The paper focuses on a new approach for the treatment of strain localization in solid
materials. The theory is based on minimization principles associated with micro-structure
developments under the assumptions of a shear band of a zero thickness and the presence
of a mixed potential inside the shear band.
Localization phenomena are regarded as micro-structure developments associated
with nonconvex potentials. The nonconvexity of the mixed potential occurring due to
the formation of strain localization is resolved by relaxation in order to ensure the wellposedness of the associated boundary value problem. The relaxed potential is obtained
via local minimization problem of the mixed potential. The onset of localization is detected through the proposed optimization process. Numerical results show clearly meshindependent behavior in the sense that shear bands are as narrowly as the mesh-resolution
allows, while all other features of the solution are independent of the chosen discretization.
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Vietnam Journal of Mechanics, VAST, Vol. 33, No. 4 (2011), pp. 203 – 213
FINITE ELEMENT SIMULATION OF STRAIN
LOCALIZATION IN INELASTIC SOLIDS BY
ENERGY RELAXATION
B. T. Trinh, K. Hackl
Ruhr-Universita¨t Bochum, Universita¨tsstr. 150
D-44801 Bochum, Germany
Abstract. A new approach for the treatment of strain localization in inelastic material
is proposed. It is based on energy minimization principles associated with micro-structure
developments. Shear bands are treated as micro-shearing of rank-one laminates. It is as-
sumed that the thickness of the shear band represented by its volume fraction tends to
zero, and the energy inside the shear band is a function of the norm of the strain field.
The existence of shear bands in the structure leads to an ill-posed problem which can
be solved by means of energy relaxation. The performance of the proposed concept is
demonstrated through numerical simulation of tension test under plane strain conditions.
Numerical results show that mesh sensitivity can be completely removed.
Keywords: Energy relaxation, shear band, strain localization.
1. INTRODUCTION
Regions of high strain localization by intense shearing are referred to as shear bands.
The formation of shear bands is accompanied by a softening response, characterized by
a decrease in strength of the material with accumulated inelastic strain, often leading
to complete failure [1, 2]. Predictions of the onset and evolution of shear bands play an
important role in determining the safety of structures, improving mechanical properties of
material and designing material microstructure.
In recent years a new methodology based on energy relaxation has been developed to
simulate the development of material microstructures [3]-[9]. The advantage of this theory,
when applied to the problem at hand, is the natural formation of shear bands based on
the energy minimization principles associated with micro-structure developments.
In this paper a theoretical framework for the treatment of shear localizations in in-
elastic materials at small strains is developed. The theory is based on energy minimization
principles associated with micro-structure developments under the assumption of a shear
band of zero thickness and of a special form of the energy within the shear band. Shear
bands are treated as laminates of first order. The problem of the non-convex energy aris-
ing due to the formation of shear bands is solved by energy relaxation in order to ensure
204 B. T. Trinh, K. Hackl
that the corresponding problem is well-posed. Numerical simulations of a tension test are
shown in order to evaluate the performance of the proposed concept.
2. SHEAR BANDS AS SPECIAL LAMINATES
In this paper localization phenomena are regarded as micro-structure developments
associated with nonconvex potentials. We assume the micro-structures to consist of two
domains: a low-strain domain and a high-strain one. Let us consider a so-called RVE
(representative volume element) obtained by zooming in on the region around the point
A as shown in Fig. 1. The RVE is split into two volume fractions: the volume fraction ξ
of the low-strain domain and the volume fraction (1− ξ) of the high-strain domain.
x® 0 1-x x
x ®
0
n
m
(1-x)®1
A
Fig. 1. Shear band is treated as the micro-shearing of a rank-one laminate
When strain localization occurs, the following assumptions related to the volume
fraction ξ are made:
(1) After the onset of localization, the width of the shear band represented by the
volume fraction ξ tends to zero
ξ → 0. (1)
(2) Most of the deformation is concentrated parallel to the band
m.n = 0 (2)
where m and n are two unit vectors giving the direction of shear band evolution.
(3) The potential (energy) inside the shear band W2 is assumed to satisfy
W2(ξε) = |ξ|W2(ε). (3)
For example W2(ε) may be taken in the following form
W2(ε) = A ‖‖ (4)
where A is a material parameter.
The first assumption is based on the observations that the width of shear bands is
normally very small relative to the overall dimension of the system under consideration
Finite element simulation of strain localization in inelastic solids by energy relaxation 205
[10, 11]. This assumption corresponds to the concept of strong discontinuities proposed in
[12, 13] among others.
The second assumption based on the results of the experiment by Finno et al, 1996
[14]. In their experiment, they showed that the normal movements are much smaller than
those in the tangent direction inside the shear band. This assumption implies the two
vectors m and n being orthogonal.
According to the third assumption, the potential inside a shear band is positive
homogeneous of first-order in the strain field (3). We will see later on, that only for this
very form of the potential as given in eq. (4), it has the desired property leading to strong
discontinuities.
In the following considerations we develop a simple approach to the treatment of
shear localization based on these assumptions.
3. TWO-DIMENSIONAL PROBLEM
3.1. Micro-strain
In the two-dimensional problem the micro-strains ε1 and ε2 can be written as
ε1 = ε− ξ(a⊗ n)s (5)
ε2 = ε+ (1− ξ)(a⊗ n)s = ε− ξ(a⊗ n)s + (a⊗ n)s (6)
where (a⊗ n)s = 1
2
(a⊗ n+ n⊗ a).
Let us define s by
ξa = sm, (7)
where ‖m‖ = 1. Herein m and n are two unit vectors giving the direction of shear band
evolution, s is an appropriately rescaled variable.
On inserting eq. (7) into eqs. (5) and (6), we have
ε1 = ε− s(m⊗ n)s, (8)
ε2 = ε− s(m⊗ n)s + s
ξ
(m⊗ n)s. (9)
As ξ tends to zero
s
ξ
will grow out of bounds. Thus, eq. (9) can be simplified as
ε2 ≈ s
ξ
(m⊗ n)s. (10)
3.2. Relaxed potential
The mixed potential of the two domains can be written in the following form
Wmix(ε) = W1(ε− s(m⊗ n)s) + |s|W2((m⊗ n)s). (11)
The relaxed potential is computed in order to ensure the well-posedness of the
boundary-value problem governing the emergence of a shear band. It is obtained by the
minimization procedure
WR(ε) = inf
{
Wmix(ε) | s,m,n : ‖m‖ = ‖n‖ = 1 } . (12)
206 B. T. Trinh, K. Hackl
Table 1. Minimization problem: inf
s
W (s)
Scalar minimization problem: inf
s
W (s)
Potential: W (s) = as2 + bs+ c |s| with c > 0, a > 0
Solution: inf
s
W (s) = − 1
4a
(|b| − c)2+
Minimizer: s = − 1
2a
(|b| − c)+sign(b)
Abbreviations: (|b| − c)+ =
{
0 for |b| ≤ c
|b| − c for |b| > c
sign(b) =
|b|
b
for b 6= 0
Let us consider two specific potentials representing the behaviour at small and large
strains, respectively
W1(ε) =
1
2
ε : C : ε, (13)
W2(γ) = A ‖γ‖ , (14)
where C is symmetric fourth-order, positive definite tensor. Substituting (13) and (14)
into (11), one gets
Wmix(ε) =
1
2
(ε− sγ) : C : (ε− sγ) +A |s| ‖γ‖ (15)
where γ = (m⊗ n)s.
On inserting (2) into (15) we have the simplified form of the mixed energy
Wmix(ε) =
1
2
(ε− sγ) : C : (ε− sγ) + A√
2
|s| . (16)
Using the results in Table 1, minimization of (16) with respect to s yields
s =
sign(ε : C : γ)
(γ : C : γ)
[
|ε : C : γ| − A√
2
]
+
, (17)
and the potential (16) with s given by (17) takes the form
inf
s
Wmix(ε) =
1
2
ε : C : ε− 1
2
[
|ε : C : γ| − A√
2
]2
+
γ : C : γ . (18)
Herein a =
1
2
γ : C : γ, b = −ε : C : γ, c = A√
2
. Easily one can recognise that a is
positive due to the positive definiteness of the fourth-order tensor C.
Finite element simulation of strain localization in inelastic solids by energy relaxation 207
3.3. Computation of stress and the tangent operator
The stress and the tangent operator are derived from the direct derivative of the
relaxed potential (12). The derivative of (12) reads
∂WR
∂ε
=
∂Wmix
∂ε
+
∂Wmix
∂s
∂s
∂ε
+
∂Wmix
∂m
∂m
∂ε
+
∂Wmix
∂n
∂n
∂ε
. (19)
It is observed that the three last terms in eq. (19) vanish due to the stationarity condition
of the minimization problem (12). Thus, the relaxed stress which is an appropriate average
of the two micro-stresses has the form
σ =
∂Wmix
∂ε
. (20)
Considering the form of the potential (18) we obtain
σ = C : ε− sC : γ. (21)
The tangent operator is given by
A = ∂
2WR
∂ε2
=
∂σ
∂ε
= C − (C : γ)⊗ ∂s
∂ε
− s∂ (C : γ)
∂ε
. (22)
3.4. Localization criterion
In the derivations above a central role is played by the quantity
L =
[
|ε : C : γ| − A√
2
]
. (23)
As the process of deformation progresses, L may be negative, zero or positive. A positive
value in turn signals the onset of localization. A criterion that can be shown to be equivalent
to the well-known notion of loss of ellipticity.
i. L ≤ 0: we have s = 0. The relaxed potential WR(ε) reduces to the elastic strain
energy W1(ε).
ii. L > 0: we have s 6= 0. A shear band starts to develop. The homogeneous de-
formation ε decomposes into the two micro-strains ε1 and ε2. The nonconvex potential
energy Wmix is replaced with the approximated rank-one convexification WR(ε) to ensure
well-posedness of the problem.
4. APPLICATION OF RELAXATION THEORY TO LINEAR ISOTROPIC
MATERIAL
The fourth-order isotropic elastic tensor C takes the form
Cijkl = λδijδkl + µ (δikδjl + δilδjk) , (24)
or in the tensor notation
C = λ I ⊗ I + µ (I + I¯) , (25)
208 B. T. Trinh, K. Hackl
where λ and µ are Lamé constants.
The simplified form of the mixed energy is obtained by substituting (24) into eq. (16)
Wmix() =
λ
2
(tr)2 + µ
(
‖‖2 − 2 sm · n+ s
2
2
)
+
A√
2
|s| . (26)
Based on the minimization procedure the relaxed potential (12) reads
WR = inf
s,m,n
Wmix =
λ
2
tr ()2 + µ ‖‖2 − 2µ
[
|mn| − α2
]2
+
, (27)
where α =
A√
2µ
, |mn| is the maximum shear strain.
Solution s yields
s = (2 |mn| − α)+sign(mn) =
{
0 if |mn| < α/2
(2 |mn| − α) sign(mn) if |mn| ≥ α/2
(28)
The relaxed stress is obtained from eqs. (21) and (27)
σ = λtr I + 2µ− 2µs (m⊗ n)s . (29)
On inserting (27) into (22) we get the tangent operator
A = λI ⊗ I + µ(I + I¯)− 2µ
[
(m⊗ n)s ⊗ ∂s
∂
+ s
∂ (m⊗ n)s
∂
]
. (30)
The capability of the proposed model is demonstrated through numerical simulation of a
tension test in the next Section.
5. TENSION TEST
In this section the model presented in Section 4 are implemented into the finite
element code FEAP [15]. In what follows we investigate a tension test under plane strain
conditions. Different kinds of elements are used in this example as summarized in Fig. 2.
PAMM header will be provided by the publisher 2
Table 2 Notation of element type
Element type Method Number of Gauss points Notation
MES1 2x2 MES
EAS2 2x2 EAS
QM63 2x2 QM6
Disp4 2x2 Q4
MES1: Mixed enhanced strain method
EAS2: Enhanced assumed strain method
QM63: Method of incompatible mode
Disp4: Displacement method
Table 3 Notation of element type
Element type Method Number of Gauss points Notation
MES1 2x2 MES
Disp2 2x2 Q4
Disp2 1x1 Q4-1Gauss
MES1: Mixed enhanced strain method
EAS2: Enhanced assumed strain method
QM63: Method of incompatible mode
Disp4: Displacement method
Copyright line will be provided by the publisher
Fig. 2. Notation of element type: MES1 - the mixed enhanced strain method
[16], EAS2 - the enhanced a su i t d [17], QM63 - the method of
incompatible mode [18], Disp4 - the displacement method [19]
A sample is subjected to a prescribed vertical displacement under plane strain condi-
tions. The geometry of the specimen and the boundary conditions imposed on the displace-
ments as well as the material parameters are given in Fig. 3. In order to trigger the shear
band formation a geometrical imperfection along the height of specimen is introduced.
Finite element simulation of strain localization in inelastic solids by energy relaxation 209
x
y
8
v
n = 0.25
A
E = 1000 N/mm
= 30
3 mm
m
m
N/mm2
1
m
m
B BB-B
2
Fig. 3. Localization in tension. Geometry and boundary conditions
Four discretizations of the domain are considered: 3x8, 7x18, 14x36, 21x54 elements.
The load-displacement curves behave identically for v < 0.3126mm as shown in Figs.
4a and 5a. The localization is delayed until the maximum shear strain is equal to
α
2
corresponding to v ≈ 0.3126mm, then the performance of diverse finite element methods
starts to differ. The localization band is straight, at 45◦ with the direction of principal
strain.
Relaxed energy (Nmm/mm3)
0 0.2 0.4 0.6 0.8 1
0
50
100
150
200
250
24 elem
126 elem
504 elem
1134 elem
Q4
To
p
re
ac
tio
n
R y
(N
)
v (mm)
(a) Load - displacement response
1.99E+00
3.84E+00
5.69E+00
7.54E+00
9.39E+00
1.12E+01
1.31E+01
1.49E+01
1.68E+01
1.87E+01
2.05E+01
2.24E+01
1.37E-01
_________________ S T R E S S 7
Time = 2.00E+00
1.99E+00
3.84E+00
5.69E+00
7.54E+00
9.39E+00
1.12E+0
1.31E+0
1.49E+01
1.68E+01
1.87E+01
2.05E+01
2.24E+01
1.37E-01
_________________ S T R E S S 7
Time = 2.00E+00
(b) Distribution of relaxed energy at
v = 1.0mm
Fig. 4. Localization in tension by use of Q4 element (the displacement method)
The displacement method is unable to capture the localization and shows hardening
behaviour as depicted in Fig. 4a and 4b.
210 B. T. Trinh, K. Hackl
Relaxed energy (Nmm/mm3)
0 0.2 0.4 0.6 0.8 1
0
20
40
60
80
100
120
v (mm)
To
p
re
ac
tio
n
24 elem
126 elem
504 elem
1134 elem
MES, EAS, QM6
R y
(N
)
(a) Load - displacement response
4.46E+00
8.29E+00
1.21E+01
1.59E+01
1.97E+01
2.36E+01
2.74E+01
3.12E+01
3.50E+01
3.89E+01
4.27E+01
4.65E+01
6.42E-01
_________________ S T R E S S 7
Time = 2.00E+00
4.46E+00
8.29E+00
1.21E+01
1.59E+01
1.97E+01
2.36E+01
2.74E+01
3.12E+01
3.50E+01
3.89E+01
4.27E+01
4.65E+01
6.42E-01
_________________ S T R E S S 7
Time = 2.00E+00
(b) Distribution of relaxed energy at
v = 1.0mm
Fig. 5. Localization in tension by use of MES element (the mixed enhanced strain
method), EAS element (the enhanced assumed strain method) and QM6 element
(the incompatible mode method)
As we expected in Fig. 5a, the solutions obtained by using MES, EAS and QM6
elements are practically coincident in term of vertical reactions, thus showing mesh inde-
pendence of the proposed relaxed theory. The distribution of the relaxed energy shown in
Fig. 5b points out the localized elements.
The behaviour of the relaxed potential as well as the relaxed vertical stress σy of the
element 356 at the first gauss point inside the shear band is depicted in Fig. 6. After the
0 0.02 0.04 0.06 0.08 0.1
0
0.5
1
1.5
2
2.5
3
3.5
εy
Element 356
WR[ (1−ξ)W1 ]R[ ξW2 ]R
MES
(N
mm
/m
m3
)
En
er
gy
(a) (b)
Fig. 6. Relaxed energy and relaxed normal stress σy by use of MES element (the
mixed enhanced strain method) at the first Gauss point of the element 356
Finite element simulation of strain localization in inelastic solids by energy relaxation 211
bifurcation point, the relaxed potential of the small-strain domain approaches asymptot-
ically a constant value, whereas the relaxed potential of the large-strain domain is active
inside the shear band only and increases continuously with the prescribed displacement v.
As a result, the relaxed stress approaches nearly a constant value.
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Fig. 7. Localization in tension. Comparison of the different finite element meth-
ods: Distribution of shear strain at v = 1.0mm
212 B. T. Trinh, K. Hackl
It is very interesting to see the performance of the different finite element formu-
lations by considering the deformation shape of sample (Fig. 7). It is observed that the
solution obtained by use of the Q4 element fails to capture effects of strain localization.
6. CONCLUSIONS
The paper focuses on a new approach for the treatment of strain localization in solid
materials. The theory is based on minimization principles associated with micro-structure
developments under the assumptions of a shear band of a zero thickness and the presence
of a mixed potential inside the shear band.
Localization phenomena are regarded as micro-structure developments associated
with nonconvex potentials. The nonconvexity of the mixed potential occurring due to
the formation of strain localization is resolved by relaxation in order to ensure the well-
posedness of the associated boundary value problem. The relaxed potential is obtained
via local minimization problem of the mixed potential. The onset of localization is de-
tected through the proposed optimization process. Numerical results show clearly mesh-
independent behavior in the sense that shear bands are as narrowly as the mesh-resolution
allows, while all other features of the solution are independent of the chosen discretization.
ACKNOWLEDGEMENT
The research was supported through grants by the Vietnamese Government and
Ministry of Education and Training as well as the Research School at Ruhr University
Bochum, Germany.
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Received July 1, 2011
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