In this paper, the constitutive equations of standard gradient models are conveniently described from the expressions of the energy and the dissipation potentials. Our
attention is focussed on the derivation of the governing equations as a generalized Biot
equation, on the formalism of generalized standard materials and on time-dependent processes such as Visco-elasticity or Visco-Plasticity and Progressive Damage. The interest of
gradient terms is explored here in the context of Progressive Damage for the simulation
of crack appearance and crack propagation in an elastic solid.
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Vietnam Journal of Mechanics, VAST, Vol. 33, No. 4 (2011), pp. 293 – 301
STANDARD GRADIENT MODELS AND CRACK
SIMULATION
Nguyen Quoc Son, Nguyen Truong Giang
Laboratoire de Mecanique des Solides
Ecole Polytechnique, 91128 Palaiseau, France
Abstract. The standard gradient models have been intensively studied in the litera-
ture, cf. Fremond (1985) or Gurtin (1991) for various applications in plasticity, damage
mechanics and phase change analysis. The governing equations for a solid have been
introduced essentially from an extended version of the virtual equation. It is shown here
first that these equations can also be derived from the formalism of energy and dissi-
pation potentials and appear as a generalized Biot equation for the solid. In this spirit,
the governing equations for higher gradient models can be straightforwardly given. The
interest of gradient models is then discussed in the context of damage mechanics and
crack simulation. The phenomenon of strain localization in a time-dependent or time-
independent process of damage is explored as a convenient numerical method to simulate
the propagation of cracks, in relation with some recent works of the literature, cf. Bour-
din & Marigo [3], Lorentz & al [5], Henry & al [12].
Keywords: Gradient and higher gradient models, damage mechanics, standard visco-
plasticity, localization and crack propagation.
1. INTRODUCTION
The introduction of the gradients of the state variables such as the strain, the inter-
nal parameter and even the temperature in Solid Mechanics has been much discussed in
the literature since the pioneering works of Mindlin and Toupin in second-gradient elastic-
ity. Especially, in the two last decades, standard gradient theories has been considered in
many papers, cf. for example [4], [6], [8] , [9], [18], for the modeling of phase change and of
solids with microstructures. In particular, in Frémond or Gurtin’s approach, the governing
equations have been originally derived from an additional virtual work equation. These
models have been applied in various applications such as gradient plasticity and gradient
damage.
The objective of this paper is to revisit the proposed approach. Using the formalism
of the generalized standard materials [16], it is first shown that a dissipation analysis
can be considered in order to derive the general expression of the governing equations for
the internal parameters in terms of the energy and dissipation potentials. Gradient and
higher-gradient models can be discussed in the same spirit. In particular, the governing
294 Nguyen Quoc Son, Nguyen Truong Giang
equations for the standard gradient models can be written as a generalized Biot equation
for the solid.
The interest of gradien models is then discussed in the context of damage mechanics
and crack simulation as an illustrating example. The phenomenon of strain localization
in a time-dependent or time-independent process of damage is explored as a convenient
numerical method to simulate the propagation of cracks, in the light of some recent works
of the literature, cf. Bourdin & Marigo [3], Lorentz & al [5], Henry & al [12].
2. STANDARD GRADIENT MODELS
In the internal variable framework, the thermo-mechanical response of a solid V in a
reference configuration is described by the fields of displacement u, of internal parameter φ
and of temperature T . The internal parameter is a scalar or a tensor and represent phys-
ically hidden parameters such as micro-displacements or phase proportions or anelastic
strains, etc.
Standard gradient models for the internal parameter assume that the set of state
variables (∇u, φ,∇φ, T ) is necessary and sufficient to describe the material behaviour. The
constitutive equations can be given in the following way (cf. Fremond , Gurtin,..) in an
isothermal transformation:
2.1. Generalized Forces and Virtual Work Equation
It is first accepted that the state variables (∇u, φ,∇φ) are associated with the
generalized forces σ,X, Y such that a generalized virtual work equation holds:
Pi + Pj = Pe ∀δu, δφ (1)
with
Pi =
∫
V
(σ · ∇δu+X · δφ+ Y · ∇δφ)dV
Pj =
∫
V
ρu¨ · δudV
Pe =
∫
V
(fvu · δu+ fvφ · δφ)dV +
∫
∂V
(fsu · δu+ fsφ · δφ)da
(2)
where (fvu, fsu) and (fvφ, fsφ) are respectively external body and surface forces associ-
ated with the dispacement and the internal parameter. This means that the mechanical
equilibrium equations hold for the stress
∇ · σ + fvu = ρu¨ ∀x ∈ V
σ · n = fsu ∀x ∈ ∂V (3)
and the following constitutive equilibrium equations hold for the internal parameter after
intergration by parts
∇ · Y −X + fvφ = 0 ∀x ∈ V
Y · n = fsφ ∀x ∈ ∂V (4)
These equations are easily understood when φ is a micro-displacement, X is then an
internal volume force and Y is a micro-stress in the same spirit as stress σ.
Standard Gradient Models and Crack Simulation 295
2.2. Energy and Dissipation Potentials
Standard gradient models also assume that there exist an energy potential w and a
dissipation potential D per unit reference volume such that the following equations hold:
w = w(∇u, φ,∇φ), D = D(∇u˙, φ˙,∇φ˙,∇u, φ)
σ = σe + σd, σe = w,∇u , σd = D,∇u˙
X = Xe +Xd, Xe = w,φ , Xd = D,φ˙
Y = Ye + Yd, Ye = w,∇φ , Yd = D,∇φ˙
(5)
when the potentials w and D are respectively smooth functions with respect to the state
variables and the fluxes and the dissipation potential is assumed to be state-dependent via
the current value of ∇u, φ. The force-flux relationships Xd = D,φ˙ , Yd = D,∇φ˙ describe a
time-dependent behaviour of the materials and are commonly discussed in Visco-Elasticity,
Visco-plasticity, in Phase change as in Damage Mechanics.
The case of convex but non-smooth dissipation potentials is also interesting in
Solids Mechanics. For example, D is a convex, positive homogeneous of degree 1 in time-
independent processes such as friction, plasticity, brittle fracture and brittle damage. In
this case, the relationships between dissipative forces and fluxes in (5) must be specified
as in Classical Plasticity, cf. [15].
2.3. Governing Equations
The equations (3), (4),(5) are the governing equations of a standard gradient model.
In terms of the two potentials, the governing equations for the fields of unknown u,Φ are
∇ · (w,∇u+D,∇u˙ ) + fvu = ρu¨ ∀x ∈ V
(w,∇u+D,∇u˙ ) · n = fsu ∀x ∈ ∂V
∇ · (w,∇φ+D,∇φ˙ )− w,φ−D,φ˙+fvφ = 0 ∀x ∈ V
(w,∇φ+D,∇φ˙ ) · n = fsφ ∀x ∈ ∂V
(6)
These equations describe the response of the solid from an initial position of state
and velocity. The forces fvφ and fsφ appears as physical data. In this spirit, the condition
fvφ = 0 and fsφ = 0 has been denoted as the constitutive insulation condition
following a terminology due to Polizzotto [18]. The response of a solid under insulation
condition has been discussed by several authors, cf. [6], [18], [4], [13].
3. GENERALIZED STANDARD FORMALISM AND BIOT EQUATION
In fact, these equations can also be derived in an alternative way, without any as-
sumption on the extended virtual work equation. Indeed, it is established in this section
that the governing equations (6) can be also derived directly from the formalism of genner-
alized standard materials [11]. This formalism states that the dissipative forces, obtained
from the expression of the dissipation, are also derived from the dissipation potential. The
expression of the dissipation can be obtained in full details from the entropy production
of the solid in a thermodynamical analysis, [17], [18]. For the sake of clarity, only a pure
mechanical analysis is given here:
296 Nguyen Quoc Son, Nguyen Truong Giang
3.1. Dissipation Analysis
Indeed, the solid V admits as energy and dissipation potentials:
W(U) =
∫
V
w(∇u, φ,∇φ)dV, D(U˙,U) =
∫
V
D(φ˙,∇φ˙, φ)dV (7)
where U = (u,Φ) denotes the fields of displacement and internal parameter. Under the
applied forces (Bold face uppercase letters as Φ or u refer to fields whereas normal letters
φ and u refer to local values)
F · δU =
∫
V
fvu · δudV +
∫
∂V
fsu · δuda (8)
and insulation condition, the dissipation of the solid is by definition the unrecoverable part
of the received energy per unit time
DV = F · U˙− d
dt
(W(U) +Kt) (9)
where Kt =
∫
V ρ/2u˙
2dV denotes the kinetic energy. Taking account of the fundamental
law of dynamics, it follows that
DV =
∫
V
((σ − w,∇u ) : ∇u˙− w,φ ·φ˙− w,∇φ ·∇φ˙)dV ≥ 0 (10)
3.2. Generalized Standard Formalism
The dissipation DV is a product of forces and fluxes. For any field of fluxes (δu, δΦ)
defined on V , the power of the dissipative forces Fd is
Fd · δU =
∫
V
((σ − w,∇u : ∇δu− w,φ ·δφ− w,∇φ ·∇δφ)dV (11)
The generalized standard formalism consists of admitting that
Fd · δU = D,U˙ ·δU ∀δU (12)
Thus∫
V
(D,∇u˙ ·∇δu+ (D,φ˙−∇ ·D,∇φ˙ ) · δφ)dV +
∫
∂V
n ·D,∇φ˙ ·δφda
=
∫
V
((σ − w,∇u ) : ∇δu− (w,φ · − ∇ · w,∇φ ) · δφ)dV −
∫
∂V
n · w,∇φ ·δφda, ∀δu, δφ
(13)
For any tensor fields F and G, the variational condition
∫
V (F · δφ+G : ∇δφ)dV = 0 for
all δφ, which can be written as
∫
V (F − ∇ · G) · δφdV +
∫
∂V (G · n) · δφda = 0 for all δφ,
implies after Haar lemma that F −∇·G = 0 in V and that G ·n = 0 on ∂V . It results from
a classical argument (Haar lemma in Variational Calculus) that the following equations
Standard Gradient Models and Crack Simulation 297
hold:
∇ · (σ − w,∇u−D,∇u˙ ) = 0
w,φ−∇ · w,∇φ+D,φ˙−∇ ·D,∇φ˙= 0, ∀x ∈ V
(σ − w,∇u−D,∇u˙ ) · n = O
(w,∇φ+D,∇φ˙ ) · n = 0, ∀x ∈ ∂V
(14)
It is then clear that the governing equations (6) are recovered.
3.3. Extended Biot Equation
It follows that the governing equations and associated boundary conditions are the
local expressions of a global Biot equation
W,U+D,U˙ = F (15)
In this spirit, the presence of higher gradients of the internal parameter can also be taken
into account. For example, if the expression of the energy includes the second gradient
w(∇u, φ,∇φ,∇∇φ), the same approach leads to the following bulk equations for φ
w,φ+D,φ˙−∇ · (w,∇φ+D,∇φ˙ ) +∇ · ∇ · (w,∇∇φ+D,∇∇φ˙ ) = fv∀x ∈ V (16)
and to appropriate boundary conditions.
Finally, for a standard gradient or higher-gradient model, the evolving equations
for the displacement and the internal parameter of the solid submitted to a loading path
F(t) = (fvu(t), fsu(t)) are given by an extended expression of Biot equation [2]:
δw
δu
+
δD
δu˙
= fvu − ρu¨
δw
δφ
+
δD
δφ˙
= fvφ
∀x ∈ V
+ appropriate boundary conditions
(17)
with the popular notation
δw
δφ
= w,φ−∇ · w,∇φ+∇∇ · w,∇∇φ−..... (18)
4. ILLUSTRATION IN DAMAGE MECHANICS : DAMAGE
LOCALIZATION AND CRACK SIMULATION
Gradient models have been much considered in visco-plasticity as well as in damage
mechanics, cf. [1], [13], [10]. In particular the phase-field method, which is very popular
in the study of different phenomena of diffusion and phase change, deals principally with
gradient models of visco-elasticity, cf. for example [12]. Many discussions have been devoted
to the problem of strain localization and fracture, especially in the numerical computation
of elastic-plastic solids. These works deal principally with the insulation case fvφ = 0 and
fsφ = 0 because of the difficulty to define physically these actions.
298 Nguyen Quoc Son, Nguyen Truong Giang
The practical interest of gradient models in the modeling of multi-physic phenomena
in solids is here considered in the light of the recent works on the problem of strain
localization in damage mechanics cf. for example [3], [5], [7], [12].
4.1. A model of viscous damage
The internal parameter φ ≥ 0 is here the damage indicator, φ = 0 if no damage and
φ = +∞ if full damage. A simple visco-plastic model of damage is considered with the
following expressions of the energy and of the dissipation potentials
w = e−αφwe`(∇u) + h2φ
2 +
g
2
|∇φ|2 + wcφ
D =
ξ
2S
φ˙2 +
η
2S
∇φ˙2
(19)
where α, h, g and ξ, η are constants, we` the elastic energy:
we` =
1
2
λ2kk + µ : , = (∇u)s (20)
and S = S(∇u, φ) is a given state-dependent number. From (6), the governing equations
for the response of the solid are:
∀x ∈ V : ∇ · σ + fvu = 0, σ = e−αφ(λkkI + 2µ)
(ξI − η∆)φ˙ = S(−hφ+ g∆φ+ αe−αφwe`(∇u)− wc)
∀x ∈ ∂V : gφ,n + η
S
φ˙,n = 0
∀x ∈ ∂Vu : u = ud(t)
∀x ∈ ∂Vf : σn.n = fsu
(21)
It is clear that both gradient terms in the expressions of the energy or dissipation
potentials lead to a certain everage operation. The influence of these terms can be discussed
separately.
These equations show also in the particular case S = 1 that an full-equilibrium state
for the solid under a given load is a stationary point of the energy functional:
J(u,Φ) =
∫
V
w(∇u, φ,∇φ)dV −
∫
V
fvu · udV −
∫
∂V
fsu · uda (22)
since δJ(u,Φ) = 0 at equilibrium. It has been shown in the works of Bourdin, Francfort and
Marigo, cf. [3] that the search for a minimum of this functional is particularly interesting
when the internal length scale ` is introduced as h = G` , g = G`, cf. [3]. For vanishing
`, the search for full-equilibrium states has a strong connection with the apparition of
Griffith cracks of surface energy G. This result gives an interesting method to detect the
apparition of Griffith cracks as the limit of damage zones, cf. [3], [7], [14].
For η = 0, in order to take into account the fact that the damage could extend only
when the pressure is negative i.e. when σkk > 0, the following choice can be introduced:
S = 1 if σkk ≥ 0, 0 < S 1 if σkk < 0 (23)
Standard Gradient Models and Crack Simulation 299
The constraint φ˙ ≥ 0 can also be introduced to describe the irreversible aspect of damage.
In this case, the governing equations are
∀x ∈ V : ∇ · σ + fvu = 0, σ = e−αφ(λkkI + 2µ)
ξφ˙ = S +
∀x ∈ ∂V : gφ,n = 0
∀x ∈ ∂Vu : u = ud(t)
∀x ∈ ∂Vf : σ · n = fsu
(24)
where S is given by (23) and + is the positive part of a :
+= a if a > 0, += 0 if a < 0.
4.2. Numerical simulation
The system of equations (21) is studied numerically with η = 0 in order to ob-
tained the equilibrium state of the solid under a displacement-controlled loading. A time-
discretization by an explicit scheme is adopted
ξ
φn+1 − φn
tn+1 − tn = (S(−hφ+ g∆φ+ αe
−αφwe`(∇u)− wc))n. (25)
For S = 1, it represents exactly the gradient method to obtain a minimum (local) of the
energy functional from a given initial state. For different values of `, the localization of the
damage at equilibrium is considered. The Figs. 1, 2, 3 represent three simple examples of
crack propagation simulated by damage analysis following the model.
GIBI FECIT
SCAL
>−9.45E+00
< 1.04E+01
−8.7
−7.7
−6.8
−5.8
−4.9
−3.9
−3.0
−2.0
−1.1
−0.15
0.79
1.7
2.7
3.6
4.6
5.5
6.5
7.4
8.4
9.3
10.
Fig. 1. Damage propagation in a plate with circular hole under displacement control
300 Nguyen Quoc Son, Nguyen Truong Giang
GIBI FECIT
VAL − ISO
> 0.00E+00
< 3.00E+00
0.12
0.26
0.40
0.55
0.69
0.83
0.98
1.1
1.3
1.4
1.5
1.7
1.8
2.0
2.1
2.3
2.4
2.5
2.7
2.8
3.0
Fig. 2. The propagation in mixed mode simulated by damage
GIBI FECIT
VAL − ISO
> 0.00E+00
< 5.00E+00
0.20
0.44
0.67
0.91
1.2
1.4
1.6
1.9
2.1
2.3
2.6
2.8
3.1
3.3
3.5
3.8
4.0
4.2
4.5
4.7
5.0
Fig. 3. The propagation and bifurcation of a system of 3 linear cracks
5. CONCLUSION
In this paper, the constitutive equations of standard gradient models are conve-
niently described from the expressions of the energy and the dissipation potentials. Our
Standard Gradient Models and Crack Simulation 301
attention is focussed on the derivation of the governing equations as a generalized Biot
equation, on the formalism of generalized standard materials and on time-dependent pro-
cesses such as Visco-elasticity or Visco-Plasticity and Progressive Damage. The interest of
gradient terms is explored here in the context of Progressive Damage for the simulation
of crack appearance and crack propagation in an elastic solid.
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Received July 1, 2011
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