oor are roughly 15%–22% of those above the canopy.
The forest floor evaporation ratio decreased with
increased stand age in our study area. Two controlling
factors may contribute to this phenomenon. On one hand,
the LAI determined the rate of forest floor evaporation.
On the other hand, the height of the different stands may
be accountable. Lower stands gave better ventilation to the
forest floor; thus, the rates of forest floor evaporation were
higher. Kubota et al. (2004) found that a mature forest
had a larger water loss than a young forest. Tsiko et al.
(2012) suggested that canopy coverage and wind are the
factors that induced the discrepancy among interception
evaporation results.
The results of this study showed the importance of
interception. The stand age significantly influenced the
interception in our study area. During the study period,
the total interception rates were 28.8%, 25.5%, and 31.1%
for the young, middle-aged, and mature A. fabri, whereas
the canopy water-storage capacities were 1.23, 1.21, and
3.15 mm, respectively. The stem water-storage capacity
varied from 1.33 mm for the young and middle-aged
forest to 0.81 mm for the mature forest, whereas the forest
floor water-storage capacity ranged from 5.66 mm for the
young forest to 5.07 mm for both the middle-aged and
mature forests. Although the sum of the stem and forest
floor water-storage capacities was larger than that of the
canopy, the dominant component of interception was
canopy interception. The forest floor interception had only
a limited contribution of less than 19.1% to interception
and it decreased with increased stand age. For the canopy
interception of a particular forest type, the characteristics
of the rainfall were the controlling factors, whereas
wind apparently had no impact. Evaporation from stem
and forest floor interceptions was low due the higher
aerodynamic and surface resistances
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495
Turkish Journal of Agriculture and Forestry Turk J Agric For
(2013) 37: 495-504
© TÜBİTAK
doi:10.3906/tar-1207-36
Intercepted rainfall in Abies fabri forest with different-aged stands in southwestern China
Xiangyang SUN1,2,3, Genxu WANG1,2,*, Yun LIN4, Linan LIU1,2,3, Yang GAO1,2,3
1Institute of Mountain Hazards and Environment, Chinese Academy of Sciences, Chengdu 610041, P.R. China
2Key Laboratory of Mountain Environment Evolvement and Regulation, Institute of Mountain Hazards and Environments,
Chinese Academy of Sciences, Chengdu 610041, P.R. China
3Graduate University of Chinese Academy of Sciences, Beijing 100049, P.R. China
4Institute of Resources & Environment, Henan Polytechnic University, Jiaozuo 454003, P.R. China
* Correspondence: wanggx@imde.ac.cn
1. Introduction
Rainfall interception by the forest ecosystem and its
evaporation to the atmosphere is a major component of the
water balance (Savenije 2004; Miralles et al. 2011). At the
global land-surface scale, transpiration, interception loss,
bare soil evaporation, and snow sublimation contribute
to 80%, 11%, 7%, and 2% of the total evaporation,
respectively. Rainfall interception plays an important
role in the partition of precipitation into evaporation and
water available for runoff at a continental scale (Miralles
et al. 2011). Rainfall interception differs among stand
ages (Helvey 1967; Barbier et al. 2009), and the results of
different studies are inconsistent (Murakami et al. 2000;
Vertessy et al. 2001). Forest interception consists of 3
components: canopy, stem, and forest floor interceptions
(Kubota et al. 2004; Gerrits et al. 2010). Interception is one
of the most underrated and underestimated processes in
rainfall-runoff analysis (Savenije 2004).
Water that evaporates from a wet canopy accounts
for a considerable part of the interception loss because
a canopy has an aerodynamically “rough” surface that is
conducive to the turbulent transfer of water vapor away
from the surface (Blyth and Harding 2011). Turbulent
diffusion above forests is much more efficient and potential
evaporation from intercepted water exceeds open water
evaporation (Shuttleworth 1993). The throughfall (Tf) is
the proportion of incident gross precipitation that drips to
the ground. The stemflow (Sf) is the proportion that runs
down the stems to the ground. The canopy interception
(Ic) is obtained by subtracting the sum of the throughfall
and stemflow from the gross rainfall (Mair et al. 2010).
The canopy interception rate is approximately 25%–50%
of the precipitation in coniferous forests (Rutter et al. 1975;
Gash et al. 1980; Johnson 1990) and 10%–35% of that in
broad-leaved forests (Rutter et al. 1975; Rowe 1983). The
percentage of the interception to evapotranspiration ranges
from 25% to 75% (Schellekens et al. 2000; David et al. 2006;
Lawrence et al. 2007). If evaporation from interception is
defined as the fast feedback to the atmosphere (within the
time span of about 1 day) of rainfall that does not reach
the root-zone or the drainage system, then interception
has more contribution (Savenije 2004).
Stem interception is the part of rainfall that is
intercepted by epiphytes (mosses, liverworts, and lichens,
among others) and rough barks (Levia and Frost 2003).
Epiphytes impede the drainage of water from the branch.
Abstract: Interception is one of the most important hydrological processes. Most investigations merely focus on canopy interception, but
forest floor interception should also be considered. The stand age also influences interception. To explore the interception characteristics
of Abies fabri with different stand ages, canopy, stem, and forest floor, interceptions were evaluated during the rainy season of 2009
(from May to October 2009). The total interception rates were found to be 28.8%, 25.5%, and 31.3% for young, middle-aged, and mature
forest stands, respectively. Forest floor interception accounted for 19.1%, 18.1%, and 10.0% of the total interception, respectively. We
concluded that the differences among the interceptions of the forest stands were correlated with the leaf area index. A higher stand
height also reduced the rate of forest floor evaporation. The water-storage capacities of the young, middle-aged, and mature forest stands
were 8.22, 7.61, and 10.78 mm, respectively. These results implied that the canopy and forest floor interceptions were related to the forest
water balance, and that accurate estimates of the interception of different-aged forest stands were crucial in evaluating the role of a forest
in the hydrological cycle.
Keywords: Abies fabri, Gongga Mountain, intercepted rainfall, stand age
Received: 17.07.2012 Accepted: 05.12.2012 Published Online: 16.07.2013 Printed: 02.08.2013
Research Article
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SUN et al. / Turk J Agric For
The turnover rates of water in the epiphyte mass are low
(Veneklaas et al. 1990). Therefore, the canopy requires
more rainfall to become saturated, delaying the saturation
of the canopy (Schellekens et al. 2000; Pypker et al. 2006).
Interception by epiphytes can reach a maximum water
storage of 0.81 mm at stand level in montane tropical rain
forests (Hölscher et al. 2004). The rainfall interception effect
of epiphytes is determined by water content (Veneklaas et
al. 1990) and epiphyte type (Fleischbein et al. 2005).
The forest floor can intercept a significant amount of
throughfall (Gerrits et al. 2010). Forest floor interception
affects runoff amounts, protects soils from erosion,
and contributes to the stability of soil characteristics
(Marin et al. 2000). Forest floor interception is often not
considered in water balance studies because it is thought
to be negligible. However, previous studies found that
forest litter interception accounts for 12% of the annual
rainfall in a savannah ecosystem (Tsiko et al. 2012), and
that 22% of throughfall is intercepted by forest floor litter
in a beech forest (Gerrits et al. 2010). The ratio of the forest
floor evaporation to the total evaporation can vary due to
forest cutting or thinning (Hattori 1983; Merta et al. 2006).
Merta et al. (2006) found that soil surface evaporation
considerably varies (from 50% to 1.5% of the total
evaporation) with increased leaf area index (LAI) from
0.5 to 3.0 in a crop. Energy and water balance methods
are used to study forest floor evaporation (Tajchman
1972; Gerrits et al. 2010; Tsiko et al. 2012). However, the
results of these methods are mostly potential rather than
actual evaporation rates because humidity is higher in
microlysimeters than in surrounding soils (Kubota et al.
2004). Stable isotopes prove to be an effective approach for
investigating the rate of forest floor evaporation (Kubota et
al. 2004; Lin et al. 2011).
The Abies fabri forest is a typical subalpine dark
coniferous forest in southwestern China. In our study
area, young, middle-aged, and mature forests represent
the different stand ages of A. fabri. The effects of A. fabri
on hydrological processes largely remain unquantified.
To understand clearly the interception characteristics
of different-aged A. fabri forests under current climate
conditions, in situ measurements and rainfall simulator
experiments were performed to study canopy and stem
interceptions. The oxygen-18 (δ18O) was used to study
forest floor litter interception. Our aims were to determine
the amounts of interception components for the successive
series of A. fabri and to investigate the variation in the
interception capacities of the different components under
different stand ages during the growing season (from May
to October).
2. Materials and methods
2.1. Site description
Mt. Gongga (29°20′–30°20′N, 101°30′–102°15′E) is
located on the transitional area between the eastern
monsoon subtropics of China and the frigid area of the
Tibetan Plateau. It is the summit of Hengduan Mountain.
The highest altitude of Mt. Gongga is 7556 m above sea
level. The climate is dominated by the southeastern Pacific
monsoon. The annual mean air temperature in this region
is 3.9 °C. The annual rainfall is 1940 mm, with most rainfall
concentrated from May to October, which accounts for
79.7% of the annual rainfall. The relative humidity during
the wet season is 91%. The rainfall from May to October
amounted to 1429 mm in 2009, which accounted for about
79.0% of the annual rainfall. Rainfall events were mainly
of less than 20 mm during our study period, and the
proportion was approximately 88.3%. About 90.8% of the
duration of rainfall events ranged between 0 h to 20 h. The
rainfall intensity in our study area was largely less than 1.5
mm/h. The rainfall rate at night was about 66.0%, which
implied that more rainfall events occurred in the evening.
The wide altitude range (1100–7556 m) results in a
vertically diverse range of vegetation zones, with forest
types varying from subtropical to cold alpine vegetation
zones. Our research area mainly consists of A. fabri and
Populus purdomii. Young and middle-aged A. fabri regrew
from where the original primeval A. fabri was destroyed
by debris flows. During the growing period, P. purdomii
continued to thin until A. fabri became the dominant
middle-aged and mature forests. The mature stand grows
in the soil of slope deposits, whereas the young and the
middle-aged stands grow in moraine soil. The LAI was
the mean value observed from May to October using an
LAI-2000 (Li-Cor Bioscience, USA). Further details of
these stands are given in Table 1. The soil is the mountain
dark brown soil, which has high sand content and strong
permeability.
Table 1. Characteristics of the stands of the forest in our study
area.
Mature Middle-aged Young
Area (m2) 100 × 50 30 × 40 30 × 40
Stand age (a) 100–120 70–80 30–40
Species A. fabri A. fabri A. fabri, P. purdomii
Number (trees) 47 124 193
Height (m) 27.0 16.0 11.5
DBH (cm) 28.14 19.56 12.0
Slope (°) 15 12 5–10
Aspect NW20° SW70° -
LAI 10.2* 7.8* 8.0†
Note: LAI marked with * means that the value is from Luo et al.
(2004), whereas those marked with † means that the values were
measured using an LAI-2000 (LI-COR).
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SUN et al. / Turk J Agric For
2.2. Rainfall measurements
Gross precipitation was routinely measured using an
automatic meteorological observation system (AMOS;
MILOS520, Vaisala Co., Finland). The AMOS also recorded
other meteorological data, such as air temperature, wind
speed, radiation, air temperature, and humidity. The
AMOS was located at the Alpine Ecosystem Observation
and Experiment Station of Mt. Gongga (submitted to
CERN, China). Its air-line distances to the young, middle-
aged, and mature forest observation plots were all within
300 m. Thus, we think that the observed meteorological
data can represent the entire study area.
2.3 Throughfall measurements
The throughfall was measured using large stationary
V-shaped troughs. We installed 4, 3, and 3 troughs at the
young, middle-aged, and mature forest sites, respectively.
An additional trough was installed for the young forest site
because the forest in this area constituted 2 forest types.
Each trough was 305 cm long, 24 cm wide, and 25 cm deep
(equivalent to the deployment of 23.3 standard 200-mm-
wide rain gauges). All troughs were installed at a slope of
15°, and the throughfall collected automatically flowed
into the rain gauges through rubber pipes. Each trough
was equipped with a rain gauge comprising 2 automatic
tipping buckets, and data were recorded by loggers
(CR2-J, Tongshu Technology Inc., China). The troughs
were positioned 1.5 m above the ground to prevent
contamination with rainfall splashing from ground. The
gauges were calibrated so that the large tipping bucket
collected 1.02 mm of rainfall for each tipping and the
small tipping bucket collected 0.20 mm per tipping. The
measured rainfall was calibrated by comparing with the
actual rainfall, and the result showed that our rain gauges
can capture the rainfall rate with an R2 value of 0.94 (1:1
line). The throughfall data were continuously stored at 1 h
time intervals. The throughfall value at each experimental
plot was expressed as the mean value of all troughs.
For calculation convenience, the throughfalls collected
by the troughs were converted to rainfall depth using the
following equation:
4r A
r d1 2$= r (1)
where r is the real throughfall depth (mm), r1 is the
recorded throughfall (mm), d is the rain gauge diameter
(of the outer rim, 20 cm), and A is the trough surface area
(cm2).
2.4 Stemflow measurements
The selection of trees for measuring stemflow depends
on a principle called the dominant tree rule. In the young
forest, 3 A. fabri and 2 P. purdomii trees were selected to
measure the stemflow. In the middle-aged forest, 3 A.
fabri trees were selected to measure the stemflow. In the
mature forest, the stemflow was ignored because of its low
amount (Xie et al. 2002). A hose tubing (2.0 cm in internal
diameter) was bonded on top of the diameter at breast
height (DBH) around the circumference of the tree trunk,
which was connected and funneled into a one-tipping-
bucket rain gauge to observe the stemflow. The stemflow
was recorded at 1 h intervals. The stemflow depth was
derived in the same way as the throughfall. The stemflow
was calculated as the mean value of all the monitored trees
at each plot. The stemflow depth was also derived using
Eq. (1), where r1 is the recorded stemflow depth (mm) and
A is the canopy area for stemflow calculation.
2.5 Water-holding capacity
The water-holding capacity indicates the maximum
water amount that can be held by the canopy, stem, and
forest litter floor, which can be defined as the saturated
interception ability. Each component can be derived using
the following method.
2.5.1. Canopy
The saturated canopy interception (Sc) represents the
capacity of canopy interception, which can be derived
using the following equation (Pereira et al. 2009):
1n 1 /
1
/ 1
S
E
b
R
E
ER Rc c
c
c
=-
--_ _i i (2)
where cE is the mean evaporation rate of the saturated
canopy (mm/h) derived from the Penman–Monteith
equation, R is the mean rainfall intensity (mm/h), and b is
a constant parameter (the intercept of the linear function
between throughfall and rainfall), which can be given by
the following equation:
T aP bf g= + (3)
where Tf is the throughfall (mm), Pg is the gross rainfall
(mm), and a is a constant parameter.
2.5.2. Stem
The water-holding capacity of the stem was studied
by a water-spraying experiment. We chose a 100-m2
study area for each forest stand. To select the trees for
the experiment, the DBH, tree height, and amount of
epiphytes on the trunk were considered. A total of 19
mature A. fabri, 25 middle-aged A. fabri, and 31 young A.
fabri and P. purdomii were selected for the water-spraying
experiment. This experiment was conducted as follows.
We placed a mark on the tree bark 1.5 m above the ground.
The trunk was divided into 2 sections from the mark
downward along the bark. The first 0.5 m was treated as
the spraying section, and the following 0.8 m was treated
as the observation section. Water was sprayed along the
length of the 0.5-m spraying section onto the bark, and the
following 0.8-m observation section was further remarked
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SUN et al. / Turk J Agric For
at 0.1 m intervals for recording. The outflow was collected
using a plastic pipe around the bark at the bottom of the
observation section. When the experiment was initiated,
we recorded the flow lag time and the flow amount at the
lower end of the observation section. All experimental data
were summed to derive the average value of the saturated
stem interception amount per unit area of the study stand
(Qsa, in cubic meters). We then obtained the total saturated
stem interception at the stand scale for the different-aged
forest stands using the following equation:
1000S A
Q h d n
s
s
sa # # # # #= r (4)
where Ss is the stem water-holding capacity for the study
area (mm), h is the mean tree height (m), d is the mean
DBH (m), n is the number of trees within the study area
of As, and As is the experimental plot area (m2), which is
100 m2.
2.6. Forest floor litter interception capacity
Rainfall simulation experiments were conducted to
evaluate the water-holding capacity of forest floor litter.
Our rainfall simulator generated rainfall at the intensity of
0.35 mm/h. Forest litters were collected and then sorted
according to their decomposition level. Undecomposed
litter was defined as the litter that retained its original
shape and properties. Half-decomposed litter was defined
as partially decomposed litter with a shape that could still
be distinguished. Fully decomposed litter was defined as
completely decomposed litter with an indistinguishable
shape. The forest litters were divided into 2 groups.
The first group consisted of sorted litters with different
decomposition degrees. The second group comprised
the forest litter layer as a whole, such as in an in situ
environment. The thickness of the litter layer, which was
estimated by making random samplings at a considerable
amount of points in the young, middle-aged, and mature
stands, was approximately 11 cm. Forest floor litters were
spread in 1-m2 plastic boxes. The entire layer of forest
litters was evenly spread 11 cm thick in boxes similar to
the depth in the field. A polypropylene sheet was placed
below the boxes at an angle of 30° and connected to the
plastic drum to collect the outflow water. The remaining
water was the saturated forest litter floor interception.
Thus, the actual forest litter water-holding capacity was
derived using the following equation:
1000S A
V V
fl
fl
in out #= - (5)
where Sfl is the actual forest litter interception (mm), Vin is
the input rainfall volume (m3), Vout is the outflow rainfall
volume (m3), and Afl is the experimental box area (m2).
Hence, the total water-holding capacity of the forest
ecosystem (S) was expressed as follows:
S S S Sc s fl= + + (6)
2.7. δ18O isotope measurements
One of the main processes that cause δ18O isotopic
fractionation is the phase change in evaporation (Kubota
et al. 2004). Generally, the δ18O isotopic composition
of soil water is heterogeneous in catchments. The base
flow is probably a much better indicator for forest floor
evaporation. It can represent a relatively large scale and
is easier to collect. The base flow accounted for 85.9% of
the runoff in our study area (Lv 2009). The evaporation
rate from the forest floor can be derived using the isotopic
fractionation between the throughfall and base flow using
the Rayleigh distillation equation under equilibrium
conditions (Kubota et al. 2004; Lin et al. 2012).
The evaporation rate was estimated using the following
equation:
1000(1/ 1) 1nf0 #- = -d d a (7)
where f is the remaining fraction of the water body (%); δ
and δ0 are the isotopic compositions (‰) of the throughfall
and stream flow, respectively; and f can be derived from
Eq. (4).
exp 1000 (1/ 1)f
0= -
-
a
d dd n (8)
where α is the equilibrium fractionation factor (‰) given
by the following equation:
1n 1000 1.137/ 0.4156/ 2.0667/1000T T2#= - -a (9)
where T is the air temperature (K).
Finally, the evaporation rate from the forest floor (ER;
%) was calculated as follows:
(1 )
ER P
E
P
f Ts f$= =
-
(10)
where Tf is the throughfall (mm), P is the rainfall (mm),
and Es is the forest floor evaporation (mm).
Throughfall and stream water samples were collected
3 times a month. The stream water was collected over 3
consecutive days when the throughfall stopped. All water
samples were frozen below –10 °C before measurement.
The samples were measured using a liquid water isotope
analyzer (Los Gatos Research Inc., USA). The precision for
18O/16O was 0.1‰.
2.8. Data analysis
ANOVA was used to test for the differences among the
young, middle-aged, and mature forests. Descriptive
statistics were used to calculate the averages and standard
errors of the throughfall and isotope results. Data were
analyzed using SPSS 13.0 (SPSS Inc., USA).
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3. Results
3.1. Canopy interception
The canopy redistributes rainfall for the first time before
it falls on the ground, and the canopy-intercepted
rainfall evaporates to the atmosphere during rainfall and
after rainfall has ceased. Broken loggers and blocked
throughfall gauges resulted in several missing data values
during the measurement period. For analysis accuracy,
data were removed whenever an indication of blockage
was present. To compare the different-aged stands, 82% of
the throughfall data was used when all troughs worked. In
our study area, the throughfall rates were 76.7 ± 1.2%, 77.3
± 1.3%, and 74.7 ± 1.5% for the young, middle-aged, and
mature forest stands, respectively. The throughfall had an
obvious linear relationship with rainfall (Figure 1), with R2
greater than 0.98 (P < 0.01).
Canopy interception amounted to 273.0, 244.9, and
296.5 mm for the young, middle-aged, and mature forests,
which accounted for 23.3%, 20.9%, and 25.3% of the total
rainfall, respectively. Canopy interception had a significant
power law relationship with rainfall (Figure 2). When the
rainfall amount was less than 2 mm, canopy interception
sharply increased with increased rainfall. By contrast,
canopy interception slowly increased with increased
rainfall when the rainfall amount exceeded 2 mm. No
correlation between interception loss and wind speed was
found in our study (Figure 3), especially when the rainfall
amount was larger than 1 mm.
3.2. Stemflow
By analyzing the stemflow observed during the same
period as the throughfall, we concluded that the stemflow
rate was less than 0.4% of rainfall for young and mature
A. fabri. Hence, the stemflow can be ignored when
calculating canopy interception. However, the stemflow
rate was approximately 1.82 ± 0.2% of rainfall in the
middle-aged stand, and so it should be included in the
canopy interception calculation. The annual mean relative
humidity was approximately 90%. Epiphytes can grow
very well on Gongga Mountain, with a coverage rate of
approximately 85% on a tree’s trunk, branches, and stems.
The epiphyte thickness was approximately 2.0 cm. A
considerable amount of water that flows down the stems
can be absorbed. This phenomenon was the main reason
for the very small amount of stemflow in the young forest
stand.
3.3. Forest floor interception
The throughfall can be reintercepted by forest litters in a
process similar to that of canopy interception. The intercepted
water then returns to the air during evaporation. Forest
litters can also prevent soil erosion due to raindrop impacts.
The ratio of the forest floor evaporation to the gross rainfall
was calculated using isotope methods. In different months
(from May to October), f ranged from 92.3% to 97.8%, 93.2%
to 96.7%, and 95.2% to 98.7% for the young, middle-aged,
and mature forest, respectively. Based on Eq. (10) and the
throughfall data, the forest floor evaporation amounted to
78.6, 65.7, and 44.3 mm for the young, middle-aged, and
mature forest, respectively (Table 2). The remaining water in
0.0
5.0
10.0
15.0
20.0
25.0
30.0
35.0
40.0
0.0 10.0 20.0 30.0 40.0 50.0
Gross rainfall (mm)
ro
ug
hf
al
l (
m
m
)
Young Middle-aged Mature
Figure 1. Relationship between throughfall and gross rainfall
for the 3 forest types (R2 = 0.9926, 0.9831, and 0.9941 for the
young, middle-aged, and mature forests, respectively).
y = 0.5477x 0.6838
R2 = 0.837
y = 0.4923x 0.6097
R2 = 0.8035
y = 0.6755x 0.7149
R2 = 0.9691
0
2
4
6
8
10
0.0 10.0 20.0 30.0 40.0 50.0
Gross rainfall (mm)
Ca
no
py
in
te
rc
ep
tio
n
(m
m
) Young Middle-aged Mature
Figure 2. Relationship between canopy interception and gross
rainfall for the 3 forest types. The young and middle-aged
interceptions were measured, and the mature interception was
derived from literature. A power function between gross rainfall
and canopy interception is shown. For young: , R2 = 0.837; for
middle-aged: , R2 = 0.8035; for mature: , R2 = 0.9691.
0
20
40
60
80
100
0 0.2 0.4 0.6 0.8 1
Wind speed (ms-1)
In
te
rc
ep
tio
n
ra
te
/(
%
)
P < 1 1 < P < 3
3 < P < 10 10 < P < 20
P > 20 P<1
1<P<3 3<P<10
1020
Figure 3. Relationship between wind speed and canopy
interception rate. The wind speed is the mean value over a rainfall
event (m s–1). P is the gross rainfall (mm).
500
SUN et al. / Turk J Agric For
the soil then became runoff or returned to the atmosphere
via transpiration.
3.4. Water-holding capacity
During the study period, R was 0.96 mm/h and cE was
0.055 mm/h. Based on Eq. (2), we can obtain the saturated
canopy interception values, which were 1.23 and 1.21
mm for the young and middle-aged stands, respectively.
Mature A. fabri had a larger saturated canopy interception
(3.15 mm) because of its luxuriant foliage and spreading
branches. An alternative method to estimate S, i.e. by
analyzing the rainfall events that both saturated and
unsaturated the canopy, was illustrated using young A.
fabri (Klaassen et al. 1998). The canopy water-holding
capacity obtained by this method was 1.5 mm (Figure 4),
which was a little higher than that calculated by Eq. (2).
The stem interception capacity was about 1.33 mm
for the young and middle-aged forest stands. The stem
interception of the mature A. fabri stand was 0.81 mm
when only live trees were considered in the calculation.
Field investigations revealed that a considerable number
of dead trees, also called coarse woody debris, still stand
in the mature forest site. The stem interception capacity of
the dead stand trees was 3 times that of live ones because
the dead stand’s woody trunk can absorb more water than
the live stand’s. Therefore, the mature forest had the largest
stem interception capacity, 2.56 mm, when dead stand
trees were considered.
The experimental results showed that the forest litter
water-storage capacity varied with the decomposition
level (Figure 5). The fully decomposed litter had the
maximum potential rainfall interception capacity, whereas
the undecomposed litter had the minimum capacity. We
concluded that the fully decomposed litter had larger
porosities; thus, its water-holding capacity was relatively
larger. Undecomposed litter comprised leaves and branches
that had existed on the forest floor for a relatively shorter
time. These leaves and branches had smaller porosities
and thus cannot hold large amounts of water. The water-
holding capacity also varied with the forest stand. The
young stand exhibited the largest water-holding capacity
for all 3 decomposition levels. For the entire forest litter
layer experimental scheme, the water-holding capacities
were 5.66, 5.07, and 5.07 mm for the young, middle-aged,
and mature stands, respectively.
3.5. Total interception
The water-storage capacity was the main component of
interception. According to the experimental results, the
young, middle-aged, and mature forest types can hold
8.22, 7.61, and 10.78 mm of water, respectively (Figure 6),
which still evaporated after rain had ceased.
The results showed that the total interceptions were
411.6, 364.5, and 444.5 mm for the young, middle-
aged, and mature forests, respectively. The mature forest
exhibited the largest interception capacity. The components
of total interception are shown in Figure 7. The canopy
interception accounted for 80.9%, 81.9%, and 90.0% of
total interception for the young, middle-aged, and mature
forest types, respectively. Forest floor interception also had
a significant contribution to the total interception. The
total interception ratio increased with LAI, similar to the
canopy interception (Figure 8). In contrast, the forest floor
Table 2. Results of the calculation of forest floor litter evaporation
using the isotope method. The standard deviation of f represents
the variation in different months (from May to October 2009).
f is the remaining fraction of the water body, Es is the soil
evaporation, and ER is the rate of evaporation from the forest
floor to Pg.
f (%) Es (mm) ER (%)
Young 96.03 (±1.22) 78.6 5.48
Middle-aged 95.05 (±1.81) 65.7 4.62
Mature 97.05 (±1.12) 44.3 3.07
0
1
2
3
4
5
6
7
8
0 5 10 15 20 25 30 35
Rainfall (mm)
Ca
no
py
in
te
rc
ep
tio
n
(m
m
)
S
Figure 4. Canopy interception versus rainfall for all rainfall
events in the young forest between May and October 2009. S is
the saturated canopy interception capacity (approximately 1.5
mm) as determined from a fit on observations.
a
b b
a
a a
a a
b
0
2
4
6
8
10
Yo
un
g
M
id
dl
e-
ag
ed
M
at
ur
e
Yo
un
g
M
id
dl
e-
ag
ed
M
at
ur
e
Yo
un
g
M
id
dl
e-
ag
ed
M
at
ur
e
Undecomposed Half-decomposed Fully-decomposed
Fo
re
st
lit
te
r
w
at
er
h
ol
di
ng
ca
pa
ci
ty
(m
m
)
Figure 5. Forest litter water-holding capacity under the different
decomposition conditions.
501
SUN et al. / Turk J Agric For
interception showed an inverse relationship with LAI.
However, the middle-aged forest with a smaller LAI had
a larger forest floor interception ratio relative to the young
forest. The result indicated that the forest height may also
prevent water from evaporating from the forest floor.
4. Discussion
4.1. Canopy interception
Despite thorough cleaning every 2 weeks, the throughfall
troughs were still blocked by fallen leaves or twigs.
Blockage was identified by examining the changes in the
throughfall response to rainfall and comparing with other
gauges. In our research, the canopy interception rates were
23.3%, 20.9%, and 25.3% for the young, middle-aged,
and mature A. fabri, similar to the mean value for global
needle-leafed forests (Miralles et al. 2010). The difference
among the canopy interceptions of the different-aged
A. fabri was probably caused by variations in the LAI.
Globally, a canopy cover increases from pioneer to late-
successional stages for natural forests (Howard and Lee
2003). In our study area, the LAI of the young forest was
much larger than that of the middle-aged forest. LAI
generally increased with increased precipitation, and also
correlated with soil organic carbon as well as total nitrogen
contents of Mt. Gongga (Luo et al. 2004). Larger canopy
storage resulted in a larger canopy interception loss under
relatively similar climatic conditions. The night rainfall
rate was approximately 66.0%. The rainfall intercepted at
night and then evaporated the following day, and the dry
canopy reintercepted rainfall in the next rainfall event (Lin
et al. 2012).
Theoretically, strong wind conditions are associated
with less interception loss (Höermann et al. 1996).
However, with the high canopy density in tropical rain
forests, strong winds can generate high interception loss
rates (Herwitz and Slye 1995). The same phenomenon
has been reported in boreal and temperate forests (Toba
et al. 2005). No apparent correlation between interception
loss and wind speed was found in our study (Figure 3).
On Gongga Mountain, the mean wind speed was 0.39
m/s, and canopy interception was barely influenced by
the wind due to the hardness of the branch/twig/leaf.
Canopy interception was sensitive to the rainfall amount,
rainfall duration, and rainfall intensity (Miralles et al.
2010). The rainfall events in our study were mainly long-
duration, low-intensity synoptic events. We can conclude
that canopy interception was significantly correlated with
the rainfall amount, i.e. the controlling factor for canopy
interception was the rainfall characteristic (Figure 2).
4.2. Stem interception
The stemflow is an important process that affects the
biogeochemical cycling of nutrients within and through
forests (Levia and Frost 2003). Our research demonstrated
that the stemflow rate was less than 1% of the gross
rainfall. A similar result was obtained from Chinese fir
and Faber fir–spruce forest. The stemflow was lower
under coniferous than under broadleaf forests (Barbier
et al. 2009). Coniferous species have a stemflow-reducing
“funnel crown” (Otto 1998). Rough bark and epiphytes
may also play important roles in determining the stemflow
in our study.
The water-storage capacity of epiphytes depends on
their biomass (Köhler et al. 2007). The young forest’s
b
b
a
0
2
4
6
8
10
12
14
Young Middle-aged Mature
W
at
er
st
or
ag
e c
ap
ac
ity
(m
m
) Canopy Stem Forest oor
Figure 6. Water-storage capacity of the different forest types.
b a
c
0
100
200
300
400
500
600
Young Middle-aged Mature
To
ta
l i
nt
er
ce
pt
io
n
(m
m
)
Canopy Forest oor
Figure 7. Total interception and its components for the young,
middle-aged, and mature forest types.
0
5
10
15
20
25
30
35
6 7 8 9 10 11
LAI
In
te
rc
ep
tio
n
ra
te
(/
%
) Total
interception
Canopy
interception
Forest oor
interception
Figure 8. Relationship between the interception rates of the
different components and LAI.
502
SUN et al. / Turk J Agric For
larger water-storage capacity may be due to the greater
epiphyte biomass with high density. The epiphyte storage
of the young and middle-aged forest was a little larger
compared with the canopy storage (Figure 5). Hölscher et
al. (2004) found that although the water-storage capacity
of an epiphyte was close to that of the canopy, the epiphyte
contributed only approximately 6% of the modeled total
interception. The main reason was that the epiphyte was
usually close to saturation during the rainy season. Hence,
the effective water-storage capacity was much lower than
the potential value. We also found this phenomenon in
the subalpine Gongga Mountain forests. The epiphytes
were always wet because the most of the epiphytes grew in
the shadowed areas where the evaporation rates were low
(Veneklaas et al. 1990). This phenomenon demonstrated
that the interception capacity of the epiphyte was
significant, but the stem interception contribution to the
total interception was limited.
4.3. Forest floor interception
The hydraulic mechanisms of the forest floor interception
are similar to that of the canopy interception process. The
amount of rainfall intercepted by the forest floor is related
to the water-storage capacities of the surface components
(Putuhena and Cordery 1996), which have high spatial
variability. The observed spatial patterns in the forest floor
water content are inconsistent over time. Stable isotopes
are demonstrated to be an effective method to study forest
floor evaporation (Kubota et al. 2004), but the result can be
influenced by preferential flow. Niu et al. (2007) reported
that the Gongga Mountain ecosystem had preferential
flow phenomenon. To avoid the effect of preferential
flow on estimating forest floor evaporation, stream water
was collected for 3 consecutive days after the throughfall
stopped. Stream water samples during and after the new
rainfall events were also excluded to avoid the mixing
effect of an isotope (Lin et al. 2012). Thus, we concluded
that the ratio of the forest floor evaporation determined by
isotopes was reliable in our study.
Previous studies on the forest floor water-storage
capacity are summarized in Table 3. Sfl in our study was
within the range of the rainfall forest, but a little higher
than the other forest types. Despite the vegetation types,
the forest floor interception has a linear relationship with
the thickness of forest litter (Putuhena and Cordery 1996;
Marin et al. 2000). A similar conclusion was obtained in
the upper reaches of the Yangtze River (Shi et al. 2004), the
region where Gongga Mountain is located.
The rate of the forest floor interception to the
throughfall was less than 7.7% in our study, and the
rate decreased with increased stand age. The results of a
previous study on the forest floor interception ratio are
shown in Table 4. Our result was between that of Japanese
Table 3. Forest floor storage capacity for the different vegetation types.
Vegetation Forest floor storage capacity (mm) Source
Beech 1.8 Gerrits et al. (2010)
Pinus radiata 2.8 Putuhena et al. (1996)
Sclerophyll eucalypt 1.7 Putuhena et al. (1996)
Deciduous forest 2.0 Wilson et al. (2000)
Rain forest 4.57–16.29 Marin et al. (2000)
Table 4. Rates of evaporation from the forest floor to the gross rainfall in previous
studies.
Vegetation Rate (%) Source
Japanese cypress,
Japanese cedar 3.5–9.1 Kubota et al. (2004)
Global scale 4.3 Miralles et al. (2011)
Savannah 16.0 Tsiko et al. (2012)
Beech 22.0 Gerrits et al. (2010)
Dacrydium cupressinum 5.3 Barbour et al. (2004)
Rain forest 7.0–13.0 Marin et al. (2000)
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SUN et al. / Turk J Agric For
cypress and Japanese cedar derived by stable isotopes
(Kubota et al. 2004) and an energy balance approach
(Marin et al. 2000; Barbour et al. 2005), but lower than a
previous result obtained by continuous weight measuring
experiment (Gerrits et al. 2010; Tsiko et al. 2012). The
soil layer is thin on Mt. Gongga. The deeper layer is
accompanied by much detrital rock, and the organic
matter content is high in the superficial layer. The soil
steady permeability is 8.0–11.0 mm/min, which is larger
than the rainfall density (Zhang et al. 2004). Due to the
high rainfall amount and low temperature, the forest floor
was always wet from May to October. We concluded that
the lower ratio of the forest floor interception may be due
to the lower incoming net radiation and low wind speed.
Wang et al. (2004) demonstrated that the canopy may
play a role in controlling the energy partition between the
overstory and understory layers, and that the net radiation
absorption ratio of the forest floor to the canopy in a pine
forest was less than 0.47. The net radiation absorption
ratio decreased with increased LAI. Wilson et al. (2000)
also found that the net radiation at the forest floor is 21.5%
of that above the canopy, and the fluxes from the forest
floor are roughly 15%–22% of those above the canopy.
The forest floor evaporation ratio decreased with
increased stand age in our study area. Two controlling
factors may contribute to this phenomenon. On one hand,
the LAI determined the rate of forest floor evaporation.
On the other hand, the height of the different stands may
be accountable. Lower stands gave better ventilation to the
forest floor; thus, the rates of forest floor evaporation were
higher. Kubota et al. (2004) found that a mature forest
had a larger water loss than a young forest. Tsiko et al.
(2012) suggested that canopy coverage and wind are the
factors that induced the discrepancy among interception
evaporation results.
The results of this study showed the importance of
interception. The stand age significantly influenced the
interception in our study area. During the study period,
the total interception rates were 28.8%, 25.5%, and 31.1%
for the young, middle-aged, and mature A. fabri, whereas
the canopy water-storage capacities were 1.23, 1.21, and
3.15 mm, respectively. The stem water-storage capacity
varied from 1.33 mm for the young and middle-aged
forest to 0.81 mm for the mature forest, whereas the forest
floor water-storage capacity ranged from 5.66 mm for the
young forest to 5.07 mm for both the middle-aged and
mature forests. Although the sum of the stem and forest
floor water-storage capacities was larger than that of the
canopy, the dominant component of interception was
canopy interception. The forest floor interception had only
a limited contribution of less than 19.1% to interception
and it decreased with increased stand age. For the canopy
interception of a particular forest type, the characteristics
of the rainfall were the controlling factors, whereas
wind apparently had no impact. Evaporation from stem
and forest floor interceptions was low due the higher
aerodynamic and surface resistances.
Acknowledgments
This study was funded by the National Natural Science
Foundation Committee (40730634) and the Knowledge
Innovation Project of the Chinese Academy of Sciences
(KZCX2YW-331). We also thank every member of the
project for their hard work in the in situ experiments. The
constructive criticism of all reviews and editors on this
paper was much appreciated.
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