In this study, all the statistical indicators supported that response surface model was a
successful tool to describe the ultrasonic process in extracting polysaccharides from Lingzhi.
The optimal parameters of the polysaccharide extraction by ultrasonic-assisted enzymatic
method were: extraction time of 144min, extraction temperature of 55 °C, ultrasonic power of
240 W, and pH 7.9. Under these conditions, the maximum experimental yield of 3.72 ± 0.14 %
was achieved, which was consistent with the predicted value of 3.608 % and indicated the
adequacy of response surface model to reflect the optimized extraction conditions. Compared
with hot water extraction and enzyme-assisted extraction, ultrasonic-assisted enzymatic method
gave higher polysaccharides yields in shorter extraction time. Furthermore, the polysaccharides
obtained by ultrasonic-assisted enzymatic extraction method contained glucose, galactose,
fructose, and protein groups in different proportions. These results demonstrated that ultrasonicassisted enzymatic extraction method was an appropriate and effective extraction technique for
polysaccharides from Lingzhi.
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Vietnam Journal of Science and Technology 56 (4A) (2018) 171-181
EXTRACTION OF POLYSACCHARIDES FROM
LINGZHI BY ULTRASONIC-ASSISTED ENZYMATIC METHOD
Tran Quoc Hoa
1
, Tran Thi Phuong Mai
2
, Hoang Minh Nam
1, 2
,
Nguyen Huu Hieu
1, 2, *
1
Key Laboratory of Chemical Engineering and Petroleum Processing, Ho Chi Minh City University
of Technology, VNU-HCM, 268 Ly ThuongKiet Street, Ward 14, District 10,Ho Chi Minh City
2
Faculty of Chemical Engineering, Ho Chi Minh City University of Technology, VNU-HCM
*
Email: nhhieubk@hcmut.edu.vn
Received: 23 July 2018; Accepted for publication: 9 October 2018
ABSTRACT
The medicinal values of polysaccharides (PS) in Lingzhi have been shown to lie in many
anti-cancer effects and good benefits for human health. Lingzhi, which is rich in healthy PS, has
been used more and more commonly in Viet Nam in recent years. In the present work,
ultrasonic-assisted enzymatic extraction (UAEE) was used for extraction of PS from Lingzhi.
The experiments were conducted according to a Box-Behnken design (BBD), with four
independent variables: extraction temperature, ultrasonic power, pH, and temperature time. The
results showed that the best adequate extraction conditions were extraction time of 144 min,
extraction temperature of 55 °C, ultrasonic power of 240 W, pH 7.9, and temperature time of
144 min. Under these conditions, the predicted optimal yield was 3.608 %. Whereas by
following the optimized condition, the experimental yield of PS was 3.72 ± 0.14 %, which was
in good agreement with that of the prediction. Compared to the hot water extraction (HWE)
method, ultrasonic-assisted extraction (UAE) method and enzyme-assisted extraction (EAE)
method, the yield of PS obtained by UAEE was favorable. The PS yield obtained by HWE, and
EAE were 1.96 % and 3.10 %, respectively. These results demonstrated that UAEE was an
appropriate and effective extraction of polysaccharides from Lingzhi.
Keywords:Lingzhi,ultrasonic-assisted enzymatic extraction, polysaccharides, Box-Behnken
design.
1. INTRODUCTION
Lingzhi is a species in the genus of Ganoderma that can be found in temperate zones or
regions. It has been known as one of the most popular medicinal mushrooms in Viet Nam,
China, Japan, and other Asian countries. Recently, it has been found that Lingzhi has plenty of
bioactive compounds including triterpenes, polysaccharides (PS), proteins, nucleotides, and
metals. Among these components, PS has been identified as one of its major bioactive
Tran Quoc Hoa, Tran Thi Phuong Mai, Hoang Minh Nam, Nguyen Huu Hieu
172
Table 1.Independent variables and their levels.
components, showing multiple medicinal effects such as anti-proliferation, anti-angiogenesis,
anti-HIV, anti-herpetic, and antiviral.
As far as regarded, numerous methods of extraction have been developed with the objective
of obtaining extracts with higher yields and lower costs (e.g., enzyme-assisted extraction,
ultrasound, microwave, maceration, mechanical rabbling, and heat reflux). Enzyme and
ultrasound are the main and most conventional extraction methods for PS. Both enzymes and
ultrasound have been shown to be promising and eco-friendly alternatives to the standard
chemical systems, leading to an economically viable performance. However, enzyme-assisted
extraction (EAE) requires long extraction time. Ultrasonic wave can improve the capability of
enzyme. Thus, to achieve a higher polysaccharide yield in shorter extraction time, ultrasonic-
assisted enzymatic extraction (UAEE) was used for extraction of PS from Lingzhi. The
experiments were conducted according to a Box-Behnken design (BBD).
2. MATERIALS AND METHODS
2.1. Materials
Lingzhi (Ganodermalucidum) was provided by Genetic and
medicinal plant conservation park, Research Center of Ginseng
and Medicinal Materials, district 12, Ho Chi Minh City
(Vietnam). The fruiting bodies were harvested and dried in
maturity stage with mature spores (Fig. 1), and be stored in
closed plastic bag. Pectinex ultra SP-L enzyme was purchased
from Brenntag Co., Ltd (Viet Nam). D-glucose was purchased
from Sigma-Aldrich Chemical Co., Ltd (USA). Ethanol,
butanol, chloroform, phosphate citrate buffer (pH 6-8), and
borate buffer (pH 9-10) were purchased from Xilong Scientific
Co., Ltd (China).
2.2. Extraction and preparation of crude polysaccharide
2.2.1. Ultrasonic-assisted enzymatic extraction method
Two grams of mushroom powder was
extracted with 100 mL Pectinex ultra SP-L
enzyme solution (enzyme concentration
0.5 mg/mL). Extraction time, extraction
temperature, ultrasonic power, and pH value
were set according to the experimental design.
Liquid phase (extract) was separated by
filtration. After filtration, the solvent was
partially removed by vacuum evaporation to
one-fifth of the initial volume at 65
o
C. The
concentrate was precipitated with the addition
of anhydrous ethanol to a final concentration of
80 % (v/v). The mixture was left for 24 h at room temperature. The mixture was then centrifuged
(3000 rpm/min, 15 min) to separate the supernatant and the precipitate. The precipitate was
Independent variables codes
levels
-1 0 +1
Time (min)
X1 40 120 200
Power (W) X2 120 360 600
Temperature (oC) X3 30 50 70
pH value X4 6 8 10
Figure 1. The fruiting body in
maturity stage with mature spores.
Extraction of polysaccharides from Lingzhi by ultrasonic–assisted enzymatic method
173
Table 2.Factors and levels for RSM, and Box-Behnkendesign with
the independent variables.
collected and deproteinized by the Sevage reagent (1-butanol/chloroform), and then dried to
obtain the crude PS.
2.2.2.Hot water extraction method
Two grams of mushroom powder was wetted by hot water 100
o
C, rate of water to raw
material was 1:50 g/mL, with different extraction time (60, 120, 180, 240, and 300 min). Other
steps were done similarly to the UAEE method.
2.2.3. Enzyme-assisted extraction method
Survey the PS extraction
with extraction temperature
and pH value set according to
the experimental design, in
extraction time of 60, 120,
180, 240, and 300 min. Other
steps were done similarly to
the UAEE method.
2.3. Experimental design
The single factor
experiments were performed
to determine the experimental
variable ranges. The ranges
included extraction time,
40–200 min; temperature, 30–
70 °C; ultrasonic power, 120–
600 W; pH value, 6–10. On
the basis of the single factor
experiments, a BBD with four
factors and three levels was
employed to optimize the
parameters. Four independent
variables including extraction
time, extraction temperature,
ultrasonic power, and pH
value were designated as X1,
X2, X3, and X4, respectively.
The independent variables and
their levels were given in
Table 1. Twenty seven
randomized experimental runs
were carried out. The
conditions of the variables
used in each experimental
assay were given in Table 2.
run X1 X2 X3 X4
Y %
Experimental Predicted
1 40 (-1) 30 (-1) 360 (0) 8 (0) 2.26 ± 0.12 2.235
2 120 (0) 70 (+1) 360 (0) 10 (+1) 3.42 ± 0.10 3.472
3 200 (+1) 50 (0) 120 (-1) 8 (0) 3.52 ± 0.19 3.475
4 40 (-1) 50 (0) 600 (+1) 8 (0) 2.34 ± 0.22 2.393
5 40 (-1) 50 (0) 360 (0) 6 (-1) 2.24 ± 0.19 2.305
6 200 (+1) 50 (0) 360 (0) 10 (+1) 3.32 ± 0.15 3.349
7 120 (0) 50 (0) 360 (0) 8 (0) 3.58 ± 0.10 3.556
8 200 (+1) 30 (-1) 360 (0) 8 (0) 2.62 ± 0.15 2.625
9 120 (0) 70 (+1) 360 (0) 6 (-1) 2.83 ± 0.20 2.818
10 120 (0) 50 (0) 360 (0) 8 (0) 3.56 ± 0.10 3.556
11 120 (0) 50 (0) 120 (-1) 10 (+1) 3.48 ± 0.16 3.539
12 120 (0) 30 (-1) 600 (+1) 8 (0) 1.97 ± 0.15 1.983
13 120 (0) 30 (-1) 360 (0) 10 (+1) 2.82 ± 0.13 2.748
14 120 (0) 50 (0) 120 (-1) 6 (-1) 2.95 ± 0.14 2.885
15 120 (0) 30 (-1) 360 (0) 6 (-1) 2.06 ± 0.17 2.094
16 120 (0) 70 (+1) 600 (+1) 8 (0) 3.03 ± 0.15 2.987
17 120 (0) 50 (0) 360 (0) 8 (0) 3.60 ± 0.11 3.556
18 120 (0) 30 (-1) 120 (-1) 8 (0) 2.91 ± 0.12 2.955
19 40 (-1) 70 (+1) 360 (0) 8 (0) 2.99 ± 0.19 2.959
20 120 (0) 70 (+1) 120 (-1) 8 (0) 3.41 ± 0.14 3.399
21 200 (+1) 50 (0) 360 (0) 6 (-1) 2.71 ± 0.11 2.695
22 200 (+1) 50 (0) 600 (+1) 8 (0) 2.67 ± 0.20 2.665
23 40 (-1) 50 (0) 360 (0) 10 (+1) 3.03 ± 0.16 2.959
24 200 (+1) 70 (+1) 360 (0) 8 (0) 3.31 ± 0.13 3.349
25 120 (0) 50 (0) 600 (+1) 10 (+1) 2.84 ± 0.12 2.847
26 120 (0) 50 (0) 600 (+1) 6 (-1) 2.21 ± 0.16 2.193
27 40 (-1) 50 (0) 120 (-1) 8 (0) 2.96 ± 0.18 2.967
Tran Quoc Hoa, Tran Thi Phuong Mai, Hoang Minh Nam, Nguyen Huu Hieu
174
The Design expert (Version 11, Stat-Ease Inc., Minneapolis, MN, USA) software was used for
the experimental design, data analysis,and model building. All data were expressed as the mean
± standard deviation of three separate experiments.
2.4. Analytical methods
2.4.1. Determination of the PS yield
PS content was estimated using the phenol-sulfuric acid colorimetric method with D-
glucose as standard [1] and calculated based on the following formula: where
Y is the yield of PS, C is the weight of PS (g) and W is the weight of raw material (g).
2.4.2. Scanning electron microscopy (SEM)
The microstructures of Lingzhi were imaged before and after undergoing HWE, EAE, and
UAEE methods using environmental scanning electron microscopy at Institute of Applied
Materials Science. The images were taken and collected at a magnification of 30x.
2.4.3. FTIR (Fourier-transform infrared spectroscopy) analysis
The PS were ground with KBr powder and pressed into pellets for FT-IR measurement.
The frequency range used was 4000 cm
-1
-400 cm
-1
to detect functional groups.
3. RESULTS AND DISCUSSION
3.1. Effect of independent variables on extraction yield
3.1.1. Effect of the extraction time on PS yield
Extraction time can significantly affect extract yield. It was reported that a longer
extraction time condition had a positive effect on the production of PS [2]. In this study, the
extraction time were set at 40, 80, 120, 160, and 200 min to investigate its effect on PS yield
when other parameters were set as follows: extraction temperature of 50 °C, ultrasonic power of
360 W, and pH 9. The effect of extraction time on extraction yield was shown in Fig. 2a. The
yield of PS increased considerably during the first 120 min while extraction time was longer
than 120 min, PS yield decreased. These results could be explained that extended extraction
would result in the degradation of the PS [3]. Thus, an extraction time condition of 120min was
favorable for the PS extraction. This extraction time was selected as the middle point for
response surface model (RSM) experiments.
3.1.2. Effect of the extraction temperature on PS yield
The extraction temperature is an important factor influencing the extraction yield. Liquid
temperature affected cavitation behavior, solubility of PS, diffusion coefficient, and the enzyme
activity. To investigate the effect of extracting temperature on PS yield, the extraction process
was carried out at different extraction temperatures of 30, 40, 50, 60, and 70
o
C, when the other
extraction variables were set as follows: extraction time of 120 min, ultrasonic power of 360 W,
and pH 9. As shown in Fig. 2b, there was an increasing trend in the yield of PS when the
Extraction of polysaccharides from Lingzhi by ultrasonic–assisted enzymatic method
175
(a
)
(b
)
(c) (d)
extraction temperature increased from 30 to 70 °C, reaching a maximum at 50
o
C, and then
declined when extraction temperature continued to rise. These results were in agreement with
the results as reported by Sisak et al. [4], Duvetter et al. [5] for commercial pectinase samples.
Therefore, the variable temperature range used in the RSM experiments was 30–70 oC.
3.1.3. Effect of the ultrasonic power on PS yield
Figure 2c showed the effect of different ultrasonic conditions (120, 240, 360, 480, 600 W)
on PS yield while the other extraction parameters were set as follows: extraction time of 120
min, extraction temperature of 50
o
C, and pH 9. As ultrasonic power increased from 120 W to
240 W, PS yield increased, reaching a maximum value at 240 W. When ultrasonic powers were
higher than 240 W, PS yield declined. An explanation for this phenomenon was that suitable
ultrasonic wave could improve mass transfer, which potentiated an increasing delivery of the
substrate to the active sites of the enzyme [6-8], also could facilitate the cell wall destruction of
target sample. However, higher ultrasonic power could inactivate enzyme and weaken the
cavitation effect [9, 10]. Therefore, the variable range of power used in the RSM experiments was
120–600 W.
3.1.4. Effect of the pH on PS yield
Figure 2. Effects of extraction time (a), extraction temperature (b), ultrasonic power (c), and
pH (d) on the yield of PS (%).
The pH of solutions may have great influences on the activities of different enzymes and
their conformations [11]. When pH of a particular medium changes, it leads to an alteration in
the shape of the enzyme. Besides enzymes, the pH level may also affect the charge and shape of
the substrate as well. To investigate the effect of different pH conditions on the yield of PS, the
extraction process was performed in 120 min under different pH conditions from 6 to 10 at
50 °C, and ultrasonic power of 240 W. Figure 2d revealed that the extraction yield rose together
with the increase of pH values from 6 to 9 and peaked at 9. This finding wasin agreement with
the outcomes of Ghazi et al. [12]. The extraction yield significantly decreased when the pH was
further increased. Thus, the variable pH range used in the RSM experiments was 6–10.
3.2. Optimization of extraction conditions by BBD
Tran Quoc Hoa, Tran Thi Phuong Mai, Hoang Minh Nam, Nguyen Huu Hieu
176
3.2.1. Predicted model and statistical analysis
On the basis of the single factor experiments results, a total of 27 runs was performed for
optimizing these three variables in the current BBD. Via multiple regression analysis on the
experimental data, the predicted response on PS yield and the test variables were related by the
second-order polynomial equation given by the following expression:
Statistical analysis of each coefficient was checked by F-test and p-value, and the analysis
of variance (ANOVA) for the RSM. The ANOVA of quadratic regression model demonstrated
that the model was highly significant and had a good fit of the model, evident from the Fisher’s
F-test with a very high model F-value (209.13) but a very low p-value (p < 0.0001). The
goodness-of-fit of the model was also evaluated by the determination coefficient (R
2
= 0.9959),
indicated that 99.59 % of the variations could be explained by the fitted and adjusted
determination coefficient (Adj-R
2
= 0.9912). This figure suggested that the total variation of
99.12 % for PS yield was attributed to the independent variables and only about 0.88 % of the
total variation could not be explained by the model. In addition, Pre-R2 is 0.979, which was
smaller and very close to Adj-R
2
(Adj-R
2 – Pre-R2 < 0.2), indicating a high rate of correlation
between the observed and predicted data from the regression model [13]. A fairly low coefficient
variation value (C.V. %) of 1.59 % (< 5.00 %) for the extraction yield represented the dispersion
degree between predicted and observed values, which indicated that the model was reproducible.
The linear coefficient X1, X2, X3, X4; the quadratic coefficients , , , ; and the products
of the coefficients X2X3, X1X3 had significant effects on PS yield (p < 0.05). The effects of the
other coefficients on PS yield were not significant (p > 0.05).
3.2.2. The interaction between the variables
To visualize the combined effects of two operational parameters on the extraction yield, the
response was generated as a function of two independent variables: triaxial response surfaces
and planar contour plots, and was determined using Design Expert software. The response
surfaces for the effect of independent variables on average extraction efficiency of PS were
showed in Fig. 3. Each figure showed the simultaneous effects of two factors on the PS yield
while all other factors were kept at zero level. Different shapes of the contour plots indicated
different interactions between the variables. A circular contour plot indicated that the interaction
among related variables was insignificant, while elliptical contour suggested the interaction
among related variables was significant. Figure 3a showed the PS yield (Y) increased rapidly
when rate of extraction time (X1) to extraction temperature (X2) increased in the range of 40–120
min and 30–50 °C, respectively. But beyond 120min and 50 °C, extraction yield (Y) decreased
slightly. The circular contour plot (Fig. 3A) indicated that the mutual interactions between
extraction time (X1) and extraction temperature (X2) were insignificant. Similar trends were
observed when investigating the effects of extraction time and ultrasonic power (Fig. 3b, Fig.
3B), of extraction time and pH (Fig. 3c, Fig. 3C), of ultrasonicpower and extraction temperature
(Fig. 3d, Fig. 3D), of pH and extraction temperature (Fig. 3e, Fig. 3E), and of pH and ultrasonic
power (Fig. 3f, Fig. 3F).
3.2.3. Optimum conditions for extraction of PS
Extraction of polysaccharides from Lingzhi by ultrasonic–assisted enzymatic method
177
(a) (b) (c)
(d) (e) (f)
(A) (B) (C)
(D) (E) (F)
By employing the software Design-Expert, the predicted optimum extraction conditions
included extraction time of 143.94 min, extraction temperature of 54.64 °C, ultrasonic powerof
248.01 W, and pH 7.9. Under the optimal conditions, the predicted maximum yield of PS was
3.608 %. However, to meet the operability of the actual conditions, we modified predicted
optimum extraction conditions as follows: extraction time of 144 min, extraction temperature of
55 °C, ultrasonic powerof 240 W, and pH 7.9. Under these conditions, the experimental yield of
PS was 3.72 ± 0.14 %, which was in good agreement with the prediction of 3.608 %.
Figure 3. Response surface plots showing the effects of variables on average extraction efficiency of
target compounds. (a) time and temperature; (b) time and ultrasonic power; (c) time and pH;
(d) temperature and ultrasonic power; (e) temperature and pH; (f) pH and ultrasonic power.
3.2.4. Comparison of UAEE extraction with HWE, EAE under the optimal conditions
The efficiency of the PS yield by UAEE and other extraction methods were compared. The
results illustrated in Fig. 4 revealed that the maximum yield of PS obtained by HWE was 1.96 ±
0.14 % at 100
o
C, 180 min. The EAE gave 3.10 ± 0.13 % PS extraction when the enzyme
concentration of 0.5 mg/mL was used at 50
o
C in 240 min. Compared with EAE and HWE, the
application of UAEE affected positively on the yield of PS obtained (3.72 ± 0.14 %). Not only
an increase in the yield wasachieved, but also a significant reduction in the extraction time and
temperature was recorded (50
o
C, 144 min). This result proved that UAEE could be an
appropriate and effective technique to extract PS from Lingzhi.
Tran Quoc Hoa, Tran Thi Phuong Mai, Hoang Minh Nam, Nguyen Huu Hieu
178
3650 3360 2880 1500 1000 500
UAEE
94
4.
67
76
8.
25
82
6.
23
10
79
.8
1
10
24
.2
8
12
56
.5
3
14
08
.0
2
16
42
.9
8
29
29
.1
6
34
04
.4
5
%
T
ra
ns
m
itt
an
ce
Wavenumber (cm-1)
HWE
porous form with holes
threadlike structure
(a) (b)
(c) (d)
3.3. Preliminary characterization of PS
3.3.1. Scanning electron microscopy image analysis
Figure 4. Effect of extraction time on the extraction yield of PS.
Figure 5. SEM micrographs showed the structure of mushroom before treatment (a), after treatment with
HWE (b), EAE (c) and UAEE (d).
Figure 6. FTIR spectra of PS obtained using HWE and UAEE.
Extraction of polysaccharides from Lingzhi by ultrasonic–assisted enzymatic method
179
Surface features of the samples in different extraction methods were analyzed with SEM in
Fig. 5. In Fig. 5a, the sample was observed before subjecting to any treatment. The cell wall had
threadlike structure, composed of proteins, glucans, chitin fibers arranged in a certain order and
connected together [14]. After treatment with HWE, as shown in Fig. 5b and compared with the
intact structure, the sample structure was drastically changed due to the hydrolysis of
hemicelloluse [15]. Meanwhile Fig. 5c of EAE treatment showed the slight deformation in the
structure that had porous form. A possible explanation for this phenomenon was that
oligosaccharides, phospholipids, proteins in the cell wall were susceptible to degradation by
fructosyltransferase and protease activity in Aspergillus-derived enzymes [12, 16]. However,
structure of fiber order and spaces that were not observed in HWE and UAEE treatment. Fig. 5d
showed the structures in UAEE treatment changed similar to HWE treatment, the presence of
fiber significantly decreased in that ultrasonic wave could improve mass transfer [8-10], also
could destroy the structure of mushroom [17]. Thus, UAEE treatment enhanced the mass
transfer rate of active ingredients.
3.3.2. FTIR analysis
The FTIR absorption spectra of the products wereshown in Fig.6. The FT-IR spectra of
these PS fractions from HWE and UAEE had a strong and wide absorption band of
approximately 3100–3700 cm-1 for O–H [18,19] stretching vibrations. The existence of a weak
stretching vibration at 2929 cm
-1
was attributed to the presence of saturated bonds of C–H [18-
20]. These two absorption bands were characteristic absorptions of PS [21]. The absorption at
1642 cm
-1
of C=O stretching vibration indicated that carbonyl groups were present in protein or
PS-protein complex. The relatively weak absorption peaks at 1408 cm
-1
might represent the
deforming vibrations of C–H bond [20, 22]. The peak at 1256 cm-1 was unsymmetrical carbonyl
stretching in the spectrum of UAEE exclusively [23]. The absorption peak at 1024 cm
-1
was
typical of glycogen [24]. The other bands obtained at 1079 and 944 cm
-1
were attributed to
galactose [19], and glucose [25], respectively. The absorption peak at 826 and 768 cm
-1
might be
related to the existence of fructose [25].
4. CONCLUSIONS
In this study, all the statistical indicators supported that response surface model was a
successful tool to describe the ultrasonic process in extracting polysaccharides from Lingzhi.
The optimal parameters of the polysaccharide extraction by ultrasonic-assisted enzymatic
method were: extraction time of 144min, extraction temperature of 55 °C, ultrasonic power of
240 W, and pH 7.9. Under these conditions, the maximum experimental yield of 3.72 ± 0.14 %
was achieved, which was consistent with the predicted value of 3.608 % and indicated the
adequacy of response surface model to reflect the optimized extraction conditions. Compared
with hot water extraction and enzyme-assisted extraction, ultrasonic-assisted enzymatic method
gave higher polysaccharides yields in shorter extraction time. Furthermore, the polysaccharides
obtained by ultrasonic-assisted enzymatic extraction method contained glucose, galactose,
fructose, and protein groups in different proportions. These results demonstrated that ultrasonic-
assisted enzymatic extraction method was an appropriate and effective extraction technique for
polysaccharides from Lingzhi.
Tran Quoc Hoa, Tran Thi Phuong Mai, Hoang Minh Nam, Nguyen Huu Hieu
180
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