Using U-Bolt for Fixing the Axle of Elevator Deviation Pulleys
The bolt and u-bolt connection for fixing the
position of deviation pulley on elevator traction
machine is analyzed. The critical stress in the bolt or
u-bolt depends not only on its dimensions, but
significantly on the angle of contact between the rope
and traction pulley. So, in order to choose the
adequate size of bolt or u-bolt, it is necessary to
consider the followings:
The diameter of bolt or u-bolt must be selected
accordingly with the angle of contact. Ignoring the
influence of contact angle can lead to unsafe
connection, especially when this angle is small.
When using u-bolt to fix the pulley axle, the ubolt diameter must be calculated specifically. Taking
the same diameter as the bolt in the standard
connection can cause the exceeding of stress.
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Journal of Science & Technology 122 (2017) 012-016
12
Using U-Bolt for Fixing the Axle of Elevator Deviation Pulleys
Trinh Dong Tinh
Hanoi University of Science and Technology, No. 1, Dai Co Viet, Hai Ba Trung, Hanoi, Viet Nam
Received: March 24, 2017; Accepted: November 03, 2017
Abstract
Deviation pulleys are used on the elevator traction machines to ensure given distance between the
suspension ropes attached to elevator car and counterweight or/and to increase the number of suspension
rope falls (roping 2:1 or 4:1). With simple structure, the u-bolts are used widely to fix the axle of these
pulleys. In many cases, these bolts are selected or made approximately and it can lead to inadequate
selection. This paper presents some results of research concerning the calculation of u-bolts for above
mentioned purpose with goal to ensure elevator safe performance. Different angles of contact between the
rope and the traction pulley were considered to estimate their influence on the stress in the u-bolt and the
standard bolt, then gives some recommendations when choosing or making u-bolts for fixing the deviation
pulley axle.
Keywords: U-bolt, Rope deviation pulley, Elevator
1. Introduction *
Fig. 1 presents a typical configuration of electric
elevator with traction drive. The car and
counterweight are connected to each other by the
steel ropes through traction and deviation pulleys.
The traction pulley is mounted on the output shaft of
the motor or the reduction box and transfers power to
the ropes, so the car/counterweight can move up and
down. The deviation pulleys are mounted on the
traction machine to fulfill the given distance between
suspension ropes at the car and the counterweight,
also on the car/counterweight to increase the number
of rope falls, which leads to increase of the rope
diameter and dimensions of the traction machine, and
also to decrease of the speed of the car (with the same
speed of traction shaft, comparing with the case of
roping 1:1). For this reason, the configuration (b) in
Fig. 1 is used widely for gearless traction elevator
(i.e. traction machine without reduction box).
The axle position of the deviation pulleys can be
fixed by the bearing housings or by the u-bolts. In the
traditional method, the pulley is assembled steady
with the axle, and the axle terminals are mounted
with the bearing housings and the housings are fixed
with the bolts (Fig. 2a). Using of the u-bolts is
simpler: the axle is mounted to pulley through
bearings and its terminals are steadily fixed to the
structure by the u-bolts (Fig. 2b). Because of simple
forming and mounting, recently the u-bolts have been
used widely in different structures such as rope
terminals, automobiles, pipelines, ventilators... Some
* Corresponding author: Tel.: (+84) 904.274.984
Email: tinh.trinhdong@hust.edu.vn
specific cases of using the u-bolts are analyzed [1, 2],
but the method of adequate selection of the u-bolts
are not shown.
Fig. 1. Typical electric elevator with traction drive
Journal of Science & Technology 122 (2017) 012-016
13
In the present study, the loads and stresses in
bolts/u-bolts for both above mentioned cases are
analyzed. The angle of contact between the rope and
the traction pulley varies from 130 to 170 degrees.
The results can help to choose the suitable u-bolts for
safe fixing of the axle of deviation pulleys.
2. Loads acting on the bolt and u-bolt connection
The tension forces in the ropes transfer to the
bolt or u-bolt connection through the pulley axle as
shown in Fig. 3. The total force can be split into 2
components, which are the vertical force G and
horizontal force R. The value of G and R depend on
the magnitude of the rope tension and the angle
between ropes falls (angle of deviation β).
Ignoring the friction in the pulley bearings, the
sum of tension forces in the ropes for each fall are
both equal to the gravity force of the counterweight
(Fig. 3). Then the magnitudes of R and G are
determined by formula (1) below
ββ cos1(;sin −== ww GGGR (1)
The role of the counterweight is to balance the
sum of car weight and useful load in order to reduce
the required power of the motor and to ensure that the
ropes cannot slip on the traction pulley. The angle of
contact between ropes and traction pulley α is
preselected to avoid slipping between ropes and
pulley when the elevator is in service or test
conditions, and when the car or the counterweight set
on the buffers, the traction force must reduce so the
car or the counterweight cannot move [3]. It will
prevent the car/counterweight of rising over.
(a) (b)
Fig. 2. Fixing the position of the pulley axle
The angle of deviation (β, radians) depends on
the angle of contact by the formula (see Fig. 1)
απβ −= (2)
The horizontal force R can cause slipping of
pulley axle. In order to avoid it, the bolts or u-bolts
must be tightened, which leads to occur of clamping
force, also called preload. The magnitude of preload
P must produce enough friction to keep the position
of the axle, and can specify by
z
G
fz
kRP += (3)
Where, z is the number of preload points, equals to 4
as shown in Fig. 2; f is the coefficient of friction of
connection members, and k is the safety factor for
non-slipping requirement.
Fig. 3. Force acting on the pulley and axle
Fig. 4. Loads on bolts (standard bolt connection)
Thus, for the case of connection using standard
bolts and the pulley is mounted at the middle of the
axle, the loads acting to each bolt is shown in Fig. 4.
These loads consists of the preload P, the portion FG
of external vertical force G taken by bolt and the
force FM due to the moment M (converted from
external horizontal force R), and torque moment T
because of preload [4]. The magnitudes of the loads
can be determined as follows
KdPTRhM
bz
MF
z
GF MG
==
==
;
; χχ
(4)
Journal of Science & Technology 122 (2017) 012-016
14
Where χ is the stiffness constant of the joint, equal to
0.2 for most bolt (and u-bolt) connection, d is the
nominal thread diameter of bolt/u-bolt.
The bolts at the right side in Fig. 4 are the
critical ones, and total tension load acting on these is
MG FFPF ++=max (5)
For the case of using one u-bolt for each
terminal of pulley axle, the external loads converted
to the centroid of each connection are R/2, G/2, M/2,
where M=R(h+e), and because the lower part of the
u-bolt plays also the role of clamping member, so the
loads acting to the u-bolt can be shown as in Fig. 5.
The loads FG and FM are specified by
rh
ehRF
GF
M
G
+
+
=
−=
2/)(
2/)1( χ
(6)
Where h, e and r are geometric dimensions as
shown in Fig. 5.
The calculation diagram in Fig.5 is statically
indeterminate, and must solve the problem to find out
internal force diagram and then specify the stress in
the u-bolt.
Note that the u-bolt is symmetric, so we choose
the equivalent structure as shown in Fig. 6, where X1,
X2 and X3 are unknown loads, their value are
solutions of the following set of equations [5]
0
0
0
3333232131
2323222112
1313212111
=+++
=+++
=+++
F
F
F
XXX
XXX
XXX
∆δδδ
∆δδδ
∆δδδ
(7)
In these equations, δij is displacement of the
structure in the ith direction due to unit load in the jth
direction ("Unit"-condition, i.e. Xj = 1), and ΔiF is
displacement of the structure in the ith direction due to
external loads F ("F"-condition).
Fig. 5. Loads and calculation diagram of the u-bolt
Fig. 6. Internal force diagrams to solve statically
indeterminate u-bolt
Ignoring the influence of shear force, theses
displacements are defined by Maxwell-Mohr
formula:
ds
EA
NNds
EI
MM
ds
EA
NN
ds
EI
MM
s
Fi
s
Fi
iF
s
ji
s
ji
ij
∑∫∑∫
∑∫∑∫
+=
+=
00
00
∆
δ
(8)
Where Mi,j, Ni,j are internal forces (bending moment,
axial force) in "Unit"-condition; MF, NF are theses
ones in "F"-condition (Fig. 6); E is Young's modulus;
I and A are moment of inertia and area of the section,
respectively.
Substitute the values in the diagrams in Fig. 6
into (8), compute the integrals, note that ds=rdϕ at
the curved part of the u-bolt, then the displacements
can determine by formulae (9) below. Solve the
equations (7) to find out the unknown loads and then
can draw the final internal force diagrams of the u-
bolt.
Journal of Science & Technology 122 (2017) 012-016
15
Hr
EA
HllaHrl
EI
rVHVlrlaHl
EI
HVr
EA
VrHr
allVrarH
EI
rlal
EI
rlr
EI
rl
EI
r
EA
rra
EI
F
F
1
2
)
2
(2
)(
2
2)
2
(2
)2(
4
2
)3(2
4
83
)
2
()(
32
(9) 0
)
2
2
2
(2
)
4
(2
)
2
(2
4
2)2
4
3()(
3
12
3
3
2
2F
33
2
33
1
32233113
2
2
2112
32
33
22
333
11
+
+−=
+
−
++−−=
−+
−−
−
−
−+−
=
====
−
+−==
+=
+=
+
−+−=
∆
π
∆
π
π
π
∆
δδδδ
π
δδ
π
δ
π
δ
ππ
δ
3. Stress in the bolt and u-bolt
For the connection in Fig. 4, the stresses in the
bolts include tensile and torsion, and their maximum
values are
22
3
1
2
1
max
3
16/
4/
τσσ
π
τ
π
σ
+=
=
=
VM
d
T
d
F
(10)
Where, d1 is the minor thread diameter; T is the
preload torque moment, see formula (4); σ, τ are the
tensile and torsion stress, respectively, and σVM is the
Von-Mises stress.
For the connection in Fig. 5, the upper parts of
the u-bolt are under tensile, torsion, shearing and
bending stress. The lower part of the u-bolt is
considered as a curved beam and the resultant of
tensile and bending stress is [5]
−−
=
−+=
22
2
0
0
424
1
.
drr
d
gA
M
A
N
ρ
ρ
ρ
σ
(11)
The nomenclature used in this formula is:
N = Internal axial force;
M = Internal bending moment;
A = Area of u-bolt cross section;
ρ = Radius of examining fiber )( cr +=ρ ;
ρ0 = Radius of neutral fiber;
r = Radius of u-bolt centroidal axis;
c = Distance from centroidal axis to examining
fiber;
g = Distance from centroidal axis to neutral fiber
)( 0ρ−= rg .
d = U-bolt diameter.
4. Results and discussion
Table 2 shows some results, calculated for
elevator with rate load 600kg (or 8 persons), weight
of empty car 600kg, then the counterweight is 900kg
or Gw≈9000N. Main parameters of bolt and u-bolt
connection are described in Table 1.
Table 1. Bolt and u-bolt connection parameters
Bolt or u-bolt size and mark M16x2; 6.8
Minor diameter [6] 13.55 mm
Yield limit 480 MPa
Young’s modulus 200 GPa
Coefficient of friction 0.2
Safety factor for non-slipping 1.5
Stiffness constant χ 0.3
Diameter of axle terminal 50 mm
Other dimensions:
Fig. 4: hb = ;
Fig. 5: e = 2.5; r = 35.5; t = 10; l = 26.25
25.168/3 =−×= edh axle
Table 2. Von-Mises stress in the bolt and u-bolt
Angle
of
contact,
deg.
Preload,
N
Maximum σVM, MPa
Bolt U-bolt Diff., %
130 13731 (185.5) (254.1) 36.9
135 12591 (170.1) (232.1) 36.5
140 11373 153.5 (208.9) 36.1
145 10086 136.1 (184.6) 35.6
150 8739 117.9 159.4 35.2
155 7342 99.0 133.4 34.8
160 5907 79.6 107.0 34.4
165 4444 59.9 80.2 34.0
170 2964 39.9 53.3 33.6
Note:
1. The results in the parentheses are not satisfied (if the
safety factor is 3 when the preload is not verified).
2. For the u-bolt, maximum stress is in the outer fiber
of its right end.
Journal of Science & Technology 122 (2017) 012-016
16
Fig. 7. Maximum Von-Mises stress in bolt and u-bolt
The calculation results of u-bolt shows that the
maximum Von-Mises stress occurs just under the nut,
in the outer fiber of its right haft and the value of
stress is greater about 34-40% than the case of
standard bolt connection. The reason of it is the
significant portion of bending stress, adding to tensile
stress due to preload. The value of bending stress is
almost equal to the tensile, and shear stress is very
small, only about 6% of the tensile and can be
ignored.
Furthermore, as shown Table 2, or in Fig. 7, in
both cases of using bolt or u-bolt connection, the
angle of contact affects clearly to the maximum
stress. When the angle of contact decreases, the
horizontal force R acting on the pulley axle increases
responsively, and it needs greater preload force to
avoid sliding of the axle. For the u-bolt connection,
increasing of the force R also leads to greater
horizontal force H and to greater bending moment.
Consequently, the stress in the bolts and u-bolt will
increase. When angle of contact decreases from 170
to 130 degrees, the maximum Von-Mises raises
almost five times, and it can lead to unsafe condition
of the connection. For example, when using bolts
M16, grade 6.8, when the angle of contact is less than
140 degrees, the bolt stress exceeds the allowable
value, and connection becomes unsafe. Similarly,
when using u-bolts with the same diameter and grade,
the angle of contact must not less than 150 degrees.
5. Conclusion
The bolt and u-bolt connection for fixing the
position of deviation pulley on elevator traction
machine is analyzed. The critical stress in the bolt or
u-bolt depends not only on its dimensions, but
significantly on the angle of contact between the rope
and traction pulley. So, in order to choose the
adequate size of bolt or u-bolt, it is necessary to
consider the followings:
The diameter of bolt or u-bolt must be selected
accordingly with the angle of contact. Ignoring the
influence of contact angle can lead to unsafe
connection, especially when this angle is small.
When using u-bolt to fix the pulley axle, the u-
bolt diameter must be calculated specifically. Taking
the same diameter as the bolt in the standard
connection can cause the exceeding of stress.
For practical purpose, the u-bolt diameter can be
selected as the bolt in the standard connection, but
calculated with reduced allowable stress equal to 70%
of actual value.
References
[1] Chetan A Chaudhari, Dr. Kishor B Waghulde, Stress
analysis of u-bolt used in leaf spring of automobile
for various loads, Int. Journal of Modern Trends in
Engineering and Research (2015) 2953-2057.
[2] M. Reihanian, K. Sherafatnia, M. Sajjadnejad,
Fatigue failure analysis of holding u-bolts for a
cooling fan blade, Engineering Failure Analysis 18
(2011) 2019-2027.
[3] TCVN 6395:2008, Electric lift - Safety requirements
for the construction and installation (2008).
[4] Budynas – Nisbett, Shigley’s mechanical engineering
design, Eight edition, McGraw-Hill Companies
(2008).
[5] Jame M Gere, Mechanics of material, Six edition,
Thomson Learning, Inc. (2004).
[6] ISO 724:1993, ISO general-purpose metric screw
threads - Basic dimensions (1993).
0
50
100
150
200
250
300
130 140 150 160 170
Maximum
Von-Mises
stress, MPa
Angle of contact, deg.
Bolt
U-bolt
Difference, %
Allowable Stress
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