Furthermore, scrutiny of the aromatic region shows coupling patterns that are not consistent
with 1,3 substitution. Given that the aromatic protons are relatively well spread out – and this
is an important point as little or nothing could be deduced about the substitution pattern if the
substituents were such that all the aromatic protons were heavily overlapped – we should be
looking to see two doublet of doublets, one with two small (meta) couplings and one with two
larger (ortho) couplings. What we do observe is a pair of broad triplet structures, a broad doublet
with one ortho coupling and a doublet of doublets dominated by an ortho coupling. This pattern
can only occur in 1,2 disubstituted aromatic rings.
The ethyl ester protons are worthy of note in this molecule. Though there is no chiral centre
present, these are non-equivalent by virtue of being diastereotopic (remember the ‘Z test?’).
In order to be as fully confiden as possible with this compound, given the two errors already
apparent, it would be advisable to check it out thoroughly with HSQC, HMBC and a ROESY.
This would establish the relative positions of the ethyl ester and methyl groups. A mass spectrum
might be a good idea as well!
Q10. Flippancy aside, there is at least a semiserious aspect to this tongue in cheek question. Without
wishing to cause offence to any mass spectroscopist or devotee of any other form of spectroscopy,
we hope that we’ve demonstrated (to some extent at least) the unrivalled power and fl xibility of
the NMR technique for elucidating chemical structures. The quality and depth of the information
available is remarkable and the range of associated techniques gives the method huge versatility.
If an organic compound can be dissolved then it will give NMR signals – no question about it.
NMR may be used in a quantitative as well as qualitative manner and given the right hardware,
can be applied to several key nuclei.
Spend the money wisely – on the best NMR system you can get your hands on – and don’t
forget to keep your camera handy at next year’s offic party – you might fancy an upgrade
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and 3.9 ppm. This would be a typical shift for an aromatic O alkyl
substituent and is important information. Remember that the compound has been base extracted
from D2O/sodium carbonate and for this reason, no exchangeable protons will be visible. The
fact that both sets of aromatic protons show enhancements to different alkyl protons means that
there must be alkyl substituents on both ends of the ring (as opposed to an -OH at one end and
everything else attached at the other). The aromatic ring therefore conveniently splits the molecule
into two segments that can be dealt with separately. The 2-D ROESY has certainly proven to be
very useful so far but the severely overlapped nature of the alkyl protons makes it difficul to
see exactly what is being enhanced. For this reason, specifi 1-D ROESY experiments hold a big
advantage as the enhanced multiplet is always reconstructed complete with all couplings. Two
signals show enhancement from the aromatic protons at 7.15 ppm and they have the appearance
of a pair of coupled triplets. By inspecting the ordinary 1-D proton spectrum, it becomes clear
that this must be a -CH2-CH2- system with the triplet at 2.83 ppm more intense in appearance than
its coupled partner at 3.57 ppm. This shift looks good for another oxygen and in fact, a -OCH3 as
another 1-D ROESY irradiating the singlet at 3.35 ppm establishes the connection between this
singlet and the triplet -CH2 at 3.57 ppm. So piecing together what we have so far, we’re looking
at something like this:
O
?
NOE
NOE
NOE
H CO3
NOE
Concentrating now on the right hand side of the molecule and re-examining the signals which
show enhancement from the aromatic protons at 6.8 ppm, it would seem that the entire multiplet
(4.05–3.93 ppm) which integrates for three protons is part of a close-coupled non-firs order spin
system. The coupling between these protons is not at all clear from the COSY spectrum because
the chemical shifts of the protons are so close. The coupling is more apparent from close scrutiny
of the 1-D proton spectrum. The right hand side of this multiplet (3.98–3.93 ppm) consists of
heavily roofed eight-line system which is characteristic of the AB part of an ABX system where
the shifts of ‘A’ and ‘B’ are extremely close. The A-X and B-X couplings are not obvious from
the COSY because the ‘X’ is extremely close to ‘A’ and ‘B’ and in fact is the left hand side of
the multiplet (4.05–3.98 ppm)!
The complexity of this spectrum does not end there however as two key features of this
spectrum must now be addressed. First, the ‘X’ part of the ABX system we have just discussed
consists of far more than the normal four lines; and second, the four-line multiplets centred at 2.88
and 2.73 ppm are clearly ‘A’ and ‘B’ parts of a second ABX system! These features are linked
in that the COSY spectrum clearly shows that the complex ‘X’ part (4.05–3.98 ppm) is in fact
coupled to both the ‘A’ and ‘B’ parts of the second ABX system. Therefore, we can deduce that
P1: JYS
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Problems 201
the ‘X’ part is common to both ABX systems. Chemical shifts indicate that a likely arrangement
of hetero atoms would give a right hand side for the molecule looking like this:
O
NOEH CO3
OH
NR2
Weak NOE
Almost home and dry now! Back to the COSY. The six-proton doublet at 1.1 ppm shows a
coupling to something at 2.83 ppm. We know that the triplet at 2.83 ppm is part of the closed
spin system on the left hand side of the molecule and therefore cannot in any way be responsible
for this correlation. Measuring the integral from 2.91–2.78 ppm reveals the presence of four
protons. One of them has already been assigned as part of the second ABX system and the triplet
at 2.83 ppm accounts for two protons. Then, the implication must be that one proton is almost
completely hidden from view beneath these two signals. In terms of chemical shifts, an isopropyl
group attached to the nitrogen would fi perfectly. So f tting it all together, we have:
O
H CO3
OH
N
H
CH3
CH3
(This is the drug Metoprolol, a beta-blocker). Obviously, a great many deductions have to be
made to arrive at a structure from scratch in this way and whilst each one in this example is
valid in its own right and they all fi together perfectly well with no obvious conflicts structural
verificatio via the HMQC/HMBC route would be advisable!
Q8. A quick inspection of the proton spectrum for this compound confirm that a heterocyclic proton
is present at 8.0 ppm so C-methylation cannot have taken place. Furthermore, the proton spectrum
confirm the presence of three methyl signals at approximately 3.9, 3.4 and 3.2 ppm. There is
little more to be gleaned from the proton spectrum except for the fact that the methyl at 3.9 ppm
is slightly broader than the other two. This is indicative of a small long-range coupling to the
heterocyclic proton though this information is only of limited value. It is clear that another
nucleus must be examined.
As the parent compound contains four nitrogen atoms, it might be tempting to opt for
proton–nitrogen HMBC but the technique would be of limited value in this case. 13C spec-
troscopy offers by far the most comprehensive solution. The HSQC spectrum shows that the
chemical shifts for the methyls are approximately 33, 29 and 27 ppm. It is immediately clear
that the methyl groups must therefore all be attached to the nitrogen atoms and not to any of the
oxygens (which would give shifts in the 55–65 ppm range).
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202 Essential Practical NMR for Organic Chemistry
The information required to solve this problem will come from the HMBC experiment. After
firs discounting the one-bond couplings that have come through (either by reference to the HSQC
experiment or just by observation) it can be seen that the heterocyclic CH shows two, three-bond
correlations to carbons at 148 and 106 ppm. Since the carbon shifts of the methyl groups indicates
that O-methylation is not an option, it is safe to assume that the oxygen atoms will still be in
the form of conjugated amidic or urea carbonyl functions. The chemical shift of such carbonyls
will always be in the 150–160 ppm range. We know the shift of the carbon bearing the solitary
heterocyclic proton (142 ppm) and of the two remaining quaternary carbons, the one flan ed
by two nitrogens is likely to be far more de-shielded than the other so even without using 13C
prediction software, this problem should be relatively straightforward.
The salient features of the HMBC could be summarised as follows:
1. There is a common correlation from the methyl protons at 3.9 ppm and the heterocyclic
proton (8.0 ppm) to a quaternary carbon at 106 ppm.
2. This proton also correlates to another quaternary carbon at 148 ppm.
3. The methyl protons at 3.2 ppm correlate to two quaternary (carbonyl) signals at 154.5 and
152.0 ppm.
4. The methyl protons at 3.4 ppm correlate to one of the carbonyls at 152 ppm and also to the
quaternary carbon at 148 ppm (see item 2, above).
Putting all this information together we have: caffeine.
N
N
O
O
N
N
H C3
CH3
CH3
H
34
142
29.5
27
152
154.5 106
148
This summarizes the proton–carbon correlations and shows all the 13C chemical shifts. Note
that no other arrangement of the methyl groups would satisfy the observations made. For example,
had one of the methyl groups been attached to the other nitrogen in the fi e-membered ring, then
the correlation to a carbon anywhere near 106 ppm would have been replaced by one to a carbon
nearer to 150 ppm.
Note also that though the methyl protons at 3.9 ppm correlate to the carbon at 142 ppm, there
is no guarantee that the corresponding proton at 8.0 ppm will show a correlation to the carbon of
this methyl group (34 ppm). In fact this correlation does exist but it is a lot weaker than the others
and does not show up in the plot without turning up the gain to the point where the rest of the
spectrum becomes difficul to understand. The apparent intensities of the observed correlations
reflec the size of the proton–carbon couplings concerned. The (methyl) proton–heterocyclic
carbon coupling must be significantl different from the CH-methyl (carbon) coupling.
Q9. At firs glance, the proton spectrum for this compound looks excellent. The protons are, with the
exception of two aromatic protons, well separated and this is always a bonus! The alkene protons
draw immediate attention as they sit on either side of the aromatic protons and the doublet at
about 8.4 ppm is definitel the alkene closest to the aromatic ring. Its coupling partner, closest to
P1: JYS
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Problems 203
the t-butyl ester is the doublet at approximately 6.32 ppm. The coupling between these two alkene
protons looks large and measurement indicates that it is in fact 16 Hz. This is too large to support
the proposed cis alkene and is far more in keeping with trans geometry! As an interesting footnote
to this question of alkene configuration a trans alkene on an aromatic ring will generally show
NOEs between both alkene protons and the aromatic proton(s) ortho to the point of substitution,
whilst the corresponding cis alkene can only show an NOE from one of the alkene protons and
the ortho protons on the aromatic ring. This could provide useful back up information if the
observed coupling was in any way doubtful.
Furthermore, scrutiny of the aromatic region shows coupling patterns that are not consistent
with 1,3 substitution. Given that the aromatic protons are relatively well spread out – and this
is an important point as little or nothing could be deduced about the substitution pattern if the
substituents were such that all the aromatic protons were heavily overlapped – we should be
looking to see two doublet of doublets, one with two small (meta) couplings and one with two
larger (ortho) couplings. What we do observe is a pair of broad triplet structures, a broad doublet
with one ortho coupling and a doublet of doublets dominated by an ortho coupling. This pattern
can only occur in 1,2 disubstituted aromatic rings. Thus a far more plausible structure would be:
N
H
H C3 CH3
O
O
O
O CH3
H C3
CH3
O
O
H C3 CH3
The ethyl ester protons are worthy of note in this molecule. Though there is no chiral centre
present, these are non-equivalent by virtue of being diastereotopic (remember the ‘Z test?’).
In order to be as fully confiden as possible with this compound, given the two errors already
apparent, it would be advisable to check it out thoroughly with HSQC, HMBC and a ROESY.
This would establish the relative positions of the ethyl ester and methyl groups. A mass spectrum
might be a good idea as well!
Q10. Flippancy aside, there is at least a semiserious aspect to this tongue in cheek question. Without
wishing to cause offence to any mass spectroscopist or devotee of any other form of spectroscopy,
we hope that we’ve demonstrated (to some extent at least) the unrivalled power and fl xibility of
the NMR technique for elucidating chemical structures. The quality and depth of the information
available is remarkable and the range of associated techniques gives the method huge versatility.
If an organic compound can be dissolved then it will give NMR signals – no question about it.
NMR may be used in a quantitative as well as qualitative manner and given the right hardware,
can be applied to several key nuclei.
Spend the money wisely – on the best NMR system you can get your hands on – and don’t
forget to keep your camera handy at next year’s offic party – you might fancy an upgrade.
P1: JYS
c15 JWST025-Richards October 2, 2010 19:3 Printer: Yet to come
204 Essential Practical NMR for Organic Chemistry
Pr
ep
ar
e
th
e
sa
m
pl
e
2
3,
4
7,
8,
9,
10
8,
9
7,
8,
9,
10
7,
8,
9,
10
1,
2,
3.
..
R
el
ev
a
n
t c
ha
pt
er
s
7,
8,
9,
10
7,
8,
9,
10
5,
6
Ac
qu
ire
1
D
Pr
ot
on
S
pe
ct
ru
m
Pu
rif
y
G
ive
u
p
–
m
ov
e
o
n
!
Tr
e
a
t a
s
to
ta
l
u
n
kn
ow
n
1
Tr
e
a
t a
s
to
ta
l
u
n
kn
ow
n
1
A
“
fe
a
si
bl
e”
st
ru
ct
ur
e
is
o
ne
th
at
is
a
r
e
a
so
n
a
bl
e
po
ss
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ilit
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fro
m
th
e
re
a
ct
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n.
O
fte
n
th
is
ca
n
be
re
gi
oi
so
m
er
s
wh
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e
th
e
re
ag
en
ts
ha
ve
a
tta
ch
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in
a
d
iff
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re
n
t w
ay
fro
m
th
at
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xp
ec
te
d.
1
Tr
ea
t a
s
un
kn
ow
n
In
th
e
ca
se
o
f a
to
ta
l u
nk
no
w
n
it
is
a
c
as
e
of
th
e
m
or
e
da
ta
, t
he
b
et
te
r.
So
lvi
ng
th
is
s
or
t o
f p
ro
bl
em
is
li
ke
d
oi
ng
a
jig
sa
w
p
uz
zle
.
Yo
u
p
ie
ce
to
ge
th
er
in
fo
rm
a
tio
n
fro
m
a
v
a
rie
ty
o
f s
ou
rc
es
to
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om
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up
w
ith
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fe
a
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st
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Yo
u
th
en
te
st
th
at
s
tru
ct
ur
e
w
ith
m
or
e
ex
pe
rim
en
ts
to
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ns
ur
e
yo
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et
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c
on
sis
te
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ns
w
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r.
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a
m
in
im
u
m
y
o
u
s
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ul
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co
ns
id
er
C
O
SY
,
H
SQ
C,
H
M
BC
,
1D
1
3C
.
D
on
’t
fo
rg
et
–
N
M
R
is
n
ot
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e
on
ly
te
ch
ni
qu
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so
lo
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t m
as
s
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an
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R
to
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lp.
2
Pl
an
n
ew
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x
pe
rim
en
ts
If
yo
u
h
av
e
tw
o
o
r
m
o
re
p
os
sib
le
s
tru
ct
ur
es
th
at
fi
t t
he
d
at
a,
y
o
u
w
ill
ne
ed
to
lo
ok
fo
r
di
ffe
re
n
ce
s
th
at
c
an
b
e
id
en
tif
ie
d
by
N
M
R.
O
fte
n
th
is
is
HM
BC
a
nd
/o
r
N
O
E
(to
id
en
tify
ke
y
co
nn
ec
tiv
itie
s).
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e
ry
p
ro
bl
em
is
d
iff
e
re
n
t s
o
yo
u
n
e
e
d
to
u
se
a
ll
yo
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r
sk
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to
lo
ok
fo
r
to
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s
th
at
c
an
h
el
p
di
st
in
gu
ish
th
e
pu
ta
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e
st
ru
ct
ur
es
.
As
in
th
e
ca
se
o
f t
ot
al
u
nk
no
w
n
s,
do
n’
t u
se
N
M
R
to
th
e
ex
cl
us
io
n
of
o
th
er
te
ch
ni
qu
es
a
s
th
ey
m
ay
b
e
ab
le
to
m
ak
e
th
e
ch
oi
ce
m
u
ch
e
as
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r.
D
oe
s
sp
ec
tru
m
m
a
tc
h
th
e
st
ru
ct
ur
e?
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it
a
m
ix
tu
re
?
Y
Y
Y Y Y
Y Y Y
Y
N
N
M
R
In
te
rp
re
ta
tio
n
Fl
ow
C
ha
rt
D
on
’t
fo
rg
et
! N
M
R
on
it
s
ow
n
c
a
n
n
o
t p
ro
ve
a
s
tru
ct
ur
e.
N N
N N N
N N
N
N
M
R
h
as
a
pr
op
os
ed
st
ru
ct
ur
e
N
M
R
h
as
a
pr
op
os
ed
st
ru
ct
ur
e
Co
ul
d
ot
he
r f
e
a
si
bl
e
st
ru
ct
ur
es
m
at
ch
th
e
sp
ec
tru
m
?
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oe
s
it
ha
ve
th
e
rig
ht
m
as
s?
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fe
a
si
bl
e
st
ru
ct
ur
e
a
re
gi
oi
so
m
er
?
D
oe
s
H
M
BC
o
r
N
O
E
co
nf
irm
st
ru
ct
ur
e?
Tr
e
a
t a
s
to
ta
l
u
n
kn
ow
n
1
Tr
e
a
t a
s
to
ta
l
u
n
kn
ow
n
1
Pl
an
n
ew
ex
pe
rim
en
ts
2
D
o
yo
u
n
e
e
d
to
kn
ow
w
ha
t i
t i
s?
D
oe
s
it
ha
ve
th
e
rig
ht
m
as
s?
Ar
e
th
er
e
ot
he
r
fe
a
si
bl
e
st
ru
ct
ur
es
A
pp
en
di
x
A
.1
U
se
fu
lt
ho
ug
ht
pr
oc
es
se
s
fo
r
ta
ck
lin
g
N
M
R
pr
ob
le
m
s.
P1: JYS
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Glossary
Note – This glossary is by no means exhaustive but it hopefully contains most of the more important
terms you will come across in a typical ‘NMR environment.’ Some of the entries may not even have
featured in the text itself. Whilst every effort has been made to make the entries scientificall valid,
please note that it is sometimes difficul to condense a highly complex topic into a pithy three-line
explanation, so some of the definition are sketchy to say the least!
Acquisition Process of collection of NMR data.
Adiabatic pulse A type of pulse employing a frequency sweep during the pulse. This type of pulse is
particularly efficien for broadband decoupling over large sweep widths.
Aliased signals Signals that fall outside the spectral window (i.e., those that fail to meet the Nyquist
condition). Such signals still appear in the spectrum but at the wrong frequency because they become
‘folded’ back into the spectrum and are characterised by being out of phase with respect to the other
signals.
Anisotropy Non-uniform distribution of electrons about a group which can lead to non-uniform lo-
calised magnetic field within a molecule. The phenomenon leads to unexpected chemical shifts –
particularly in 1H NMR – in molecules where steric constraints are present.
Apodization The use of various mathematical functions which when applied to an FID, yield improve-
ments in the resultant spectrum. These include exponential multiplication and Gaussian multiplication.
Bloch-Siegert shift A shift in resonant frequency of a signal which is in close proximity to a sec-
ondary applied r.f. The effect forces signals away from the applied r.f. and is only ever noticeable in
homonuclear decoupling experiments where the applied r.f. and the observed signal can be very close.
Boltzmann Distribution The ratio of nuclei which exist in the ground state to those in the excited
state for a sample introduced into a magnetic fiel - prior to any r.f. pulsing. This varies with probe
temperature but primarily with magnet fiel strength.
Broadband decoupling Decoupling applied across a wide range of frequencies, e.g., the decoupling
of all proton signals during the acquisition of 1-D 13C spectra.
CAMELSPIN Cross-relaxation appropriate for minimolecules emulated by locked spins. Now known
as ROESY.
Chemical shift Position of resonance in an NMR spectrum for any signal relative to a reference standard.
Chiral centre An atom in a molecule (usually but not exclusively carbon) which is bound to four
different atoms or groups such that the mirror image of the whole molecule is not super-imposable
on the molecule itself. A chiral centre in a molecule implies the possibility of the isolation of two
distinct forms of the compound which are known as enantiomers.
Chirality Properties conferred by the presence of one or more chiral centres.
Essential Practical NMR for Organic Chemistry S. A. Richards and J. C. Hollerton
© 2011 John Wiley & Sons, Ltd. ISBN: 978-0-470-71092-0
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206 Glossary
Composite pulses Use of a series of pulses of varying duration and phase in place of a single pulse.
Such systems, when used in the pulse sequences of many modern NMR techniques, give improved
performance as they are more tolerant to r.f. inhomogeneity.
Configuraton The arrangement of atoms and bonds in a molecule. The configuratio of a molecule can
be changed by breaking and re-forming bonds to yield different regioisomer.
Conformation The shape a molecule adopts by the rotation and deformation (but not the breaking and
re-forming) of its bonds.
Continuous Wave (CW) Technology used initially in the acquisition of NMR data. The radiofrequency
or the magnetic fiel was swept and nuclei of different chemical shift were brought to resonance
sequentially.
COSY Correlative spectroscopy. Homonuclear (normally 1H) 2-D spectroscopic technique which re-
lates nuclei to each other by spin coupling.
Coupling The interaction between nuclei in close proximity which results in splitting of the observed
signals due to the alignment of the neighbouring nuclei with respect to the magnetic field Also
referred to as spin coupling.
Coupling constant The separation between lines of a coupled signal measured in Hz.
CPMG pulse sequence Carr-Purcell-Meiboom-Gill pulse sequence. A pulse sequence used for remov-
ing broad signals from a spectrum by multiple defocusing and refocusing pulses.
Cryoprobe Probe offering greatly enhanced sensitivity by the reduction of thermal electronic noise
achieved by maintaining probe electronics at or near liquid helium temperature.
Cryoshims Rough (superconducting) shim coils that are built into superconducting magnets and ad-
justed at installation of the instrument.
Decoupling The saturation of a particular signal or signals in order to remove spin coupling from those
signals. Also referred to as spin decoupling.
DEPT Distortionless enhancement by polarization transfer. A useful one-dimensional technique which
differentiates methyl and methine carbons from methylene and quaternary carbons.
Diastereoisomers Stereoisomers that are not enantiomers. Diastereoisomers are compounds that always
contain at least two centres of chirality.
Diastereotopic proton/group A proton (or group) which if replaced by another hypothetical group
(not already found in the molecule), would yield a pair of diastereoisomers.
Enantiomer A single form of an optically active compound. Optically active compounds usually (but
not exclusively) contain one or more chiral centres. Enantiomers are define by their ability to rotate
the plane of beam of polarised light one way or the other and these are referred to as either ‘D’ or ‘L’,
or alternatively ‘+’ or ‘–’, depending on whether the polarised light is rotated to the right (Dextro) or
the left (Levo) .
Enantiotopic proton/group A proton (or group) which if replaced by another hypothetical group (not
already found in the molecule), would yield a pair of enantiomers.
Epimers Diastereoisomers related to each other by the inversion of only one of their chiral
centres.
Epimerization Process of inter-conversion of one epimer to the other. The process is usually base-
mediated as abstraction of a proton is often the firs step in the process.
Excited state. Condition where nuclei in a magnetic fiel have their own magnetic field aligned so as
to oppose the external magnet, i.e., N-N-S-S. Also known as the high-energy state.
Exponential multiplication The application of a mathematical function to an FID which has the effect
of smoothing the peak shape. Signal/noise may be improved at the expense of resolution.
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Glossary 207
First-order spin systems Not very specifi term used to describe spin systems where the difference
in chemical shift between coupled signals is very large in comparison to the size of the coupling. In
reality, there is no such thing as a completely first-orde system as the chemical shift difference is
never infinite See Non-first order spin system.
Folded signals See aliased signals.
Fourier Transformation. Mathematical process of converting the interference free induction decay
into a spectrum.
Free Induction Decay (FID) Interference pattern of decaying cosine waves collected by Fourier
Transform spectrometers, stored digitally prior to Fourier Transformation.
Gated decoupling A method of decoupling in which the decoupling is switched on prior to acquisition
and turned off during it.
Gradient field A linear magnetic fiel gradient, deliberately imposed on a sample in, for example, the
z-axis in order to defocus the magnetisation. This allows other refocusing gradient pulses to be used
to selectively observe desired transitions. Only possible with appropriate hardware. Gradient field
improve the quality of many 2-D techniques and where used, replace the need for phase cycling.
Gradient pulse The application of a gradient field for a discrete period of time. Also referred to as
Pulsed field gradients (PFGs).
Gaussian multiplication The application of a mathematical function to an FID to improve resolution
(sharpen lines) at the expense of signal/noise.
GOESY Gradient Overhauser effect spectroscopy. An early version of a 1-D NOESY making use of
gradients.
Gradient shimming A system of shimming based on mapping the magnetic fiel inhomogeneity using
fiel gradients and calculating the required shim coil adjustments required to achieve homogeneity.
Ground state Condition where nuclei in a magnetic fiel have their own magnetic field aligned with
that of the external magnet, i.e., N-S-N-S. Also known as the low-energy state.
Gyromagnetic ratio A measure of how strong the response of a nucleus is. The higher the value, the
more inherently sensitive will be the nucleus. 1H has the highest value. Also known as Magnetogyric
ratio.
Hard pulse A pulse which is equally effective over the whole chemical shift range. See Soft pulse.
HETCOR Heteronuclear correlation. Early method of acquiring one-bond 1H-13C data. Not nearly as
sensitive as HMQC and HSQC methods which have largely superseded it.
HMBC Heteronuclear multiple bond correlation. A proton-detected, two-dimensional technique that
correlates protons to carbons that are two and three bonds distant. Essentially, it is an HMQC that is
tuned to detect smaller couplings of around 10 Hz.
HMQC Heteronuclear multiple quantum coherence. A proton-detected, 2-D technique that correlates
protons to the carbons they are directly attached to.
HOHAHA Homonuclear Hartmann Hahn spectroscopy. See TOCSY.
HSQC Heteronuclear single quantum coherence. As for HMQC but with improved resolution in the
carbon dimension.
INADEQUATE Incredible natural abundance double quantum transfer experiment. Two-dimensional
technique showing 13C-13C coupling. It should be the ‘holy grail’ of NMR methods but is in fact of
very limited use due to extreme insensitivity.
Indirect detection Method for the observation of an insensitive nucleus (e.g., 13C) by the transfer of
magnetisation from an abundant nucleus (e.g., 1H). This method of detection offers great improve-
ments in the sensitivity of proton–carbon correlated techniques.
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208 Glossary
Inverse geometry Term used to describe the construction of a probe that has the 1H receiver coils as
close to the sample as possible and the X nucleus coils outside these 1H coils. Such probes tend to
give excellent sensitivity for 1H spectra at the expense of X nucleus sensitivity in 1-D techniques.
They offer a lot of compensation in terms of sensitivity of indirectly detected experiments.
J-resolved spectroscopy Two-dimensional techniques, both homo- and heteronuclear, that aims to sim-
plify interpretation by separating chemical shift and coupling into the two dimensions. Unfortunately
prone to artifacts in closely coupled systems.
Laboratory frame model A means of visualising the processes taking place in an NMR experiment
by observing these processes at a distance, i.e., with a static coordinate system. See Rotating frame
model.
Larmor frequency The exact frequency at which nuclear magnetic resonance occurs. At this frequency,
the exciting frequency matches that of the precession of the axis of the spin of the nucleus about the
applied magnetic field
Larmor precession The motion describing the rotation of the axis of the spin of a nucleus in a magnetic
field
Linear prediction Method of enhancing resolution by artificiall extending the FID using predicted
valued based on existing data from the FID.
Longitudinal relaxation (T1) Recovery of magnetisation along the ‘z’ axis. The energy lost manifests
itself as an infinitesima rise in temperature of the solution. This used to be called spin-lattice
relaxation, a term which originated from solid-state NMR.
Magic Angle Spinning (MAS) 54◦ 44′ (from the vertical). Spinning a sample at this, the so-called
‘magic angle’ gives the best possible line shape as the broadening effects of chemical shift anisotropy
and dipolar interactions are both minimised at this angle. Used in the study of molecules tethered to
solid supports.
Meso compound A symmetrical compound containing two chiral centres configure so that the chirality
of one of the centres is equal and opposite to the other. Such internal compensation means that these
compounds have no overall effect on polarised light (e.g., meso tartaric acid).
Normal geometry Term used to describe the construction of a conventional dual/multi channel probe.
Since the X nucleus is a far less sensitive nucleus than 1H, a ‘normal geometry’ probe has the X
nucleus receiver coils as close to the sample as possible to minimise signal loss and the 1H receiver
coils outside the X nucleus coils (i.e., further from the sample). This design of probe is thus optimised
for X nucleus sensitivity at the expense of some 1H sensitivity.
NOE Nuclear Overhauser effect/nuclear Overhauser enhancement. Enhancement of the intensity of a
signal via augmented relaxation of the nucleus to other nearby nuclei that are undergoing saturation.
See also:
NOE Nuclear Overhauser experiment. Experiment designed to capitalise on the above. Such experi-
ments (and related techniques, e.g., NOESY , etc.) are extremely useful for solving stereochemical
problems by spatially relating groups or atoms to each other.
NOESY Nuclear Overhauser effect spectroscopy. Two-dimensional technique that correlates nuclei to
each other if there is any NOE between them.
Non-first-order pattern Splitting pattern where the difference in chemical shift between coupled
signals is comparable to the size of the coupling between them. These are characterised by heavy
distortions of expected peak intensities and even the generation of extra unexpected lines.
Nyquist condition Sampling of all signals within an FID such that each is sampled at least twice per
wavelength.
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Glossary 209
Phase The representation of an NMR signal with respect to the distribution of its intensity. We aim to
produce a pure absorption spectrum (one where all the signal intensity is positive).
Phase cycling The process of repeating a pulse sequence with identical acquisition parameters but with
varying r.f. phase. This allows real NMR signals to add coherently whilst artifacts and unwanted
NMR transitions cancel.
Phasing The process of correcting the phase of a spectrum (either manually or under automation).
Probe Region of the spectrometer where the sample is held during the acquisition of a spectrum. It
contains the transmitter and receiver coils and gradient coils (if f tted).
Pulse A short burst of radio frequency used to bring about some nuclear spin transition.
Pulsed field gradients (PFGs) See Gradient pulse.
Quadrature detection Preferred system of signal detection using two detection channels with reference
signals offset by 90◦.
Quadrupolar nuclei Those nuclei, which because of their spin quantum number (which is always
>1/2), have asymmetric charge distribution and thus posses an electric quadrupole as well as a
magnetic dipole. This feature of the nucleus provides an extremely efficien relaxation mechanism
for the nuclei themselves and for their close neighbors. This can give rise to broader than expected
signals.
Quadrupolar relaxation Rapid relaxation experienced by quadrupolar nuclei.
Racemate A 50/50 mixture of enantiomers.
Regiochemistry The chemistry of a molecule discussed in terms of the positional arrangement of its
groups.
Regioisomers Isomeric compounds related to each other by the juxtaposition of functional groups.
Relaxation The process of nuclei losing absorbed energy after excitation. See longitudinal relaxation
and transverse relaxation.
Relaxation time Time taken for relaxation to occur.
ROESY Rotating-frame Overhauser effect spectroscopy. A variation (one and two dimensional) on the
nuclear Overhauser experiment (NOE). The techniques have the advantage of being applicable for all
sizes of molecule. See Laboratory frame model.
Rotating frame model A means of visualising the processes taking place in an NMR experiment
by observing these processes as if you were riding on a disc describing the movement of the bulk
magnetisation vector.
Saturation Irradiation of nuclei such that the slight excess of such nuclei naturally found in the ground
state when a sample is introduced into a magnet, is equalized.
Shim coils Coils built into NMR magnets designed to improve the homogeneity of the magnetic fiel
experienced by the sample. Two types of shims are used: cryoshims and room temperature shims.
Normal shimming involves the use of the room temperature shims.
Shimming The process of adjusting current fl wing through the room temperature shim coils in order
to achieve optimal magnetic fiel homogeneity prior to the acquisition of NMR data. The process
may be performed manually or under automation.
Soft pulse Pulse designed to bring about irradiation of only a selected region of a spectrum. See Hard
pulse.
Solvent suppression Suppression of a dominant and unwanted signal (usually a solvent) either directly
by saturation or by use of a more subtle method such as the WATERGATE sequence.
Spectral Window The range of frequencies observable in an NMR experiment.
Spin coupling See Coupling.
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210 Glossary
Spin decoupling See Decoupling and Broadband decoupling.
Spin quantum number Number indicating the number of allowed orientations of a particular nucleus
in a magnetic field For example, 1H has an I value of 1/2, allowing for two possible orientations,
whereas 14N has an I of 1, allowing three possible orientations.
Spin-lattice relaxation See Longitudinal relaxation.
Spin-spin relaxation See Transverse relaxation.
Stereochemistry The chemistry of a molecule discussed in terms of its 3-D shape.
Stereoisomers Diastereoisomers related to each other by the inversion of any number of chiral centres.
Superconduction Conduction of electric current with zero resistance. This phenomenon occurs at
liquid helium temperature and has made possible the construction of the very high powered magnets
that we see in today’s spectrometers.
TOCSY Total correlation spectroscopy. One and two-dimensional techniques that are analogous to
COSY but which differ in that it shows couplings within specifi spin systems.
Transverse relaxation (T2) Relaxation by transfer of energy from one spin to another (as opposed to
loss to the external environment as in longitudinal relaxation). This used to be referred to as spin–spin
relaxation.
WATERGATE Water suppression through gradient tailored excitation.
Zero filling Cosmetic improvement of a spectrum achieved by padding out the FID with zeros.
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Index
2-D see two dimensional
3-D see three dimensional
AA’BB’ systems 54–5, 200
ab initio prediction 171
AB systems 67–9, 75, 96, 200–2
absolute quantificatio 158
absorption signals 36–8
isotopic abundances 13, 127
ABX systems 69–72, 75, 96, 107, 200–2
accidental equivalence 76–8
acidificatio 103
acquisition software 167
adiabatic pulses 26
alcohols 46, 84–5, 102–3, 104–5
aldehydes 47
aliasing 25
alkenes 57, 60–3, 141
alkyl systems 63–5, 142
alkynes 57, 63–4, 141
amides 46–8, 79–81
amines
chemical elucidation 104
interpretation of spectra 97–100
15N NMR spectroscopy 153–5
ammonium salts 89–90
anisotropic interactions 67–8, 74–5, 79, 93
anisotropic solvents 104
apodization 34–6
aromatic systems
13C NMR spectroscopy 138, 140
interpretation of spectra 48–57, 59–60, 85–6
auto-correlation 134
axial–axial coupling 92, 95
10B-H couplings 90–1
backward linear prediction 33
baseline correction 38–9
baseline distortions 161
basificatio 103
bicyclic heterocycles 57, 60
bio-flui NMR 143, 145
borohydrides 90–1
13C NMR spectroscopy 125, 127–42
chemical shifts 138–42
distortionless enhancement by polarization transfer
129–30, 131–2, 137, 177, 182, 189, 193
general principles and 1-D 13C 127–30
problems and solutions 175–9, 180–3, 185–7, 189–90,
192–5, 197–204
proton decoupling 128, 130
resolution 136
sensitivity 127–8, 133
software tools 169–70
spectrum referencing 128–9
two dimensional proton–carbon correlated
spectroscopy 130–7
13C-H couplings 82–4
carbon tetrachloride 16
carbonyls 139
carboxylic acids 46–8, 85
Carr–Purcell–Meiboom–Gill (CPMG) pulse sequence
147–8
chemical elucidation 101–9
acidification/basificati 103
chiral resolving agents 106–9
deuteration 101–3
lanthanide shift reagents 106
solvents 104, 109
trifluoroacetylatio 101, 104–5
chemical shifts
13C NMR spectroscopy 138–42
confidenc curves 43–4
interpretation of spectra 42
origin 6–7
terminology and conventions 6–7
chiral binaphthol 107–8
chiral centers
chemical elucidation 106–9
interpretation of spectra 67–74, 93–6, 99–100, 200–2
Essential Practical NMR for Organic Chemistry S. A. Richards and J. C. Hollerton
© 2011 John Wiley & Sons, Ltd. ISBN: 978-0-470-71092-0
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212 Index
chiral resolving agents 106–9
confidenc curves 43–4, 57
contamination of samples 20, 89–90
continuous wave (CW) systems 2–3, 4
contour plots 114–15
correlated spectroscopy (COSY) 112–16
nuclear Overhauser effect 118, 122
problems and solutions 176, 181, 185, 192, 198,
201–2
processing 33
spectrum acquisition 28
three dimensional NMR techniques 149
see also two dimensional proton–carbon correlated
spectroscopy
coupling constants 9
coupling patterns 42
CPMG see Carr–Purcell–Meiboom–Gill
cryogens 165–6
cryoshims 28
CW see continuous wave
deceptive simplicity 77–8
density functional theory (DFT) 171
DEPT see distortionless enhancement by polarization
transfer
deshielding substituents 52–3, 55
deuteration 47, 101–3
deutero benzene 16, 104
deutero chloroform 14, 17
deutero dimethyl sulfoxide 14–15, 17
deutero methanol 15, 17, 81
deutero pyridine 104
deutero water 16, 18
DFT see density functional theory
1,4-di-substituted benzene systems 54–5
1,3-di-substituted benzene systems 55
diastereoisomers 70–4
diastereotopic protons 72–4
diffusion ordered spectroscopy (DOSY) 148–9
dihedral angles 64–5, 69, 92–6
dimethyl sulfoxide (DMSO) 103
dispersion signals 36–8
distortionless enhancement by polarization transfer
(DEPT) 129–30, 131–2, 137, 177, 182, 189,
193
DOSY see diffusion ordered spectroscopy
double bonded systems 57–64
edge effects 18–19
electronic reference to access in vivo concentrations
(ERETIC) 159
enantiomers 70–4
enantiotopic protons 72–4
enol ethers 57, 63–4
ERETIC 159
exchangeable protons 44, 46–8, 101–3
exponential multiplication 34
external locks 31
external standards 158–9
19F NMR spectroscopy 124–5, 151–2, 153
19F-H couplings 84–7
falloff 35–7
FID see free induction decay
fiel homogeneity 11, 18–20
filtratio 19–21
fin structure 11–12
firs order spectra 9
fli angle 25–6
fl w NMR 144–5
fl wchart for NMR interpretation 174
folding 25
four-bond coupling 133–4
Fourier transform (FT) processes 2, 3–10, 36, 113–14
free bases 96–100, 173, 196–7
free induction decay (FID) 3–4
instrumental elucidation 113, 117
processing 33, 34, 38
frequency domain 4, 36
frequency lock 30–1
FT see Fourier transform
furans 57
Gaussian multiplication 34–5
geminal coupling 67–9, 75, 100
gradient enhanced Overhauser effect spectroscopy
(GOESY) 116, 124
gyromagnetic ratio 1, 13
health risks 163–6
cryogens 165–6
magnetic field 163–5
sample-related injuries 166
heterocycles
13C NMR spectroscopy 132–3, 138
instrumental elucidation 120–1
interpretation of spectra 49, 56–60, 85–7, 91–6
Karplus curves 91–6
15N NMR spectroscopy 154–5
problems and solutions 173, 196
heteronuclear coupling 82–100
10B-H couplings 90–1
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Index 213
13C-H couplings 82–4
19F-H couplings 84–7
heterocyclic protons 85–7, 91–6
Karplus curves 91–6
14N-H couplings 89–90
31P-H couplings 87–9
salts, free bases and zwitterions 96–100
29Si-H couplings 91
117/119Sn-H couplings 91
heteronuclear multiple bond correlation (HMBC) 130,
133–8, 152–3, 155
heteronuclear coupling 84
problems and solutions 178, 183, 190, 194, 198, 200,
202–4
heteronuclear multiple quantum coherence (HMQC)
130–4, 137, 149, 202
heteronuclear single quantum coherence (HSQC) 130–4,
137, 149
problems and solutions 177, 182, 189, 193, 198, 200,
202–4
hierarchically ordered spherical description of
environment (HOSE) code 169–70, 171
high performance liquid chromatography (HPLC)
143–4
HMBC see heteronuclear multiple bond correlation
HMQC see heteronuclear multiple quantum coherence
homonuclear spin decoupling 111–12
HOSE code 169–70, 171
HPLC see high performance liquid chromatography
HSQC see heteronuclear single quantum coherence
imines 57, 63, 139
impurities 44–6, 84
incredible natural abundance double quantum transfer
experiment (INADEQUATE) 147
incremental parameters 171
indirect detection 130
indirect dimension 28
indoles 132–3
instrumental elucidation 111–25
correlated spectroscopy 112–16, 118
nuclear Overhauser effect 116–25
positional isomers 124–5
selective population transfer 119–20, 125
spin decoupling 111–12
total correlation spectroscopy 116
instrumentation 2
chemical shifts 6–7
continuous wave systems 2–3, 4
Fourier transform systems 2, 3–10
integration 9–10
splitting 7–9
superconducting NMR magnets 4–5
integration 9–10
chemical elucidation 108
interpretation of spectra 41–2
processing 39
quantificatio 161
internal locks 30
internal standards 158
interpretation of spectra 41–65
AA’BB’ systems 54–5
AB systems 67–9, 75, 96
ABX systems 69–72, 75, 96
accidental equivalence 76–8
alkyl protons 63–5
anisotropic interactions 67–8, 74–5, 79, 93
aromatic protons 48–57, 59–60, 85–6
chemical shifts 42
chiral centers 67–74, 93–6, 99–100, 200–2
confidenc curves 43–4, 57
coupling patterns 42
deceptive simplicity 77–8
double and triple bonded systems 57–64
enantiotopic and diastereotopic protons 72–4
exchangeable protons 44, 46–8
fl xibility and complacency 42–3
fl wchart 174
heterocyclic protons 49, 56–60, 85–7, 91–6
heteronuclear coupling 82–100
impurities 44–6
integration 41–2
Karplus curves 91–6
magnetic non-equivalence 51, 54–6
nonfirs order spectra 50–4
polycyclic aromatic systems 49, 56–7, 59–60
problems and solutions 173–204
restricted rotation 78–82
salts, free bases and zwitterions 96–100
solvents 44–6, 81
spin coupling 49, 52
substituent effects 48–56
virtual coupling 76–7
see also chemical elucidation; instrumental
elucidation
inverse geometry 13
isonitriles 139
J-resolved 2-D NMR 147–8
Karplus curves 91–6, 115, 134
keto-enol exchange 103
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214 Index
lanthanide shift reagents 106
line broadening
13C NMR spectroscopy 128
exchangeable protons 46–8
filtratio 20
high performance liquid chromatography
143–4
long-range coupling 11
quantities of sample 13
restricted rotation 78–9
solvents 14
substituent effects 50, 54
linear prediction 33
long-range coupling 11–12
magic angle spinning (MAS) 146–7
magnetic field
homogeneity 11, 18–20
safety issues 163–5
magnetic non-equivalence 51, 54–6, 78
magnitude mode 37
mandelic acid 108
MAS see magic angle spinning
matching 30
metacyclophanes 75
mixed solvents 17
molecular anisotropy 74–5
monosubstituted benzene rings 50–4
morpholines 93–5, 114–15, 129, 131–2, 134–5
multisubstituted benzene rings 54–6
14N-H couplings 89–90
15N NMR spectroscopy 152–5
N-methylation 132–3
naphthalenes 117–20, 121–3, 137
nickel contamination 20
nitriles 139
nitro groups 153, 155
nitrovinyl groups 80–1
NOE see nuclear Overhauser effect
nonfirs order spectra 9, 50–4, 76–8
nuclear Overhauser effect (NOE)
13C NMR spectroscopy 128, 133, 137
chemical elucidation 101, 103
instrumental elucidation 116–25
interpretation of spectra 47, 56, 96, 197, 198, 200–1,
204
number of increments 27–8
number of points 24
number of transients 12–13, 23–4
O-methylation 132–3
organotin compounds 91
oximes 63
31P NMR spectroscopy 152
31P-H couplings 87–9
partial double bond character 78–9
Pascal’s triangle 8–9, 69
peak picking 39
phase correction 36–8, 41–2
phase cycling 12–13
phenols 104–5
pivot points 37
polycyclic aromatic systems 49, 56–7, 59–60, 138
population differences 1
positional isomers 124–5, 173, 175, 196–7
power falloff 35–7
prediction software 128–9, 168–71
probe tuning 143–4
problems and solutions 173–204
processing 33–9
apodization 34–6
baseline correction 38–9
Fourier transformation 36
integration 39
linear prediction 33
peak picking 39
phase correction 36–8
software 167–8
spectrum referencing 39
zero f lling 33
prochiral centers 74
proton decoupling 128, 130, 151–2
pseudo enantiomeric behavior 99–100
pulse width/pulse angle 25–7
pyridines 57, 61, 85–7, 120–1
Q-modulation sidebands 31
quantificatio 157–61
absolute 158
baseline distortions 161
electronic reference 159
external standards 158–9
integration 161
internal standards 158
QUANTAS technique 159–60
relative 157–8
relaxation delays 160–1
quantificatio through an artificia signal (QUANTAS)
technique 159–60
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Index 215
radical scavengers 21
referencing see spectrum referencing
relative quantificatio 157–8
relaxation delays 27, 39, 160–1
residual solvent signals 15–16, 18
restricted rotation 78–82
ROESY see rotating frame Overhauser effect
spectroscopy
roofin 52–3, 55, 67, 95
room temperature (RT) shims 28
rotameric forms 78–82
rotating frame Overhauser effect spectroscopy (ROESY)
116, 123–4, 149, 179, 186–7, 195, 198, 201, 204
RT see room temperature
safety issues 163–6
cryogens 165–6
magnetic field 163–5
sample-related injuries 166
salts 96–100, 173, 196–7
sample depth 18–19
sample preparation 11–21
contamination 20
filtratio 19–21
magnetic fiel homogeneity 11, 18–20
mixed solvents 17
number of transients 12–13
quantities of sample 12–13
residual solvent signals 15–16, 18
sample depth 18–19
solvents 13–18
spectrum referencing 17–18
sample-related injuries 166
selective population transfer (SPT) 119–20, 125
semi-empirical prediction 171
sensitivity of NMR technique 1–2, 3
13C NMR spectroscopy 127–8, 133
high performance liquid chromatography 143–4
quantities of sample 12–13
spinning of samples 31
see also signal-to-noise ratio
shielding substituents 52–3
shimming
high performance liquid chromatography 143–4
interpretation of spectra 83–4, 91
spectrum acquisition 18, 28–30
29Si-H couplings 91–2
signal-to-noise ratio (SNR) 1–2, 3, 10
13C NMR spectroscopy 127–8, 134, 136
instrumental elucidation 115
number of transients 12–13, 23–4
quantities of sample 12–13
sample depth 18
simulation software 171–2
sinc function 25–6
117/119Sn-H couplings 91
SNR see signal-to-noise ratio
software tools 167–72
acquisition software 167
13C NMR spectroscopy 169–70
1H NMR spectroscopy 170–1
prediction software 168–71
processing software 167–8
simulation software 171–2
structural elucidation software 172
structural verificatio software 172
solvent suppression 145
solvents
chemical elucidation 104, 109
interpretation of spectra 44–6, 81
mixed solvents 17
residual signals 15–16, 18
sample preparation 13–18
spectrum referencing 17–18
spectral interpretation see interpretation of spectra
spectral width 25
spectrum acquisition 23–31
acquisition time 25
frequency locks 30–1
number of increments 27–8
number of points 24
number of transients 23–4
pulse width/pulse angle 25–7
relaxation delay 27
shimming 28–30
spectral width 25
spinning 31
tuning and matching 30
spectrum referencing 17–18, 39, 128–9
spin choreography 4
spin decoupling 111–12
spin quantum numbers 1–2
spin–spin coupling 7–9, 49, 52
spinning of samples 31
spinning side bands 83–4
splitting 7–9, 51
SPT see selective population transfer
stabilized free radicals 20–1
stack plots 114
structural elucidation software 172
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216 Index
structural verificatio software 172
substituent effects 48–56
superconducting NMR magnets 4–5
tautomerism 120–1
tetramethyl silane (TMS) 6, 17–18, 39, 91–2
TFAA see trifluoroaceti anhydride
TFAE see (–)2,2,2,trifluoro-1-(9-anthryl ethanol
thiophenes 57
three dimensional (3-D) NMR 149
three-bond coupling 64–5, 92–6, 133–4, 136, 153
time-domain data 4
TMS see tetramethyl silane
total correlation spectroscopy (TOCSY) 116, 123, 149
1,2,4-tri-substituted benzene systems 55–6
trifluoroaceti acid 16
trifluoroaceti anhydride (TFAA) 101, 104–5
(–)2,2,2,trifluoro-1-(9-anthryl ethanol (TFAE) 106–7
3-(trimethylsilyl) propionic-2,2,3,3-D4 acid (TSP) 17–18
triple bonded systems 57–64
TSP see 3-(trimethylsilyl) propionic-2,2,3,3-D4
acid
tuning 30
two dimensional (2-D) NMR 111, 112–16
diffusion ordered spectroscopy 148–9
INADEQUATE 147
J-resolved 147–8
problems and solutions 179, 186, 195
processing 33, 37
spectrum acquisition 25, 27–8, 31
two dimensional (2-D) NOESY 116, 122–3
two dimensional (2-D) proton–carbon correlated
spectroscopy 130–7
vertical scaling 41–2
vicinal coupling 64–5, 92–6, 133–4, 136, 153
virtual coupling 76–7
WATERGATE pulse sequence 145
WET pulse sequence 145
Z test 72–4
zero fillin 33
zwitterions 96–100
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