Simulation of a Feedback Control Technique Through Irrigation Canal Junctions

The feedback (closed-loop) control theory was applied to derive a global control algorithm for an irrigation canal with a converged channel junction. The control problem was formulated as an optimal control problem directly using the discrete linear quadratic regulator (LQR) theory. The hydraulic formulation of the flow at a channel junction was complicated because of energy losses, lateral flow approaching angles and flow mixing. Using lateral inflow angles to the downstream channel instead of channel junction angles, based on the momentum flux contribution a momentum equation at channel junctions was derived. The performance of the model was evaluated in terms of deviations in the depths of flow and the upstream gate opening. The variation in the upstream gate opening and the deviations in the depth of flow in the canal reach were not erratic during the simulation period. The system either approached a constant value or came close to the equilibrium condition. This indicates that the optimal control theory (feedback loop) is still applicable on irrigation canals with a combining channel junction. Although a single canal reach was considered in this study to demonstrate in detail a procedure to derive a control algorithm in the presence of a converging channel junction, the same procedure can be used to derive a feedback control algorithm to run irrigation canals with diverging channel junctions or channel junctions with multiple reaches.

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Introduction In recent years, the better operation of canals has become an increasingly important and attainable goal. Improved operation of irrigation conveyance systems will improve service to water users, conserve water through increased efficiency, reduce operation and maintenance costs, increase delivery flexibility, and provide more responsive reactions to emergencies. Timely delivery of the required quantity of water is necessary for improved agricultural production. The supply-oriented operational concept has not been able to provide the needed flexibility in terms of water quantity and timing to achieve improved crop yields and water-use efficiency. The demand-oriented operational concept bases operations on downstream conditions (Bureau of Reclamation, 1995). Most irrigation systems should use this downstream concept. The canal system should be operated to satisfy downstream needs, responding to what is taken out of the system rather than to what is put in. A significant portion of wasted irrigation water is attributed to inefficient canal system operation. Feedback control systems can improve the efficiency of the operation of Turk J Agric For 29 (2005) 391-400 ' T†BÜTAK 391 Simulation of a Feedback Control Technique Through Irrigation Canal Junctions …mer Faruk DURDU Adnan Menderes †niversitesi, Ziraat FakŸltesi, TarÝmsal YapÝlar ve Sulama BšlŸmŸ, 09100 AydÝn - TURKEY Received: 02.11.2004 Abstract: A linear quadratic controller based algorithm was developed for simulating the dynamics of a single-reach irrigation canal with a channel junction. Using the concepts of feedback control theory, an expression for an upstream gate opening of an irrigation canal reach with a channel junction operated based upon a constant-level control was obtained. In the derivation, the canal reach between 2 gates was divided into 5 nodes, and the finite difference forms of the continuity and momentum equations were written for each node. The Taylor series was applied to linearize the equations around equilibrium conditions. At the third node of the canal reach, a channel junction occured and the equations were derived based on the channel junction parameters. The hydraulic description of flow at channel junctions is difficult because of flow approaching angles, energy losses and turbulence. An example problem with a single pool was considered for evaluating the technique used to design a linear quadratic controller (LQR) for irrigation canals with a channel junction. Considering the computational complexity and the accuracy of the results obtained, the LQR feedback control theory was found to be adequate for irrigation canals with channel junctions. Key Words: channel junctions, linear quadratic controller, mathematical modeling, open-channel flow Sulama KanallarÝnÝn BirleßtiÛi Noktalarda Geri-dšnŸßŸmlŸ Kontrol TekniÛinin SimŸlasyonu …zet: Sulama kanallarÝnÝn birleßtiÛi noktalarda suyun kontrolu iin doÛrusal karesel control tekniÛine dayalÝ bir algoritma gelißtirilerek simŸlasyon yapÝlmÝßtÝr. Geribeslemeli control tekniÛi kullanÝlarak kanallarÝn birleßtiÛi noktanÝn memba kÝsmÝndaki kapaÛÝnÝn aÝlÝp kapanmasÝ iin sabit-seviyeli control methoduna gšre bir ifade gelißtirilmißtir. Bu ifadenin ÝkartÝlmasÝnda gšz šnŸne alÝnan havuz (iki kapak arasÝnda kalan kÝsÝm) beß boÛuma bšlŸnmŸß ve her bir boÛum iin sonlu farklar ile ifade edilen sŸreklilik ve momentum eßitlikleri ÝkartÝlmÝßtÝr. Taylor serileri de bir denge konumu gšz šnŸne alÝnarak bu eßitliklere uygulanmÝßtÝr. Havuzun ŸŸncŸ boÛumunda kanal bir baßka kanal ile birleßtiÛinden sŸreklilik ve momentum eßitlikleri de buna gšre ÝkartÝlmÝßtÝr. Birleßen kanaldan gelen akÝßÝn yaklaßÝm aÝsÝ, enerji kayÝplarÝ ve tŸrbŸlansÝ birleßim yerindeki akÝßÝn hidrolik tanÝmÝnÝ zorlaßtÝrmaktadÝr. Gelißtirilen doÛrusal karesel kontrol algoritmasÝnÝ deÛerlendirmek iin bir šrnek problem šzŸlmŸßtŸr. Hesaplamalardaki zorluklar ve simŸlasyondan elde edilen sonular gšz šnŸne alÝnarak, doÛrusal karesel kontrol tekniÛinin birleßen kanallar iin yeterli ve uygun bir teknik olduÛu sonucuna varÝlmÝßtÝr. Anahtar SšzcŸkler: kanallarda birleßmeler, doÛrusal karesel control tekniÛi, matematiksel modelleme, aÝk kanallarda akÝm. *Correspondence to: odurdu@adu.edu.tr irrigation canal networks and increase the dependability of water supply at farm level. With automatic feedback controllers, irrigation distribution networks can have better robustness, reliability and safety, as well as minimize water waste and reduce the cost of operation and maintenance when compared with manual operations (Bureau of Reclamation, 1995). Feedback control systems for gate structures and turnouts have been applied to irrigation canal systems in the past. Over the years, the concepts of feedback control theory have been applied for deriving control algorithms for the real-time control of irrigation canals (Balogun et al., 1988; Begovitch and Ortega, 1989; Reddy et al., 1991; Goussard, 1993; Rodellar et al., 1993; Malaterre, 1994; Malaterre, 1998). Balogun et al. (1988), Garcia et al. (1992), and Durdu (2003, 2004a, 2004b) simulated feedback control concepts for deriving global control algorithms for irrigation canals. However, those algorithms dealt with an irrigation canal without channel junctions and they were designed for an independent irrigation canal. Generally, the canal network is a relatively large system. Accordingly, even using numerical method, simultaneous prediction of flow variables is a challenging problem. Because of this difficulty, the above control algorithms consider a single canal in an irrigation network. This assumption may be used in certain situations. However, the flow phenomenon in an irrigation network is much more complicated than that in a single independent canal. The hydraulic description of the flow at the channel junction is complicated and difficult because of the high degree of flow mixing, separation, turbulence and energy losses (Choi, 1991). Furthermore, the approaching angles of flow into the main canal are important for the numerical solution of flow equations. Therefore, the flow equations at a channel junction node will be different than those at other regular nodes. The objective of this paper is to present a discrete feedback control scheme for the operation of irrigation canals with a converging channel junction. Model Development The governing equations of continuity and momentum (or energy) express the phenomena of the water flow in the irrigation canal network. However, they furnish no direct answers as to the values of discharge and water depths, which are solutions of the basic flow equations, which are functions of time and space. The theoretical analysis is so complicated that solutions can only be obtained by a numerical method. In the operation of irrigation canals, in order to maintain the flow rate into the laterals close to the desired value, decisions regarding the opening of gates in response to random changes in the water withdrawal rates into lateral canals are required. This is accomplished by maintaining the depth of flow or the volume of water in a given pool at a target value. This problem is similar to the process-control problem, in which the state of the system is maintained close to the desired value by using real-time feedback control. In this study, only a single reach of a canal with a channel junction was considered. The reach was divided into N-1 sub-reaches of length D x. There are 5 nodes (N = 5) in the canal reach (Figure 1). For convenience, the spacing between the nodes (D x) was assumed constant. Using a finite-difference approximation, the continuity and momentum equations are written for each node. At the third node, there is a converging channel junction into the main irrigation canal. Because of the approaching angles of flow, energy loss, turbulence, and flow mixing, the continuity and momentum equations will be different at this particular node than those at other regular nodes. In this study, it was assumed that the flow was subcritical throughout the canal and the canal was horizontal and trapezoidal. Gradually varied unsteady channel flow is described by 2 basic partial differential equations (Saint-Venant equations): the continuity and momentum equations. The continuity equation considers the conservation of mass and the momentum equation expresses the conservation of momentum. The Saint-Venant equations, presented below, are used to model flow in irrigation canals: (1) (2) in which Q = discharge, (m3 s-1); A = cross-sectional area of flow, (m2); ql = lateral flow, (m 2 s-1); z = water surface elevation, (m); t = time, (s); x = longitudinal direction of channel, (m); g = gravitational acceleration, (m2 s-1); So = canal bottom slope (mm-1); and Sf = the friction slope, (mm-1). In deriving Eq. (2), the effect of the net 1 A ¶ Q ¶ t + 1 A ¶ Q ¶ x Q2 A = gS0 - gSf - g ¶ x ¶ z ¶ A ¶ t - ¶ Q ¶ x - q1 = 0 Simulation of a Feedback Control Technique Through Irrigation Canal Junctions 392 acceleration terms stemming from removal of a fraction of the surface stream was assumed negligible. In Eqs. (1) and (2), the spatial derivatives were replaced by finite difference approximations by dividing the pool into a few segments (N number of nodes). A central difference scheme was used for the interior nodes (1<j<N), and a forward difference and a backward difference were applied to the first and last nodes, respectively. To solve those equations, the boundary conditions were expressed in terms of the continuity equation (Reddy, 1996): Qi-l,N = Qi,l = Qgi (3) and the gate discharge equation (4) in which Qi-1,N = flow rate through the downstream gate (or node N) of pool i-1, (m3 s-1); Qgi = flow rate through upstream gate of pool i, (m3 s-1); Qi,1 = flow rate through the upstream gate (or node 1) of pool i, (m3 s-1); Cdi = discharge coefficient of gate i; bi = width of gate i, (m); ui = opening of gate i, (m); zi-1,N = water surface elevation at node N of pool i-1, (m); zi,1 = water surface elevation at node 1 of pool i, (m); and i = pool index (i = 0 refers to the upstream constant level reservoir). In Eq. (4), the change in the bottom elevation of the canal across the gate was assumed negligible. At the upstream and downstream nodes of the canal reach, the momentum equation was replaced by the gate discharge equation, Eq. (4), which is basically expressed in terms of depth of flow at these nodes. At each intermediate node, there are 2 unknowns (Q and z). At the upstream and downstream ends, there are 2 unknowns per node (z and u). With N as the number of nodes in the reach, the total number of equations for the reach is 2(N-2) + 2. Therefore, to solve the set of equations, the 2 boundary conditions must be specified. The precise hydraulic description of the flow at a channel junction is complicated and difficult because of the high degree of flow mixing, separation, turbulence and energy losses (Choi, 1991). The influence of the approaching angles (g ) is different, depending upon the discharge ratio between the upstream and downstream (Choi, 1991). The maximum depth difference between the upstream and downstream occurred near the depth ratios of 0.4 to 0.6 in the 30 and 60 degree junctions. On the other hand, the maximum depth difference occurred near the depth ratio of 1.0 in the 90 degree junction. It is noted that the relative upstream flow depth is a function of discharge distribution for various angles of junction (Choi, 1991). In a canal junction, the process of flow mixing and turbulence causes a loss of energy in addition to the friction loss that occurs in the canal itself. The other major process that effects a loss of energy at a junction is flow separation. The separation zone is developed downstream from the entrance of a lateral channel. The momentum of the lateral canal ensures that the flow detaches from the sidewall as it enters the main canal and a separation zone of lower speed with circulating flow is introduced (Choi, 1991). Best and Reid (1984) conducted experiments to determine the maximum width and length of flow separation in the main canal at the section downstream of the junction. Their experiment was based on 15, 45, 70 and 90 degree canal junctions, with Froude numbers between 0.1 and 0.3. Qgi = Cdibiui 2g(zi-l,N - zi,l) …. F. DURDU 393 upstream pool downstream pool z(i+1,1) u(i+1) lateral withdrawal gate 2gate 1 z(i-1,N) u(i) Q 1 2 3 4 5 Nodes D x Figure 1. Schematic of a single canal reach. The experiment showed that the separation width increases with an increase in discharge ratios between the lateral canal and the downstream canal (Choi, 1991). The accurate description of the junction hydraulics is important for realistic and reliable simulation of a feedback controller in an irrigation canals network. In addition to the continuity relationship, the dynamic relationship at the channel junction can be represented by either the energy or momentum equations. In the past, the momentum equation was rarely used because the terms of this equation are vector quantities, and the momentum contribution from upstream channels, especially from the laterally connected upstream channels, is usually difficult to define (Choi, 1991). Even though difficulties exist in applying the vector quantities in the momentum equation for channel junctions, the conservation of momentum at channel junctions may be necessary to consider the effects of channel junction angles and to account for other upstream channel discharge effects. Using lateral inflow angles to the main canal instead of channel junction angles, based on the momentum flux contribution, a momentum equation at channel junctions can be derived. The hydraulic description of flow at channel junctions can be represented by the conservation of momentum between upstream and downstream canal segments, and the junction continuity equation. The momentum equation can be derived by considering the contribution of momentum flux by the upstream and downstream channels. The momentum flux in a downstream channel is equal to the sum of momentum flux from the upstream channels. As illustrated in Figure 2, g is the lateral inflow angle into the downstream canal as opposed to the channel junction angle a . The relationship between g and a in channel junctions has been studied experimentally (Best and Reid, 1984). The lateral inflow angle (g ) to the downstream channel was shown by Best and Reid (1984) to be dependent upon discharge ratios between lateral inflow and downstream outflow and channel junctions angles (a ). The momentum and continuity equations at channel junctions can be presented as follows (Choi, 1991): (5) (6) where Ax is the projection of the cross-sectional area in the longitudinal x-direction in the one-dimensional equation (Ax = A*cos g ), Vx is the velocity component in the x direction, which is longitudinal direction in a dimensional equation (Vx = V*cos g ), and Qx is the discharge in the x direction. The turnouts were assumed to be located immediately upstream of the last node in the canal reach (Figure 1). Although the lateral withdrawals were concentrated at one point, for modeling purposes, it was assumed to be uniformly distributed between the adjacent nodes, and was related to ql of Eq. (1) as follows. The mathematical representation of flow through turnout structures is given as follows (Reddy, 1996): (7) q1 = qi,n∑ n = 1 Oi,j s ¶ Qx ¶ t + ¶ (VxQ) ¶ x + gAx ¶ z ¶ x - S0 + Sf = 0 ¶ Ax ¶ t + ¶ Qx ¶ x = q1 Simulation of a Feedback Control Technique Through Irrigation Canal Junctions 394 g a1 2 53 4 Upstream gate Downstream gate Nodes Qj 2 Qci Qj+1 Main canal Side canal D x Figure 2. Channel junction profile. where s = D x in the case of a backward/forward difference scheme; and s = 2D x in a central difference scheme; D x = distance between 2 nodes, (m); qi,n = withdrawal rate from outlet n of pool i, (m3 s-1); and Oi,j = number of outlets represented around node j of pool i. The Saint-Venant open-channel equations were linearized about an average operating condition of the canal to apply the linear control theory concepts to the problem (Balogun, 1985). Linear control theory is well developed and is easier to apply than nonlinear control theory. To apply linear control theory, Eqs. (1, 2, 5, 6) were linearized about an average operating point. In this study, the derivation of equations for regular nodes was not emphasized. For details about the derivation of the equations for regular nodes, refer to Balogun (1985), Reddy (1990), or Durdu (2003). Using the Taylor series around the average operating point, and truncating terms higher than the first-order, the deviation variables were obtained as follows: d Qi,j = Qi,j — Q0i,j (8) d zi,j = zi,j — z0i,j (9) d ui = ui — u0i (10) d ui+1 = ui+1 — u0i+1 (11) in which Q0, z0, and u0 represent the flow rate, water surface elevation, and gate opening, respectively, at the equilibrium condition; and d Q, d y, and d u represent the deviations in flow rate, water surface elevation, and gate opening, respectively, from the equilibrium condition. In Eqs. (8-11), i is the index of the canal reach, and j is the index of the node in the canal reach. Application of the finite-difference technique, and substitution of Eqs. (8- 11) into Eqs. (1) and (2) results in a set of linear equations (Reddy, 1990) for the regular nodes. For the channel junction node, Eqs. (8-11) were substituted into Eqs. (5) and (6) as follows (Choi, 1991): Continuity equation at channel junction: q [Q+j+1 — (d Q + j + d Q + cj*cosg )/D x] + (1 - q )[d Qj+1 — (d Qj + d Qcj*cosg )/D x] + (1/2 D t)bj+1/2 (d z+j + d z + j+1 - d zj - d zj+1) = q ql + j+1/2 + (1- q ) ql j+1/2 (12) Momentum equation at channel junction: (1/2 D t)[(d Q+j + d Q + cj*cosg ) - (d Qj + d Qcj*cosg ) + d Q+j+1 - d Qj+1) + (q / D x)[d Vj+1d Q + j+1 — d Vcj*cosg (d Q + j + d Q+cj*cos g )] + (1- q )/ D x[ d Vj+1 d Qj+1 - d Vcj*cos g ( d Q + j + d Q+cj*cosg )] + ((q gAx(j+j+1)/2)/D x)(d z + j+1 - d z + j) + ((1- q ) gAx(j+j+1)/2)/D x) (d zj+1 - d zj) = ((q gAx(j+j+1)/2)/ 2)(So + (j+j+1)/2) + ((1-q )gAx(j+j+1)/2)/2) (S0(j+j+1)/2) - ((q gAx(j+j+1)/2)/2)[Sfj+1 + (2Sfj+1/Qj+1) ( d Q + j+1 - d Qj+1) - (2Sfj+1/Kj+1)(¶ Kj+1/¶ h)(d z + j+1 - d zj+1)] - ((q gAx(j+j+1)/2)/2)[Sfj + (2Sfj/(d Qj + d Qcj*cosg )) (( d Q+j + d Q + cj*cos g )- ( d Qj + d Qcj*cos g )) - (2Sfj/Kj) (¶ Kj/¶ z)(d z + j - d zj)] - ((1-q )gAx(j+j+1)/2)/2) Sfj+1 - ((1- q )gAx(j+j+1)/2)/ 2) Sfj + (q /2)ql + (j+j+1/2) Vl + (j+j+1)/2 + ((1-q )/2)ql (j+j+1)/2 Vl(j+j+1)/2 (13) where q is a weighting coefficient, 0 £ q £ 1, which controls the stability of the numerical results; g is flow approaching angles at the channel junction (Figure 2); d Q+j is discharge from time level n+1 at node j (m 3 s-1); Vcj is velocity of flow at the channel junction (ms -1); Qcj is discharge at the secondary canal at time level n (m3 s-1); Sf is friction slope; So is channel bed slope, and ql is lateral flow, (m2 s-1); j is node index; and i is canal reach index. After the substitution of Eqs. (8-11) into momentum and continuity equations for both regular nodes and channel junction node, a set of linear equations was obtained as follows (Malaterre, 1994): A11d Q + j + A12d z + j + A13d Q + j+1 + A14d z + j+1 = A«11d Qj + A«12d zj + A«13d Qj+1 + A«14d zj+1 + C1 (14) A21d Q + j + A22d z + j + A23d Q + j+1 + A24d z + j+1 = A«21d Qj + A«22d zj + A«23d Qj+1 + A«24d zj+1 + C2 (15) where d Q+j and d z + j are discharge and water-level increments from time level n+1 at node j; d Qj and d zj are discharge and water-level increments from time level n at node j; and A11, A«21,É. A12, A22 are the coefficients of the continuity and momentum equations, respectively, computed with known values at time level n. For details about coefficients of linear equations for channel junctions, refer to Choi (1991). Similar equations are derived for channel segments that contain a lateral, a gate structure, a weir or some other type of hydraulic structure. From the equations above, the state of system equation at any sampling interval k can be written, in compact form as follows: AL d x(k+1) = ARd x(k) + Bd u(k) + Cd q(k) (16) …. F. DURDU 395 where A = l x l system feedback matrix, B = l x m control distribution matrix, k = time increment (s); and D q = variation in demands (or disturbances) at the turnouts (m2 s-1). The elements of the matrices A, B, and C depend upon the initial condition. Eq. (16) can be written in a state-variable form along with the output equations as follows (Reddy, 1999): d x(k+1) = Fd x(k) + Gd u(k) + Yd q(k) (17) d y(k) = Hd x(k) (18) where F = (AL) -1 *AR, G = (AL) -1*B, and Y = (AL) -1*C, d x(k) = l x 1 state vector, d u(k) = m x 1 control vector, d q(k) = p x l matrix representing external disturbances (changes in water withdrawal rates) acting on the system, d y(k) = r x 1 vector of output (measured variables), H = r x l output matrix, l = number of dependent (state) variables in the system, m = number of controls (gates) in the canal, p = number of outlets in the canal, and r = number of outputs. The elements of the matrices F , G , and Y depend upon the canal parameters, the sampling interval, and the assumed average operating condition of the canal. In Eq. (17), the vector of state variables is defined as follows (Reddy, 1996): d x = (d Qi,1, d zi,2, d Qi,2,ÉÉ d zi,N-1, d Qi,n-1, d Qi,N) (19) Feedback Control Feedback control is another term to describe closed- loop control (Figure 3). A closed-loop control system utilizes an additional measure of the actual output to compare the actual output with a desired output response. The measure of the output is called the feedback signal. In irrigation canals, feedback type control systems are used to minimize the magnitude and durations of the mismatch between the supply and the demand. Eq. (17) is called the discrete state equation in this study. This equation describes the condition or evolution of the basic internal variables. In hydraulic engineering problems, the depth of flow, flow rate, and velocity as a function of distance can be considered the state or internal variables. Sometimes, the volume of water in a given reach of a canal can also be considered a state variable (Reddy, 1990). In this paper, the water surface elevation and flow rate were considered the state variables. Given the initial conditions [d x(0)], d u, and d q, Eq. (17) can be solved for variations in flow depth and flow rate as a function of time. If the system is really at equilibrium [i.e. d x (0) = 0 at time t = 0] and there is no change in the lateral withdrawal rates (disturbances), the system would continue to be at equilibrium forever; then there is no need for any control action. Conversely, in the presence of disturbances (known or random), the system would deviate from the equilibrium condition. The actual condition of the system may be either above or below the equilibrium condition, depending upon the sign and magnitude of the disturbances. If the system deviates significantly from the equilibrium condition, the discharge rates into the laterals will be different (either more or less) than the desired values. However, in canal operations, the main objective is to keep these deviations to a minimum so that a nearly constant rate of discharge is maintained through the turnouts. The objective of control theory is to find a control law that will bring an initially disturbed system to the desired target value in the presence of external disturbances acting on the system (Reddy, 1996). During the last 2 decades, the concepts of the optimal control theory have been applied for deriving feedback control algorithms for the real-time control of irrigation canals. The application of optimal control theory for the derivation of canal control algorithms eliminates the need for the trial and error procedure that has been traditionally used. In order to maintain the target water levels in the pools at specified values, in the presence of random disturbances acting on the system, Simulation of a Feedback Control Technique Through Irrigation Canal Junctions 396 q(z) disturbances LQR Controller Canal G(z)H(z) U(z) Input Output Figure 3. A feedback control system scheme. the control structures (gates) in the irrigation canal are frequently adjusted. This can be accomplished by applying a large proportional control, in which the change in gate opening is proportional to the changes in flow depths and flow rates, of the following form (Reddy 1996): d u(k) = -K d x(k) (20) where K the m x l controller gain matrix. The selection of values for the elements of the gain matrix is the design problem that is posed here. In the case of a multi-input and multi-output (MIMO) system, since the gains are not uniquely determined, a systematic procedure for the selection of the elements of matrix K is required. The LQR control problem is an optimization problem in which the cost function, J, to be minimized is given as follows: (21) subject to the constraint that -d x(k+1) + Fd x(k) + Gd u(k) = 0 k = 0, ..., K ¥ (22) where K ¥ = number of sampling intervals considered to derive the steady state controller; Qxlxl = state cost weighting matrix; and Rmxm = control cost weighting matrix. The matrices Qx and R are symmetric, and to satisfy the non-negative definite condition, they are usually selected to be diagonal with all diagonal elements positive or zero. The first term in Eq. (21) represents the penalty on the deviation of the state variables from the average operating (or target) condition, where the second term represents the cost of control. This term is included in an attempt to limit the magnitude of the control signal d u(k). Unless a cost is imposed for the use of control, the design that emerges is liable to generate control signals that cannot be achieved by the actuator (Reddy, 1996). In this case, the saturation of the control signal will occur, resulting in system behavior that is different from the closed loop system behavior that was predicted assuming that saturation will not occur (Tewari, 2002). Therefore, the control signal weighting matrix elements are selected to be large enough to avoid saturation of the control signal under normal operating conditions. Eqs (21) and (22) constitute a constrained- minimization problem that can be solved using the method of Lagrange multipliers. This produces a set of coupled difference equations that must be solved recursively backwards in time. For the steady-state case, the solution for d u(k) is the same form as Eq. (20), except that K is given by K = [R + G T SG ]-1 G T SF (23) S is a solution of the discrete algebraic Riccati equation (DARE): F T SF - F T SG [R + G TSG ]-1 G T SF + Qx = S (24) where R = RT > 0 and Qx = QxT ‡ 0. The control law defined by Eq. (20) brings an initially disturbed system to an equilibrium condition in the absence of any external disturbances acting on the system. In hydraulic engineering problems, the depth of flow, flow rate, and velocity as a function of distance can be considered the state or internal variables. Sometimes, the volume of water in a given reach of a canal can also be considered a state variable. Results and Discussion To demonstrate and compare the feasibility of a linear quadratic regulator (LQR) controller, an optimal regulation problem for a discrete-time single pool irrigation canal with a converging channel junction was simulated (Figure 2). An example problem obtained from Reddy (1990) was used in the study. The data used were as follows: length of canal reach = 5000 m, number of nodes = 5, number of subreaches used = 4, D x = 1250 m, channel slope = 0.0003, side slope = 1.0, bottom width = 1.7 m, turnout demand = 2.5 m3 s-1, discharge required at the end of the canal = 0.52 m3 s-1, upstream reservoir elevation = 103.2 m, downstream reservoir elevation = 101.14 m, target depth at downstream end = 1.2 m, gate width = 1.7 m, and gate discharge coefficient = 0.75. First, these data were used to calculate the steady-state values, which in turn were used to compute the initial gate openings and the elements of the F , G , H matrices using a sampling interval of 30 s. The values of the initial gate opening were u1 = 0.8 m and u2 = 0.4 m. The analysis was started by evaluating the system stability. All the eigenvalues of the feedback matrix were positive and had values less than one. The system was also found to be both controllable and observable. In the derivation of the control matrix, G , elements, it was assumed that both the upstream and downstream gates of each reach could be manipulated to control the system dynamics. The downstream-end gate position was frozen at the original steady-state value, and only the upstream-end gate of the given reach was controlled to maintain the system at the equilibrium condition. The effect of variations in the opening of the J = ∑ i = 1 K ¥ [d xT(k)Qxlxl d x(k) + d uT(k)Rmxmd u(k)] …. F. DURDU 397 downstream gate must be taken into account through real-time feedback of the actual depths immediately upstream and downstream of the downstream gate (node N). In the derivation of the feedback gain matrix, R was set equal to 100,000, whereas Qx was set equal to an identity matrix of dimension 8 (the dimensions of the system). In the absence of a well-defined procedure for selecting the elements of these matrices, these values were selected based upon trial and error. First a linear quadratic controller problem was simulated for a single reach canal without a channel junction. The system response was simulated for 7500 s. As demonstrated in Figure 4, the deviations in flow depth at nodes 1, 2 and 5 were high, whereas at nodes 4 and 3, the deviations were close to the equilibrium condition. The highest flow deviation occured at node 1. The deviation in flow depth reached almost 16 cm at this particular node. Since the turnout was located at the downstream end of the reach, the maximum decrease in depth of flow occurred at the last node. Due to the increased opening of the upstream gate to compensate for disturbances at the turnouts, the maximum increase in depth of flow occurred at the upstream gate (Figure 5). At the beginning the upstream gate opening was 0.05 m. However, at the end of the simulation, the position of the upstream gate is below the equilibrium value. This is evidence that the system would eventually return to the equilibrium condition. To bring the system to equilibrium, the variation in gate opening reached its highest value of approximately 0.05 m, and gradually decreased to a small negative value of -0.016 m at 7500 s. After simulating the system for an independent single reach canal, the system was simulated for a single reach canal with a channel junction at node 3. The flow in the side channel converges into the main canal with a 12 degree approaching angle (g ) (Figure 2). The lateral inflow angle (g ) to the downstream canal was shown by Best and Reid (1984) to be dependent upon discharge ratios between lateral inflow and downstream outflow, and the channel junction angle (a ). The side channel discharge was 3 m3 s-1. Because of flow mixing and flow approaching angles, there was a change in backwater surface profiles and in water depth in the main canal. As shown in Figure 6, the flow depth at node 3 was increasing at the beginning of the simulation but it was coming close to the equilibrium position at 7500 s. Along the simulation, the variations in flow depth at node 3 have positive values if compared with the first simulation. Again the highest deviations in flow depth were at nodes 1, 2 and 5. The reason for these deviations was the increased opening of the upstream gate and the decrease in depth of flow at the last node. In addition, because of the channel junction at node 3, there were backwater surface effects at all nodes and water surface levels increased along the main canal. The upstream gate opening increased to 0.09 m at 1500 s and later decreased to below the equilibrium condition at the end of the simulation (Figure 7). In other words, the flow Simulation of a Feedback Control Technique Through Irrigation Canal Junctions 398 0.2 0.15 0.1 0.05 0 -0.05 -0.1 -0.15 va ri at io ns in f lo w d ep th , ( m ) node 1 node 2 node 4 node 3 node 5 0 50 100 150 200 250 duration of simulation, (s) (dt = 30 s) Figure 4. Variations in flow depth for the main canal without channel junction. 0.06 0.05 0.04 0.03 0.02 0.01 0 -0.01 -0.02 va ri at io ns in u ps tr ea m g at e op en in g, ( m ) 0 50 100 150 200 250 duration of simulation, (s) (dt = 30 s) Figure 5. Variations in upstream gate opening for the main canal without channel junction. from the side channel into the main canal starts to show its response to backwater surface profile at 1500 s. When water surface profile increased in the canal reach, the variation in the upstream gate was decreasing steeply. At 2700 s, variations in gate opening approached a constant value, indicating that a new equilibrium condition was established. At the end of the simulation the deviation in gate opening was decreasing to a small negative value of -0.004 m at 7500 s. In the absence of changes in the withdrawal rates, the gate will return to its equilibrium position at steady state. Conclusions The feedback (closed-loop) control theory was applied to derive a global control algorithm for an irrigation canal with a converged channel junction. The control problem was formulated as an optimal control problem directly using the discrete linear quadratic regulator (LQR) theory. The hydraulic formulation of the flow at a channel junction was complicated because of energy losses, lateral flow approaching angles and flow mixing. Using lateral inflow angles to the downstream channel instead of channel junction angles, based on the momentum flux contribution a momentum equation at channel junctions was derived. The performance of the model was evaluated in terms of deviations in the depths of flow and the upstream gate opening. The variation in the upstream gate opening and the deviations in the depth of flow in the canal reach were not erratic during the simulation period. The system either approached a constant value or came close to the equilibrium condition. This indicates that the optimal control theory (feedback loop) is still applicable on irrigation canals with a combining channel junction. Although a single canal reach was considered in this study to demonstrate in detail a procedure to derive a control algorithm in the presence of a converging channel junction, the same procedure can be used to derive a feedback control algorithm to run irrigation canals with diverging channel junctions or channel junctions with multiple reaches. …. F. DURDU 399 Figure 7. Variations in upstream gate opening for the main canal with channel junction. 0.2 0.15 0.1 0.05 0 -0.05 -0.1 -0.15 va ri at io ns in f lo w d ep th , ( m ) 0 50 100 150 200 250 duration of simulation, (s) (dt = 30 s) node 1 node 2 node 3 node 4 node 5 0.1 0.08 0.06 0.04 0.02 0 -0.02 va ri at io ns in u ps tr ea m g at e op en in g, ( m ) 0 50 100 150 200 250 duration of simulation, (s) (dt = 30 s) Figure 6. Variations in depth of flow for the main canal with channel junction. References Balogun, O.S. 1985. Design of real-time feedback control for canal systems using linear quadratic regulator theory, Ph.D. thesis, Department of Mechanical Engineering, University of California at Davis, 230 p. Balogun, O.S., M. Hubbard and J.J. DeVries. 1988. Automatic control of canal flow using linear quadratic regulator theory, J. of Irrigation and Drainage Eng., 114: 75-101. Simulation of a Feedback Control Technique Through Irrigation Canal Junctions 400 Begovitch, O. and R. Ortega. 1989. Adaptive head control of a hydraulic open-channel model, Automatica, 25: 103-107. Best, J.L. and I. Reid. 1984. Separation zone at open-channel junctions. Journal of Hydraulic Engineering, 110: 1588-1594. Bureau of Reclamation Technical Publication. 1995. Canal system automation manual, United States Department of Interior, Bureau of Reclamation Water Resources Services. Choi, G.W. 1991. Hydrodynamic network simulation through channel junctions, PhD Dissertation, Colorado State University, Fort Collins CO. Durdu, O.F. 2003. Robust control of irrigation canals, PhD Dissertation, Colorado State University, Fort Collins CO. Durdu, O.F. 2004a. Regulation of irrigation canals using a two-stage linear quadratic reliable control, Turkish J. Eng. Environ. Sci, 28: 111-120. Durdu, O.F. 2004b. Estimation of state variables for controlled irrigation canals via a singular value based Kalman filter, Fresenius Environmental Bulletin, 13:1139-1150 Garcia, A., M. Hubbard M. and J.J. DeVries. 1992. Open channel transient flow control by discrete time LQR methods, Automatica, 28: 255-264. Goussard, J. 1993. Automation of canal irrigation systems, International Commission on Irrigation and Drainage, New Delhi. Malaterre, P.O. 1994. Modelisation, Analysis and LQR Optimal Control of an Irrigation Canal, Ph.D. dissertation, LAAS-CNRS-ENGREF-Cemagref, France. Malaterre, P.O. 1998. PILOTE: Linear quadratic optimal controller for irrigation canals, J. of Irrig. and Drain. Engrg., 124: 187-194. Reddy, M.J. 1990. Local optimal control of irrigation canals, Journal of Irrigation and Drainage Engineering, 116: 616-631. Reddy, J.M., A. Dia A and A. Oussou. 1991. Design of control algorithm for operation of irrigation canals, J. of Irrig. and Drain. Engrg., 118: 852-867. Reddy, J.M. 1996. Design of global control algorithm for irrigation canals, Journal of Hydraulic Engineering, 122: 503-511. Reddy, J.M. 1999. Simulation of Feedback Controlled Irrigation Canals, Proceedings USCID Workshop, Modernization of Irrigation Water Delivery Systems: 605-617. Rodellar, J., M. Gomez and L. Boner. 1993. Control method for an on- demand operation of open-channel flow, J. of Irrig. and Drain. Engrg., ASCE, 119: 225-241. Tewari, A. 2002. Modern Control Design with Matlab and Simulink, Wiley, New York.

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