Nghiên cứu này trình bày quá trình tổng hợp carbon hoạt tính từ nguồn nguyên liệu chi phí thấp
(bã mía) sử dụng tác chất hoạt hóa ZnCl2 và đánh giá ảnh hƣởng của các điều kiện tổng hợp
thông qua phƣơng pháp đáp ứng bề mặt (RSM) để làm vật liệu hấp phụ loại bỏ Cu (II) trong
nƣớc. Bài báo đã tiến hành khảo sát các yếu tố ảnh hƣởng: nhiệt độ hoạt hóa, tỉ lệ ngâm hóa chất
và thời gian hoạt hóa dựa trên kết quả phân tích phƣơng sai (ANOVA). Điều kiện tối ƣu cho quá
trình than hóa bã mía dựa trên hiệu suất tạo thành carbon hoạt tính và khả năng loại bỏ Cu (II) sử
dụng phần mềm Design – Expert 9 đƣợc xác định ở nhiệt độ hoạt hóa 673 K, tỉ lệ ngâm hóa chất
ZnCl2 1,5 và thời gian hoạt hóa 35,2 phút. Kết quả ở điều kiện tối ƣu cho hiệu suất chế tạo
carbon hoạt tính là 48,8 % và khả năng hấp phụ Cu (II) trong nƣớc là 92,3 %
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Journal of Science and Technology 54 (1A) (2016) 277-284
PREPARATION OF ACTIVATED CARBON FROM SUGARCANE
BAGASSE USING ZnCl2 FOR THE REMOVAL OF Cu (II) ION
FROM AQUEOUS SOLUTION: APPLICATION OF RESPONSE
SURFACE METHODOLOGY (RSM)
Van Thuan Tran, Bui Thi Phuong Quynh, Thanh Khoa Phung, Giang Ngoc Ha,
Thi Thuong Nguyen, Long Giang Bach
*
NTT Institute of Hi-Technology, Nguyen Tat Thanh University, 300A Nguyen Tat Thanh,
District 4, Ho Chi Minh City, Vietnam
*
Email: blgiangntt@gmail.com
Received: 31 August 2015; Accepted for publication: 26 October 2015
ABSTRACT
This study aimed at preparing low cost activated carbon (AC) from sugarcane bagasse by
ZnCl2 activation and evaluating the effects of synthesis conditions and variables using the
response surface methodology (RSM) approach for the adsorption of Cu (II) ion from aqueous
solution by the synthesized ACs. From the analysis of variance (ANOVA), the most influential
factors including activation temperature, impregnation ratio and activation time on each
experimental design response were investigated. The optimized conditions for preparation of AC
and removal of Cu (II) ions were identified with the activation temperature of 673 K,
impregnation ratio of 1.5 and activation time of 35.2 minutes. An optimized conditions based–
test experiment with 48.8 % of AC yield and 92.3 % Cu (II) ion removal was observed.
Keywords: sugarcane bagasse, activated carbon; response surface methodology (RSM).
1. INTRODUCTION
Copper (II) contamination in groundwater source adversely affects living species,
ecological systems as well as psychological health of human. Conventional copper (II) ion
elimination processes including chemical precipitation, ion exchange, solvent extraction, ultra
filtration, reverse osmosis and membrane filtration exposed some disadvantages such as
economically inefficient technique and safe ineligibility [1]. Among well–known adsorbents,
AC is much paid attention due to their high adsorption capacity for inorganic and organic
pollutants. However, synthesis of AC is a large challenge because of its high cost. Therefore,
unsophisticated protocol for preparation of activated carbon from available and inexpensive raw
materials of agricultural byproducts is an essential solution. Sugar bagasse towards sustainability
is emerged as a prospective raw material for preparation of AC because thousands tons of
bagasse residue releases from surrounding sectors in Vietnam after the process of refined sugar
manufacture. In order to achieve highly micro-porous crystalline, AC preparation could be
performed by two main steps including chemical activation and carbonization. In the chemical
activation process, dehydrating reagents, such as zinc chloride, potassium hydroxide, potassium
Tran Van Thuan, et al.
278
carbonate, sodium hydroxide, phosphoric acid and sulfuric acid are utilized to inhibit the
formation of unwanted tar and to increase yield, micro-porosity, surface area of AC [2]. Among
the chemical activation agents, zinc chloride (ZnCl2) is considered as an efficient chemical with
respect to AC preparation because of excellent heavy metal removal efficiency in wastewater
[3]. Moreover, ZnCl2 contributed to creation of both higher micro–porous structure and greater
surface area. In the carbonization process, pyrolysis implementing in the inert atmosphere
facilitates volatile emission and produces a material constituted mainly of micro– and meso–
porous activated carbon [4]. Optimization of AC preparation requires a large number of
independent experiments to increase precision and reliability of method. Therefore, modification
of a mathematic technique is necessary to decrease number of experimental runs and to search
for optimal conditions for expected responses. The response surface methodology (RSM) based
on design of experiments (DOE) and analysis of variance (ANOVA) permits to assess the
statistical correlation of several factors. Furthermore, RSM can evaluate the compatibility of
predicted and actual models [5]. In this study, application of RSM was utilized to analyze effects
of independent variables including activation temperature, impregnation ratio and activation
time on AC yield and Cu (II) ion removal from aqueous solution. In addition, identification of
optimized RSM based–conditions of micro–porous AC preparation from sugarcane bagasse and
Cu (II) ion elimination were also studied simultaneously. And hence, application of optimized
conditions for experimental investigation was observed.
2. MATERIALS AND METHODS
2.1. Production of AC
Sugarcane bagasse samples were collected from local sugarcane juice shops in Ho Chi
Minh city, Vietnam was initially washed with hot distilled water several times in prior to dry
under sunlight. The material was then ground and separated in particles with diameters
approximately 1.0 mm. Proximate analysis (TCVN 5253:90, TCVN 9297:2012) gives the
content of moister, ashm volatiles and fixed carbon were 11.2 %, 2.55 %, 57.4 % and 28,.85 %,
respectively.
Impregnation agent, ZnCl2 (anhydrous, impurity of 98 %), was purchased from Sigma–
Aldrich. The ACs were synthesized by a continuous two-step procedure. In the chemical activation
protocol, dried sugarcane bagasse of 3.0 g was soaked with ZnCl2 solution, with different
impregnation ratios (IR), at room temperature for 24 h. Then the resulting bagasse was dried at
80
o
C for 24 h. The received ZnCl2–impregnated sugarcane bagasse was heated at 500
o
C for 1 h
(the heating rate of 10
o
C/min) followed by cooling down for 6 h. The char was repeatedly washed
with deionized water in order to eliminate Zn residual followed by drying at 80
o
C. The AC yield
was quantified by the following equation:
Yield (%) = wc.100/wo
(1)
where, wc and wo are the weight of activated carbon (g) and the weight of dry precursor (g),
respectively.
2.2. Batch adsorption experiments
The adsorption of aqueous Cu(II) ions by the synthesized ACs were conducted following a
procedure described in the previous work [6]. In a typical experiment, 250 mg of activated
carbon sample was poured into 50 mL of aqueous solution containing 50 ppm initial Cu (II) ion
in 100 mL Erlenmeyer flask around 30
o
C. The mixture then was agitated with rate of 350 rpm
Preparation of activated carbon from sugarcane bagasse using ZnCl2
279
for 2 h. Finally, the undissolved solid was separated using filtered paper. The residual Cu (II)
concentration was confirmed by ICP–MS and calculated as follows:
Cu (II) removal (%) = (Co - Cf).100/Co
(2)
where, Co and Cf are Cu (II) ion concentrations of initial state and after stirring for 2 h (ppm),
respectively.
2.3. Experimental design and response surface methodology (RSM)
RSM thoroughly analyses experimental variables that significantly influence on response
results based on numerous specified runs [7]. However, central composite design (CCD) can
decrease the number of experimental trials needed to evaluate multiple parameters and their
interaction [8]. Herein, respond surface with CCD was utilized to determine the interrelating
effects of three input variables consist of activation temperature (x1), impregnation ratio (x2) and
activation time (x3) on two output variables including AC yield (y1) and Cu (II) ion elimination
(y2). The fluctuation of investigated levels between -α and + α were also observed (Table 1).
Table 1. Independent variables matrix and their encoded levels.
No Independent factors Code
Levels
-α -1 0 +1 +α
1 Activation temperature (K) x1
605 673 773 873 941
2 Impregnation ratio (–) x2
0.16 0.5 1.0 1.5 1.84
3 Activation time (min) x3
9.5 30 60 90 110.5
The center variables (encoded 0) are utilized to determine the experimental error and the
reproducibility of the data. The margin points including the low (encoded -1), high (encoded +1)
and rotatable (encoded ± ) levels are also manipulated. In additional, CCD matrix for three
independent variables (k = 3) enumerates the 2
k
factorial experiments, 2k axial experiments and
six replication experiments as following formula:
N = 2
k
+2k + c = 2
3
+ 2.3 + 6 = 20 (3)
where, N is defined as total number of experiments for three independent variables (k = 3). Two
response values were AC yield (y1) and Cu (II) elimination (y2) dealing with the mathematical
correlation between the three independent variables that approximated by the quadratic
polynomial regression equation as given by equation:
2
1 1 1 1
k k k k
o i i ij i j ii i
i i j i
y x x x x
(4)
where, y is the predicted response; xi and xj are the independent variables. The parameter βo is
the model constant; βi is the linear coefficient; βii
is the second–order coefficient and βij is the
interaction coefficient.
2.4. Analysis of variance (ANOVA)
ANOVA was used to assess the considerable contribution of variables and their interaction
between the process variables and the responses. The plot of three-dimensional graph leads to
the generation of surface response applied for the prediction of best operating conditions
according to P–values and F–values. Application of Design – Expert ® version 9.0.5.1 (DX9)
statistical software program (Stat–Ease Inc., Minneapolis, USA) with ANOVA could evaluate
Tran Van Thuan, et al.
280
the signification, confidence and reliability of model, ultimately.
3. RESULTS AND DISCUSSION
3.1. Preliminary assessment and regression model equation with Design-Expert version
9.0.5.1
The preparation variables such as activation temperature, activation time and IR ratio are
well known to greatly affect on the formation of pores, pore volume, pore size, pore distribution
and thus leading to changes in related parameters such as surface area and carbon yield of the
resulting activated carbons. According to results of experimental matrix and values of observed
responses (Table 2), it is obvious that AC preparation strongly depends on both activation
temperature and activation time while Cu (II) ion elimination much depends on two factors
including activation temperature and impregnation ratio. For example, at the fixed IR of 1.0 and
activation time of 60 min, when the activation temperature increased from about 600 K to 773
K, the elimination of Cu(II) ion increased nearly two times presumably due to significant
enhancement of the surface area and pore volume. Additionally, it was observed that the higher
activation temperature led to significant decrease in the carbon yield as resulted from the
enhanced gasification. Generally, the visible fluctuation rage is 28.4 – 51.1 (%) for AC yield and
21.6 – 91.2 (%) for Cu (II) ion removal. The maximum percentage of AC yield obtained 51.1%
(entry 1) and the largest Cu (II) ion elimination efficiency reached 91.2 % (entry 3).
Furthermore, the Design Expert 9 (DX9) program can predict AC yields and Cu (II)
concentration removal based on observed results as shown in equal (5) and (6), respectively.
2 2 2
1 1 2 3 1 2 3 1 2 1 3 2 343.57 5.84 0.58 4.15 0.92 0.092 0.48 0.013 2.46 0.46y x x x x x x x x x x x x (5)
4 2 2 4 2 4
2 1 2 3 1 2 3 1 2 1 3 2 3948.4 2.26 317.2 0.8 13.10 14 35.10 0.36 3.10 0.2y x x x x x x x x x x x x (6)
Table 2. Experimental matrix: values of observed and predicted responses.
Entry
Independent factors (coded) Experiment (ICP–MS) Prediction (DX9)
x1 (K) x2 (-)
x3 (min) y1 (%) y2 (%) y1 (%) y2 (%)
1 673 0.5 30 51.1 56.0 49.7 44.3
2 873 0.5 30 42.3 64.2 43.0 66.8
3 673 1.5 30 49.0 91.2 49.5 87.6
4 873 1.5 30 44.4 45.6 42.7 38.6
5 673 0.5 90 46.8 46.8 47.3 48.9
6 873 0.5 90 32.3 69.0 30.6 67.8
7 673 1.5 90 47.0 88.4 45.2 81.0
8 873 1.5 90 28.4 21.6 28.6 28.5
9 605 1.0 60 50.3 45.0 50.8 54.1
10 941 1.0 60 30.5 32.8 31.1 28.8
11 773 0.16 60 44.0 64.0 44.3 65.7
12 773 1.84 60 41.5 65.6 42.3 69.0
13 773 1.0 9.5 48.9 62.0 49.2 70.6
14 773 1.0 110.5 34.4 69.4 35.2 66.0
15 773 1.0 60 45.2 82.2 43.6 77.3
16 773 1.0 60 43.7 81.4 43.6 77.3
17 773 1.0 60 44.0 76.6 43.6 77.3
18 773 1.0 60 44.4 74.2 43.6 77.3
19 773 1.0 60 43.1 74.4 43.6 77.3
20 773 1.0 60 42.3 79.4 43.6 77.3
Preparation of activated carbon from sugarcane bagasse using ZnCl2
281
3.2. Response surface methodology (RSM)
Analysis of variance (ANOVA) of the quadratic polynomial regression model was utilized to
identify the signification of input variables and output variables as well as relationship between the
responses and the independent factors. Moreover, compatibility of such model was evaluated by
correlation coefficients and adequate precision. According to data of Table 3, the ANOVA results
revealed that the quadratic models at 95 % confidence level were statistically significant.
Table 3. ANOVA for response surface regression model of AC yield and Cu (II) removal.
Source
Degree of
freedom
y1, AC yield (%) y2, Cu (II) ion removal (%)
Sum of
squares
F value P value Sum of square F value P value
Model 9 770.87 70.44 <0.0001
s
5851.96 11.91 0.0005
s
x1
1 466.28 383.45 <0.0001
s
2884.96 52.81 <0.0001
s
x2
1 4.58 3.76 0.0844
n
2747.71 50.31 <0.0001
s
x3
1 235.29 193.49 <0.0001
s
62.58 1.15 0.3123
n
x1
2 1 12.28 10.10 0.0112
s
2308.92 42.28 <0.0001
s
x2
2 1 0.12 0.10 0.7575
n
176.96 3.24 0.1054
n
x3
2 1 3.34 2.74 0.1320
n
146.30 2.68 0.136
n
x1 x2
1 0.0012 0.001 0.9751
n
2548.98 46.67 <0.0001
s
x1 x3
1 48.51 3.76 0.0001
s
6.48 0.12 0.7384
n
x2 x3
1 1.71 193.49 0.2659
n
62.72 1.15 0.3118
n
LOF
a
5 9.36 4.72 0.0791
n
435.85 6.26 0.0499
s
PE
b
4 1.59 – – 55.68 – –
a
Lack of fit,
b
Pure error,
s
Significant at p < 0.05,
n
Not significant at p > 0.05.
Figure 1. Comparison of actual values with predicted values of (left) AC yield and (right) Cu (II) removal.
In detail, values of P < 0.05 implied the model terms were significant. For example, both
AC yield model and Cu (II) ion removal model were significant because of P < 0.0001 and P =
0.0005, respectively. In contrast, values P > 0.05 indicated that the model terms were not
significant. For example, impregnation ratio was not significant for AC yield variable (P =
0.0844) but significant for Cu (II) ion removal variable (P < 0.0001). Besides, one of the
important parameters of compatible model evaluation is difference between observed values and
predicted values. A perfect correlation model describes a negligible variation of such results. It
is obvious that suitable correlations between the actual and predicted values of AC yield and Cu
(II) ion adsorption capacity are shown in Figure 1. Finally, consideration of normal probability
and comparison of observed values and predicted values consolidated significant compatibility
of quadratic regression model for RSM.
Tran Van Thuan, et al.
282
3.3. Optimization of independent variables for maximized responses
Three–dimensional optimization plots consisting of one response and two independent
variables describe the effect of experimental parameters on optimal outputs (Figure 2).
Activation temperature strongly influences both AC productivity (%) and Cu (II) ion uptake
capacity (%). Especially, maximum AC yield and Cu (II) ion removal at temperature 673 K were
achieved with approximately 49 % and 88 %, respectively in Figure 2 (A1) and (B1). Clearly,
the more temperature increased, the more AC yield and Cu (II) ion uptake decreased. One of the
causes for this circumstance is quicker carbonaceous material combustion and larger releasing
volatiles at higher temperature [9].
Figure 2. Three dimensional plots of surface response for (A1 – A3) AC yield and
(B1 – B3) Cu (II) removal.
However, preparation of AC at such moderate temperature could reduce the energy cost
and experimental complication. According to Figure 2 (A1) and (B1), AC yield was not almost
improved for wide range of impregnation ratio (IR), while Cu (II) ion removal efficiency
strongly depended on IR. When IR was enhanced with rate of 0.5 to 1.5, copper uptake capacity
raised 50 – 90 (%). Ucar and his group recognized that different concentrations of ZnCl2
developed the various porosity [10]. As a result, porous space containing inside adsorptive sites
as special functional groups are imposed to adsorb metal ions in aqueous solution. Impregnation
ratio accounts for metal uptake capacity of AC. However, amount of ZnCl2 could be minimized
to avoid environmental pollution and to preserve livings. According to Figure 2 (A2) and (B2),
both activation time and temperature time closely concerned about AC yield and Cu (II) ion
removal. In additional, it is evident that AC yield would be insignificant at the high temperate
and time level. In contrast, facilities of carbonaceous material formation are at 673 K for 30 min
and maximum yield value reaches nearly 50 %. In Figure 2 (B2), optimized Cu (II) ion
adsorption percentage was identified at central position of experimental design. As a result,
temperature of 773 K, impregnation ratio of 1.0 and time of 60 min were suitable conditions
with 77.3 % of removal.
According to Figure 2(A3) and (B3), the impregnation ratio also did not have any
association with production yield significantly. The AC yield was approximately stable at a
fixed activation time point regardless of increasing impregnation ratio from 0.5 to 1.5.
Furthermore, fluctuation range of AC yield was 39 – 47 (%). Both the other variables had close
Preparation of activated carbon from sugarcane bagasse using ZnCl2
283
correlation with Cu (II) ion removal capacity with 77.3 % maximum. Activation temperature
simultaneously influenced both outputs. Impregnation ratio was insignificant for AC synthesis
while it strongly affected Cu (II) ion elimination. And activation time has a moderate domination
for outputs. The results indicated that ZnC2–impregnated sugarcane bagasse using optimized
conditions could improve Cu (II) ion removal efficiency and AC yield (Table 4). As a result,
maximized Cu (II) ion elimination and AC yield using ZnCl2–impregnated sugarcane bagasse
precursor with optimized conditions including activation temperature of 673 K, impregnation
ratio of 1.5 and activation time of 35.2 minutes were also shown with AC yield of 48.8 % (–1.01
% error) and Cu (II) ion elimination of 92.3 % (+4.87 % error). Consequently, those values
indicated that RSM with quadratic regression model obeys actual results.
Table 4. Optimization of the preparation of AC and elimination of Cu (II) ion: Model assessment.
Optimal conditions AC yield Cu (II) ion elimination
x1 (K) x2 (-) x3 (min) Predict (%) Test (%) Error (%) Predict (%) Test (%) Error (%)
673 1.5 35.2 49.3 48.8 –1.01 88.0 92.3 +4.87
4. CONCLUSIONS
In this study, it is recognized that chemical ZnCl2 was the most efficient activation agent
for sugar bagasse treatment in comparison with activation agents including ZnSO4, KOH,
ZnSO4, H3PO4 and H2SO4. Results of ANOVA indicated that quadratic regression models were
significant with P < 0.05. Optimization of AC yield and Cu (II) ion removal using RSM were
investigated with remarked results, 48.8 % and 92.3 %, respectively. Activation temperature
strongly affected both two responses including AC yield and Cu (II) ion removal with optimized
temperature 673
o
K. Effect of impregnation ratio on AC yield was negligible while effect of
impregnation ratio on Cu (II) ion removal were significant with optimized impregnation ratio
1.5. Effect of activation time on AC yield and Cu (II) ion removal was also shown with
optimized condition was 35.2 minutes.
Acknowledgements. This research was funded by Ministry of Industry and Trade under grant number
31.15.ĐTKHCN/HĐ-KHCN.
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TÓM TẮT
ỨNG DỤNG PHƢƠNG PHÁP ĐÁP ỨNG BỀ MẶT (RSM) ĐỂ TỔNG HỢP CARBON HOẠT TÍNH
TỪ BÃ MÍA BẰNG TÁC NHÂN ZnCl2 LÀM VẬT LIỆU LOẠI BỎ ION Cu (II) TRONG NƢỚC
Văn Thuận Trần, Bùi Thị Phƣơng Quỳnh, Phùng Thanh Khoa, Giang Ngọc Hà,
Nguyễn Thị Thƣơng, và Long Giang Bạch*
Viện Kĩ thuật Công nghệ cao NTT, Đại học Nguyễn Tất Thành,
300A Nguyễn Tất Thành, P.13, Q.4, TP.Hồ Chí Minh, Việt Nam
*
Email: blgiangntt@gmail.com
Nghiên cứu này trình bày quá trình tổng hợp carbon hoạt tính từ nguồn nguyên liệu chi phí thấp
(bã mía) sử dụng tác chất hoạt hóa ZnCl2 và đánh giá ảnh hƣởng của các điều kiện tổng hợp
thông qua phƣơng pháp đáp ứng bề mặt (RSM) để làm vật liệu hấp phụ loại bỏ Cu (II) trong
nƣớc. Bài báo đã tiến hành khảo sát các yếu tố ảnh hƣởng: nhiệt độ hoạt hóa, tỉ lệ ngâm hóa chất
và thời gian hoạt hóa dựa trên kết quả phân tích phƣơng sai (ANOVA). Điều kiện tối ƣu cho quá
trình than hóa bã mía dựa trên hiệu suất tạo thành carbon hoạt tính và khả năng loại bỏ Cu (II) sử
dụng phần mềm Design – Expert 9 đƣợc xác định ở nhiệt độ hoạt hóa 673 K, tỉ lệ ngâm hóa chất
ZnCl2 1,5 và thời gian hoạt hóa 35,2 phút. Kết quả ở điều kiện tối ƣu cho hiệu suất chế tạo
carbon hoạt tính là 48,8 % và khả năng hấp phụ Cu (II) trong nƣớc là 92,3 %
Từ khóa: bã mía, carbon hoạt tính, phƣơng pháp đáp ứng bề mặt (RSM).
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