí Đăng1, Huỳnh Đại Phú1, 2, *
1Khoa Công nghệ vật liệu, Đại học Bách khoa Tp.HCM, HCMUT–VNUHCM,
268 Lý Thường Kiệt, phường 14, quận 10, Tp.HCM
2Phòng thí nghiệm trọng điểm Polymer và Composite, HCMUT–VNUHCM,
268 Lý Thường Kiệt, phường 14, quận 10, Tp. HCM
*Email: hdphu@hcmut.edu.vn
Trong những năm gần đây, polymer nhạy pH/nhiệt độ ngày càng thu hút được nhiều sự
quan tâm nghiên cứu áp dụng trong các hệ thống vận chuyển thuốc. Trong nghiên cứu này, mục
tiêu chính là tổng hợp oligomer nhạy pH. Oligomer được tổng hợp từ phản ứng trùng ngưng của
các nhóm carboxylic và hydroxyl của D,L-Serine. Mặt khác, nhóm amine của amino acid này
được biến tính với benezenesulfonyl chloride để tạo thành nhóm chức sulphonamide có khả
năng nhạy cảm pH. Các khối lượng phân tử khác nhau của oligomer được tạo thành bằng cách
điều chỉnh tỉ lệ mol giữa N,N'-Dicyclohexylcarbodiimide (DCC)/Serine (DCC là coupling agent)
và tỉ lệ giữa (v/w) Dimethylformamide (DMF)/Serine (DMF là dung môi). Các oligomer được
phân tích bằng 1H-NMR và khối lượng phân tử của chúng được xác định bằng Gel permeation
chromatography (GPC). Thêm vào đó, các giá trị pKa của oligoesters được tính toán bằng
phương pháp chuẩn độ. Tính chất nhạy pH này có thể được ứng dụng vào các hệ thống vận
chuyển thuốc nhảy cảm tác nhân môi trường.
Từ khóa: nhạy pH, D,L-Serine, benezenesulfonylchloride.
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