Two new phenothiazine derivatives, PDA and PyP, have been successfully synthesized via
Buchwald-Hartwig C-N coupling amination with the present of catalytic palladium. The
chemical structures of these products were analyzed by 1H NMR spectra while light absorption
properties were characterized via UV – Vis spectroscopy in a series of different concentrations
of each compound. The analyzed data showed that these products are able to absorb ultraviolet
between 230 and 355 nm with exceptional molar absorption coefficients. In next procedure,
these potential monomers will be used as donor units in the polymerization of novel D-A
conjugated polymers.
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Vietnam Journal of Science and Technology 56 (3B) (2018) 177-183
SYNTHESIS OF PHENOTHIAZINE DERIVATIVES AS
NOVEL MOIETIES TOWARD UTILIZATION IN ALTERNATIVE
DONOR – ACCEPTOR CONJUGATED POLYMERS
Truong Tung Khuong
1
, Nguyen Tran Ha
1, *
, Le Anh Kien
2
1
Faculty of Materials Technology, Ho Chi Minh City University of Technology,
Vietnam National University, 268 Ly Thuong Kiet, District 10, Ho Chi Minh City
2
Tropical Environmental Institute,
57 Truong Quoc Dung, Phu Nhuan District, Ho Chí Minh City
*
Email: nguyentranha@hcmut.edu.vn
Received: July 13, 2018; Accepted for publication: xxx, 2018
ABSTRACT
Two new phenothiazine – based structures, including 4-(10H-phenothiazin-10-yl)-N,N-
diphenylaniline (PDA) and 10-(pyren-1-yl)-10H-phenothiazine (PyP) were synthesized via
Buchwald-Hartwig C-N coupling amination using catalytic palladium modulated by electron-
rich ligands. Chemical structures were analysed via proton nuclear magnetic resonance (
1
H
NMR) spectroscopy. Then, photo-properties were characterized by UV – Vis absorption
spectroscopy in various concentrations of each product. The results showed that PDA and PyP
are highly potential donor units for well-performed donor – acceptor conjugated polymers.
Keywords: C-N coupling, Buchwald-Hartwig amination, phenothiazine – based structures, donor
units.
1. INTRODUCTION
Since Alan J. Heeger, Alan G. MacDiarmid and Hideki Shirakawa were awarded jointly the
Nobel Prize in Chemistry 2000 for their discovery and development of conductive polymers,
conjugated polymers have been attracting great concern from scientists as well as businesses
thanks to their widespread applications in a broad range of fields. Among the various types of
this materials that have been researched and developed for the many years the donor – acceptor
conjugated polymers (D – A CPs) with its distinctive structure have offered a large variety of
applications, especially in the field of flexible electronic applications.
The most noticeable point in the structure of D – A CPs is that they have two alternating
moieties along their polymer backbone, involving an electron-rich donor and an electron-
deficient acceptor. When compared with the classic classes, such as poly(3-hexylthiophene-2,5-
diyl), polyacetylene, having only one moiety, this type of CPs have presented obvious
advantages, especially the low energy bandgap, high mobility charge carriers and the ability to
Truong Tung Khuong, Nguyen Tran Ha, Le Anh Kien
178
tune energy level [1, 2]. As a result of well-performed properties, this kind of CPs have been
researched and applied in several devices, such as organic field-effect transistors (OFETs) [3-5],
electrochromic device (ECDs) [6, 7], and organic solar cells (OSCs) [2, 8]. The development of
novel donor and acceptor units have also achieved dramatic progresses. While
diketopyrrolopyrrole, isoindigo, and indacenodithiophene are currently considered the most
common acceptor units, the evolution of donor moieties have branched in many routes, such as
cyclopenta[2,1-b:3,4-b']dithiophene, dithieno[3,2-b:2',3'-d]silole, dithieno[3,2- b:2',3'-d]pyrrole,
and 2,7-carbazole [8].
Although there are not many reports about phenothiazine derivatives for synthesis D – A
CPs presenting high performance in OFETs [9-11], this aromatic class still has great potential
due to its modification and combination ability. Therefore, in this study, we have described the
synthesis and investigated the chemical structures as well as photo-characteristics of two novel
modified phenothiazine compounds that can be used as electron-rich units in D-A CPs.
2. EXPERIMENTAL SECTION
2.1. Materials
All reagents or starting materials used in this research were commercial products.
Triphenylamine (98 %), pyrene (98 %), phenothiazine (PT, 99 %), Pd(OAc)2 (99 %), N-
bromosuccinimide (NBS), sodium tert-butoxide (NaOt-Bu, 98 %), and tri-tert-butylphosphine
(P(t-Bu)3, 99 %) were supplied by Sigma Aldrich. Potassium carbonate (K2CO3, 99 %) was
purchased from Merck. All solvents, including toluene, hexane, ethyl acetate (EtOAc), dimethyl
formamide (DMF), and chloroform (CHCl3), were used as received or purified or dried by
known methods. Silica gel 60A (Fisher Scientific) was used in the separation and purification of
compounds by column chromatography.
2.2. Instrumentation
1
H NMR spectra were recorded at room temperature in deuterated chloroform (CDCl3) with
tetramethylsilane (TMS) as an internal reference, on a Bruker Avance spectrometer (500 MHz)
while UV – Vis absorption spectra were obtained on a UV-Vis 2450 spectrophotometer.
2.3. Synthesis of 4-bromo-N,N-diphenylaniline (4BA)
The reaction condition for 4BA synthesis was similar to the literature [12]. Firstly,
triphenylamine (294.4 mg, 1.20 mmol) and anhydrous DMF (4 mL) were added to a 50 mL two
– necked flask at 0 °C. Aluminum foil was thoroughly wrapped around to cover the reaction
vial, blocking out light. In the dark, N-bromosuccinimide (NBS) (213.6 mg, 1.20 mmol) in 2 mL
anhydrous DMF was slowly added to this solution using dropping funnel, and stirred for 4 h at
0 °C and 20 h at room temperature. Then, the reaction was terminated with a 2 M HCl solution,
extracted with CHCl3 and dried with anhydrous K2SO4. The product was purified using column
chromatography (hexane) to afford white solid (376.9 mg, 96.9 %).
1
H NMR (500 MHz,
CDCl3), δ (ppm): 7.30 (m, 6H), 7.07 (m, 6H), 6.93 (d, 2H). Percent purity (%, by 1H NMR):
97 %.
Synthesis of phenothiazine derivatives as novel moieties toward utilization in
179
2.4. Synthesis of 1-Bromopyrene (1BP)
The procedure resembles that for preparing 4BA. Pyrene (242.7 mg, 1.20 mmol) and
anhydrous dimethyl formamide (DMF) (4 mL) were added to 50 mL 2 – necked flask at 0 °C.
Aluminum foil was thoroughly wrapped around to cover the reaction vial, blocking out light. In
the dark, N-bromosuccinimide (NBS) (213.6 mg, 1.20 mmol) in 2 mL anhydrous DMF was
slowly added to this solution using dropping funnel, and stirred for 4 h at 0 °C and 20 h at room
temperature. Next, the reaction was terminated with a 2 M HCl solution, extracted with CHCl3
and dried with anhydrous K2SO4. The product was purified using column chromatography
(hexane) to afford white solid (329.6 mg, 97.7 %).
1H NMR (500 MHz, CDCl3), δ (ppm): 8.41
(d, 1H), 8.24 - 8.19 (m, 3H), 8.16 (d, 1H), 8.09 (d, 1H), 8.04 - 7.98 (m, 3H). Percent purity (%,
by
1
H NMR): 96 %.
2.5. Synthesis of 4-(10H-phenothiazin-10-yl)-N,Ndiphenylaniline (PDA)
The experiment conditions were referred and chosen based on the literature [13-15]. A 50
mL storage flask equipped with a magnetic stir bar was flamed under vacuum and back filled
with nitrogen three times. The flask was then charged with NaOt-Bu (72.1 mmg, 0.750 mmol,
1.5 eq), Pd(OAc)2 catalyst (4.5 mg, 0.020 mmol, 4 mol%), P(t-Bu)3 ligand (8.1 mg, 0.040 mmol,
8 mol%), PT (129.5 mg, 0.650 mmol, 1.3 eq), 4BA (162.1 mg, 0.500 mmol, 1.0 eq) and dry
toluene (5 mL). Next, the flask was placed in an oil bath at 110 °C with stirring for 6 h. After
being cooled to room temperature, the mixture was diluted with CHCl3, washed with brine,
water, dried with K2SO4, and purified using column chromatography (EtOAc: hexane = 1:30).
The product was dried under reduced pressure to gain 157.4 mg of a white solid (71.1 % yield).
1
H NMR (500 MHz, CDCl3), δ (ppm): 7.30 (t, 4H), 7.19 (m, 8H), 7.07 (t, 2H), 6.97 (d, 2H), 6.88
(t, 2H), 6.79 (t, 2H), 6.32 (d, 2H). Percent purity (%, by
1
H NMR): 97%.
2.6. Synthesis of 10-(pyren-1-yl)-10H-phenothiazine (PyP)
This reaction was also carried out in oven-dried flask under purified nitrogen. To simplify
the issue, the procedure for synthesizing PyP was calculated in regard to the reaction PDA. The
only difference was the adding substance step, instead of 4BA, 1BP (140.6 mg, 0.500 mmol, 1.0
eq) was added to the flask. After the similar treatment and purification processes, the product
was dried under reduced pressure to gain 146.4 mg of a yellowish white solid (73.3 % yield).
1
H
NMR (500 MHz, CDCl3), δ (ppm): 8.38 - 8.06 (m, 9H), 7.06 (d, 2H), 6.78 (t, 2H), 6.67 (t, 2H),
5.98 (d, 2H). Percent purity (%, by
1
H NMR): 96 %.
3. RESULTS AND DISCUSSION
The structure and synthesis routes of two new monomers are illustrated
in Scheme 1. In the first step, the brominations of triphenylamine and pyrene, which were
carried out by using NBS in DMF, performed high conversions with 96.9 % and 97.7 %,
respectively. The chemical structures of these intermediate products were characterized via
1
H
NMR spectra. When compared to corresponding results in reported articles [12, 16], the
chemical shifts and protons’s integration of prepared 4BA and 1BP were revealed the similar
outcomes. After that, two new monomers, involving PDA and PyP, were gained through the
amination reactions. The results which were based on Buchwald-Hartwig C-N coupling method
Truong Tung Khuong, Nguyen Tran Ha, Le Anh Kien
180
[17] performed upper 70 % yields in both two reactions. At the final step, the chemical
structures and optical properties of these substances were analysed and discussed.
Scheme 1. Synthetic routes of PDA and PyP.
Figure 1, 2 presented the
1
H NMR spectra of two novel phenothiazine – based compounds,
PDA and PyP. After analyzed, the data showed that chemical shifts and integration of protons in
each spectrum are in accordance with the designed molecule structures. As can be seen from
Figure 1, specific peaks of the phenothiazine ring and triphenylamine moiety were found
between 7.30-6.32 ppm while the peak corresponding to nitrogen-bounded proton (in PT
molecule) could not be found, which means that the C - N bond have been formed. In Figure 2,
the
1
H NMR spectra also exhibited specific peaks belonging to phenothiazine moiety along with
the multiple-peaked range from 8.38 to 8.06 ppm corresponding to pyrene aromatic. These
results indicated that targeted materials have been prosperously produced by virtue of the
selected procedures.
Figure 1.
1
H NMR spectrum of PDA.
Synthesis of phenothiazine derivatives as novel moieties toward utilization in
181
Figure 2.
1
H NMR spectrum of PyP.
Figure 3. UV-Vis absorption spectra of PDA (a) and PyP (b) in CHCl3
Figure 3. UV-Vis absorption spectra of PDA (a) and PyP (b) in CHCl3.
The absorption spectra of PDA and PyP were demonstrated in Figure 3a, 3b with five
different concentrations from 10 to 50 M. All samples were dissolved in chloroform and loaded
in cuvettes having 1 cm path length. By applying the Beer-Lambert-Bouguer law, the molar
absorption coefficient ε of each max was defined as the slope of the linear interpolant
(demonstrated in corresponding graphs on the left of spectra). From an overall perspective,
these phenothiazine – cored compounds exhibited remarkably absorption in ultraviolet range
from about 230 to 355 nm. In Figure 3a, there were two separate peaks at 258 and 304 nm that
giving maximum coefficients ε of 33450 and 27160 (M-1cm-1) respectively. In Figure 3b, beside
a peak at 252 nm, two other peaks at 341 and 326 nm were performed noticeable ε values of
41670 and 42160 (M
-1
cm
-1
) when being compared to those values of quite similar chemical
structures in previous reports [18, 19].
a
b
c
d
e
f
h
g
i
j
j
k
l m
a
b d
e – m
c
Truong Tung Khuong, Nguyen Tran Ha, Le Anh Kien
182
Figure 4. Difference in molar absorption coefficient ε between PDA and PyP. Both samples were
taken at 50 M in chloroform.
The distinctions in molar absorption coefficient ε between PDA and PyP in the same
concentration were illustrated in Figure 4. PyP presented totally better absorption ability with
much higher coefficient values, and its absorption wavelength extended to the near-violet range.
These mentioned consequence have implied that both products can be used as donor units for the
utilization of D – A CPs, especially PyP.
4. CONCLUSIONS
Two new phenothiazine derivatives, PDA and PyP, have been successfully synthesized via
Buchwald-Hartwig C-N coupling amination with the present of catalytic palladium. The
chemical structures of these products were analyzed by
1
H NMR spectra while light absorption
properties were characterized via UV – Vis spectroscopy in a series of different concentrations
of each compound. The analyzed data showed that these products are able to absorb ultraviolet
between 230 and 355 nm with exceptional molar absorption coefficients. In next procedure,
these potential monomers will be used as donor units in the polymerization of novel D-A
conjugated polymers.
Acknowledgements. This research was fully supported by the Vietnam National Foundation for Science
and Technology Development (NAFOSTED) under grant number “104.02-2016.56”.
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