Effect of Ultrasonic Vibration on Microstructure Hot Glass Embossing Process - Lan Phuong Nguyen
This work studied effect of ultrasonic vibration
on the filling ability of K-PSK100 glass substrate into
pyramid-structured cavities during the hot embossing
process assisted by ultrasonic vibration with
frequency of 35 kHz and amplitude of 3 µm.
Experimental data illustrated that filling ability of the
glass would be better (17 %) with the assistance of
ultrasonic vibration. Besides effect of ultrasonic
vibration, using impression lower mold could
improve the filling ability of the glass into the
microcativies efficiently (3 %). This finding could be
a basis to continue carrying out effect of some
process parameters on final shape of microstructures,
such as amplitude and frequency of ultrasonic
vibration, embossing temperature, vibration-applied
time, etc. Besides that, this finding could be used to
study effect of geometry parameters of the lower
mold on optimizing filling ability of glass material
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Journal of Science & Technology 122 (2017) 017-021
17
Effect of Ultrasonic Vibration on Microstructure Hot Glass Embossing Process
Lan Phuong Nguyen1*, Ming-Hui Wu2, Chinghua Hung2
1 Hanoi University of Science and Technology, No. 1, Dai Co Viet Road, Hai Ba Trung, Hanoi, Viet Nam
2 National Chiao Tung University, No. 1001, University Road, Hsinchu, Taiwan, R.O.C.
Received: March 31, 2017; Accepted: November 03, 2017
Abstract
Hot glass embossing is a novel technology to manufacture microstructures for Field Emission Displays. By
this technology, microstructures on the mold could be embossed on the glass surface with high quality and
lower cost. Although effect of ultrasonic vibration on micro-formability of glass material has been studied in
some previous research, no consideration has been performed with pyramid array which possesses small tip
angle. The aim of this work is to utilize ultrasonic vibration with frequency of 35 kHz and amplitude of 3 µm
to improve the filling ability of K-PSK100 glass into pyramid shaped-microcavities. This study also proposed
to use an impression mold to enhance the filling ability for the glass. Experimental data showed that micro-
formability of glass material could be improved 17 % under effect of ultrasonic vibration and more 3 % as
using the impression mold.
Keywords: ultrasonic vibration, hot glass embossing, pyramid array, impression mold
1. Introduction
Hot* glass embossing technology is one of novel
methods to produce microtips in Field Emission
Displays with high quality and low cost. Especially,
micro-formability of glass material could be
improved significantly with the assistance of
ultrasonic vibration. A conventional hot glass
embossing process usually consists of four stages:
heating, embossing, annealing and de-molding,
respectively. The only difference between the
conventional process and the ultrasonic vibration-
assisted one is in the embossing stage. As shown in
Fig. 1, in this stage, an ultrasonic vibration source
with high frequency which is located at the top of the
upper mold, will be transfered to the glass. The high
energy of ultrasonic vibration rapidly increases the
temperature of the glass and the mold. The
temperature rise caused by ultrasonic vibration not
only leads to the reduction of required embossing
force, but also to improve the micro-replication
ability of the glass.
Unlike metals and polymers materials, very few
researches have been studied effects of ultrasonic
vibration on hot glass embossing process. Tsai et al.
[1] recently conducted hot embossing experiments to
examine the effect of ultrasonic vibration on glass
micro-replication. Furthermore, Hung et al. [2]
reported that embossing forces reduced markedly
when applying ultrasonic vibration into hot glass
* Corresponding author: Tel: (+84) 964092686
Email: lan.nguyenphuong@hust.edu.vn
embossing process. Recently, Nguyen et al. [3] has
performed some experiments to study effect of some
parameters on force reduction under effect of
ultrasonic vibration by using different embossing
speeds, changing various embossing temperatures and
extending the applying time of ultrasonic vibration.
Although the previous researchers have shown
the effect of ultrasonic vibration on improving
forming ability of glass material, the microstructure
size was quite large (hundreds of micrometers) and
microstructures shape was still simple (V-rack).
Besides that, though the filling ability of the
glass could be better with the assistance of ultrasonic
vibration, it is difficult to make the final shape of
microstructures be closed to the desired shape. One of
the reasons was that all previous experiments used
flat lower mold. Under the embossing force during
the embossing stage, the glass not only went upward
to fill into the microcavities on the upper mold, but
also moved horizontally. This would make the
amount of the glass fill into the microcavities less.
Therefore, the purpose of this work is to utilize the
energy of ultrasonic vibration to improve the filling
ability of the glass material into the microcavities
which were shaped as pyramid array with the size of
several micrometers. This study also proposed a new
design for the lower mold as an impression mold. The
findings of this research could be used to optimize
design parameters of the mold to achieve the best
filling ability for glass material.
Journal of Science & Technology 122 (2017) 017-021
18
Fig. 1. Stages of ultrasonic vibration-assisted hot glass embossing process
2. Experiments
2.1. Materials
In this study, K-PSK100 optical glass supplied
by SUMITA OPTICAL GLASS, INC. was used.
Plate specimen (20 × 20 × 1 mm) was applied for all
experiments (Fig. 2). Thermal and mechanical
properties of this glass, which were provided by the
manufacturer, are listed in Table 1.
Fig. 2. Glass plate specimen
Table 1. Thermal and mechanical properties of K-
PSK100 optical glass [4]
Young’s modulus 70 GPa
Poisson’s ratio 0.262
Density 3.24 g/cm3
Transition temperature Tg 390 °C
Annealing temperature At 415 °C
Thermal expansion coefficient 11.4 × 10-6 / °C
Thermal conductivity 0.715 W/m.K
Specific heat 679 J/kg°K
All molds used for hot embossing experiments
were made of stainless steel SUS304. As shown in
Fig. 3, in order to fabricate microstructured-upper
mold, a pyramid array was replicated from the master
mold made in Tungsten Carbide (WC) material onto
the surface of the flat original upper mold [5]. Size of
pyramid array is shown in Fig. 4.
Fig. 3. Fabrication principle of microstructured mold
Fig. 4. Size of pyramid array
During embossing process, sticking
phenomenon could appear between the glass and the
mold. To avoid this phenomenon, Diamond-like-
carbon (DLC) layer was coated on the surface of the
mold. The original and coated molds are shown in
Fig. 5.
Fig. 5. Microstructured-upper mold before (left) and
after (right) coated
Journal of Science & Technology 122 (2017) 017-021
19
Moreover, in order to investigate effect of lower
mold geometry on the final height of microstructures,
two kinds of lower molds were also suggested, flat
and impression lower molds (Fig. 6).
Fig. 6. Flat (left) and impression (right) lower molds
All hot embossing experiments were performed
using an apparatus that was developed by members of
the Advanced Forming Laboratory, Department of
Mechanical Engineering, National Chiao Tung
University, Taiwan (Fig. 7). The specifications of this
apparatus are shown in Table 2.
Table 2. Specifications of hot embossing apparatus
[6]
Ultrasonic frequency 35 kHz
Ultrasonic power 900 W
Maximum amplitude 12 μm
Maximum temperature 700 °C
Temperature accuracy ± 1 °C
Embossing speed 0.05 – 200
mm/min
Displacement accuracy 5 μm
Maximum load 10 kN
Load accuracy ±0.5 N
Degree of vacuum 2.5 torr
Maximum molding area ψ85 mm
2.2. Experiments
Using plate glass specimen, pyramid-structured
upper mold, flat and impression lower molds,
microstructure hot embossing experiments were
performed to study effect of lower mold shape on
filling ability of glass material into microcavities.
Conventional hot embossing experiment was first
performed. The steps of this experiment are described
as follows:
Step 1: Glass specimen was placed between two
molds after being cleaned.
Step 2: Both molds were heated to 430 °C, and then
held to ensure that the temperature
distribution in the glass specimen was
uniform.
Step 3: The upper mold was fixed while the lower
mold continued to emboss the glass at a
constant speed of 0.1 mm/min until the
embossing displacement reached 0.3 mm.
Step 4: Step 3 was held so that stress in the glass
relaxed completely.
Step 5: Finally, both the glass and the molds were
cooled to room temperature, and the glass
then was released from the molds.
After conventional experiment, the ultrasonic
vibration-assisted experiment was carried out. The
steps of this experiment were basically similar to
those of the above experiment, except for the step 3.
In step 3, ultrasonic vibration (amplitude of 3 µm and
frequency of 35 kHz) was applied to the upper mold
while the lower mold continued to emboss the glass
at a constant speed of 0.1 mm/min until the
embossing displacement reached 0.3 mm.
4. Results and Discussions
After hot embossing experiments,
microstructures on the upper mold were replicated on
the glass surfaces (Fig. 8). Using Scanning Electron
Microscope (SEM), images of pyramid structures
were obtained and compared in Fig. 9.
Fig. 8. Embossed glass using flat (left) and
impression (right) lower molds
Fig. 7. Hot embossing apparatus
Journal of Science & Technology 122 (2017) 017-021
20
Fig. 9. SEM images of pyramid structures
Fig. 10. Pyramid height after experiments
As shown in Fig. 10, experimental data
illustrated that the filling ability of the glass could be
improved significantly with the appearance of
ultrasonic vibration. Compared to the conventional
case, the final height of pyramid increased 17 %,
from 13.990 µm to 16.390 µm. This can be explained
by the heating effect of ultrasonic vibration. Energy
of ultrasonic vibration was mostly converted into
heat, which then caused the local temperature rise at
the interface between the glass and mold. Therefore,
the glass material could move and fill into the
microcavities more easily.
Moreover, experimental data shown in Fig. 10
also illustrated that the shape of the lower mold could
improve the filling ability of the glass. Compared to
the case of using flat lower mold, using impression
lower mold could help the final height of pyramid
increase 3 %, from 16.390 µm to 16.888 µm. This
could be explained by the following reason. In case
of using flat mold (open mold), beside the vertical
displacement to fill into the microcavities in the upper
mold, the glass also flew through horizontal direction.
The higher the embossing temperature, the more the
horizontal displacement, which would obstruct the
Journal of Science & Technology 122 (2017) 017-021
21
glass to fill up into the microcavities. This obstacle
could be solved by using impression lower mold.
Although horizontal displacement of the glass still
exists, most of material will flow into the
microcavities.
5. Conclusion
This work studied effect of ultrasonic vibration
on the filling ability of K-PSK100 glass substrate into
pyramid-structured cavities during the hot embossing
process assisted by ultrasonic vibration with
frequency of 35 kHz and amplitude of 3 µm.
Experimental data illustrated that filling ability of the
glass would be better (17 %) with the assistance of
ultrasonic vibration. Besides effect of ultrasonic
vibration, using impression lower mold could
improve the filling ability of the glass into the
microcativies efficiently (3 %). This finding could be
a basis to continue carrying out effect of some
process parameters on final shape of microstructures,
such as amplitude and frequency of ultrasonic
vibration, embossing temperature, vibration-applied
time, etc. Besides that, this finding could be used to
study effect of geometry parameters of the lower
mold on optimizing filling ability of glass material.
Acknowledgements
The authors would like to thank Hanoi
University of Science and Technology for supporting
this work under the project T2016-PC-071.
The authors also would like to thank Calin
Technology Co., Ltd., Taiwan for the providing
Diamond-Like-Carbon (DLC) coating layer for all
embossing molds so that sticking phenomenon
between glass and molds was eliminated during hot
embossing experiments.
The authors’ thanks also go to Dr. Chien-Yao
Huang from Instrument Technology Research Center
(ITRC), Hsinchu, Taiwan for supporting profile
measurements of our glasses by using Color 3D laser
microscope.
References
[1] Tsai YP, Hung JC, Yin LC, Hung C. Ultrasonic
Vibration-Assisted Optical Glass Hot Embossing
Process. The International Journal of Advanced
Manufacturing Technology, 2012, 60, 1207–1213.
[2] Hung JC, Tsai YP, Hung C. Development of a New
Apparatus for Ultrasonic Vibration-Assisted Glass
Hot Embossing Process. Precision Engineering, 2013,
37, 222-227.
[3] Nguyen LP, Hao KC, Su YH, Hung C. Modeling the
Embossing Stage of the Ultrasonic-Vibration-
Assisted Hot Glass Embossing Process. International
Journal of Applied Glass Science, 2015, 6 [2], 172–
181.
[4] Sumita Optical Glass Inc. Optical Glass Data Book.
Glass Data Version 8.01, 2011.
[5] Su YH. Analysis of Microtip Arrays Mold for Hot
Embossing on Glass. National Chiao Tung
University, Master Thesis, 2014.
[6] Tsai YP. Ultrasonic Vibration-Assisted Optical Glass
Hot Embossing Process. National Chiao Tung
University, Doctoral Dissertation, 2013.
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