Contents
Preface xvii
Acknowledgements xix
Abbreviations xxi
1 Introduction 1
Harri Holma and Antti Toskala
1.1 WCDMA Early Phase 1
1.2 HSPA Introduction and Data Growth 2
1.3 HSPA Deployments Globally 4
1.4 HSPA Evolution 5
1.5 HSPA Network Product 6
1.6 HSPA Future Outlook 7
References 8
2 UMTS Services 9
Harri Holma, Martin Kristensson, Jouni Salonen, Antti Toskala and Tommi Uitto
2.1 Introduction
2.2 Voice
2.2.1
Narrowband AMR and Wideband AMR Voice Services
2.2.2
Circuit-Switched over HSPA
2.2.3
Push-to-Talk over Cellular (PoC)
2.2.4
Voice-over IP
2.2.5
Key Performance Indicators for Voice
Video Telephony
2.3.1
Multimedia Architecture for Circuit Switched Connections
2.3.2
Video Codec
Messaging
2.4.1
Short Messaging Service (SMS)
2.4.2
Multimedia Messaging Service (MMS)
2.4.3
Voice Mail and Audio Messaging
2.4.4
Instant Messaging
Mobile Email
Browsing
Application and Content Downloading
Streaming
Gaming
Contents
Mobile Broadband for Laptop and Netbook Connectivity 27
2.10.1 29
End-to-End Security 29
2.10.2 30
Impact of Latency on Application Performance 31
Social Networking 32
Mobile TV 33
Location-Based Services 33
2.13.1 34
Cell Coverage-Based Location Calculation 35
2.13.2 40
Assisted GPS (A-GPS) 44
Machine-to-Machine Communications 45
Quality of Service (QoS) Differentiation 45
Maximum Air Interface Capacity
Terminals
Tariff Schemes
References
Introduction to WCDMA 47
Peter Muszynski and Harri Holma
Introduction
Summary of the Main Parameters in WCDMA
Spreading and Despreading
Multipath Radio Channels and Rake Reception
Power Control
Softer and Soft Handovers
References
Background and Standardization of WCDMA
Antti Toskala
Introduction
Background in Europe
4.2.1
Wideband CDMA
4.2.2
Wideband TDMA
4.2.3
Wideband TDMA/CDMA
4.2.4
OFDMA
4.2.5
ODMA
4.2.6
ETSI Selection
Background in Japan
Background in Korea
Background in the United States
4.5.1
W-CDMA N/A
4.5.2
UWC-136
4.5.3
cdma2000
4.5.4
TR46.1
4.5.5
WP-CDMA
Creation of 3GPP
How Does 3GPP Operate?
Creation of 3GPP2
Harmonization Phase
IMT-2000 Process in ITU
Beyond 3GPP Release 99 WCDMA
Industry Convergence with LTE and LTE-Advanced
References
Radio Access Network Architecture
Fabio Longoni, Atte Lansisalmi and Antti Toskala
̈
Introduction
UTRAN Architecture
5.2.1
The Radio Network Controller (RNC)
5.2.2
The Node B (Base Station)
General Protocol Model for UTRAN Terrestrial Interfaces
5.3.1
General
5.3.2
Horizontal Layers
5.3.3
Vertical Planes
Iu, the UTRAN–CN Interface
5.4.1
Protocol Structure for Iu CS
5.4.2
Protocol Structure for Iu PS
5.4.3
RANAP Protocol
5.4.4
Iu User Plane Protocol
5.4.5
Protocol Structure of Iu BC, and the Service Area Broadcast Protocol
UTRAN Internal Interfaces
5.5.1
RNC–RNC Interface (Iur Interface) and the RNSAP Signaling
5.5.2
RNC–Node B Interface and the NBAP Signaling
UTRAN Enhancements and Evolution
5.6.1
IP Transport in UTRAN
5.6.2
Iu Flex
5.6.3
Stand-Alone SMLC and Iupc Interface
5.6.4
Interworking between GERAN and UTRAN, and the Iur-g Interface
5.6.5
IP-Based RAN Architecture
UMTS CN Architecture and Evolution
5.7.1
Release 99 CN Elements
5.7.2
Release 5 CN and IP Multimedia Subsystem
References
Physical Layer
Antti Toskala
Introduction
Transport Channels and Their Mapping to the Physical Channels
6.2.1
Dedicated Transport Channel
6.2.2
Common Transport Channels
6.2.3
Mapping of Transport Channels onto the Physical Channels
6.2.4
Frame Structure of Transport Channels
Spreading and Modulation
6.3.1
Scrambling
6.3.2
Channelization Codes
6.3.3
Uplink Spreading and Modulation
6.3.4
Downlink Spreading and Modulation
6.3.5
Transmitter Characteristics
User Data Transmission
6.4.1
Uplink Dedicated Channel
6.4.2
Uplink Multiplexing
6.4.3
User Data Transmission with the Random Access Channel
6.4.4
Uplink Common Packet Channel
6.4.5
Downlink Dedicated Channel
Contents
6.4.7 119
Downlink Shared Channel 119
6.4.8 120
Forward Access Channel for User Data Transmission 121
6.4.9 121
Channel Coding for User Data 121
6.4.10 122
Coding for TFCI Information 122
Signaling 123
6.5.1 124
Common Pilot Channel (CPICH) 124
6.5.2 125
Synchronization Channel (SCH) 126
6.5.3 126
Primary Common Control Physical Channel (Primary CCPCH) 126
6.5.4 127
Secondary Common Control Physical Channel (Secondary CCPCH) 127
6.5.5 128
Random Access Channel (RACH) for Signaling Transmission 129
6.5.6 130
Acquisition Indicator Channel (AICH) 132
6.5.7 133
Paging Indicator Channel (PICH) 134
Physical Layer Procedures 135
6.6.1 136
Fast Closed-Loop Power Control Procedure 138
6.6.2 139
Open-Loop Power Control
6.6.3
Paging Procedure
6.6.4
RACH Procedure
6.6.5
Cell Search Procedure
6.6.6
Transmit Diversity Procedure
6.6.7
Handover Measurements Procedure
6.6.8
Compressed Mode Measurement Procedure
6.6.9
Other Measurements
6.6.10
Operation with Adaptive Antennas
6.6.11
Site Selection Diversity Transmission
Terminal Radio Access Capabilities
Conclusion
References
Radio Interface Protocols 141
Jukka Vial ́ n and Antti Toskala
e
Introduction
Protocol Architecture
The Medium Access Control Protocol
7.3.1
MAC Layer Architecture
7.3.2
MAC Functions
7.3.3
Logical Channels
7.3.4
Mapping between Logical Channels and Transport Channels
7.3.5
Example Data Flow Through the MAC Layer
The Radio Link Control Protocol
7.4.1
RLC Layer Architecture
7.4.2
RLC Functions
7.4.3
Example Data Flow Through the RLC Layer
The Packet Data Convergence Protocol
7.5.1
PDCP Layer Architecture
7.5.2
PDCP Functions
The Broadcast/Multicast Control Protocol
7.6.1
BMC Layer Architecture
7.6.2
BMC Functions
Multimedia Broadcast Multicast Service
The Radio Resource Control Protocol
7.8.1 153
RRC Layer Logical Architecture 154
7.8.2 157
RRC Service States 170
7.8.3 170
RRC Functions and Signaling Procedures 171
Early UE Handling Principles
Improvements for Call Set-up Time Reduction
References
Radio Network Planning 173
Harri Holma, Zhi-Chun Honkasalo, Seppo Hamalainen, Jaana Laiho,
̈ ̈ ̈
Kari Sipila and Achim Wacker
̈
Introduction
Dimensioning
8.2.1
Radio Link Budgets
8.2.2
Load Factors
8.2.3
Capacity Upgrade Paths
8.2.4
Capacity per km2
8.2.5
Soft Capacity
8.2.6
Network Sharing
Capacity and Coverage Planning and Optimization
8.3.1
Iterative Capacity and Coverage Prediction
8.3.2
Planning Tool
8.3.3
Case Study
8.3.4
Network Optimization
GSM Co-planning
Inter-Operator Interference
8.5.1
Introduction
8.5.2
Uplink Versus Downlink Effects
8.5.3
Local Downlink Interference
8.5.4
Average Downlink Interference
8.5.5
Path Loss Measurements
8.5.6
Solutions to Avoid Adjacent Channel Interference
WCDMA Frequency Variants
UMTS Refarming to GSM Band
8.7.1
Coverage of UMTS900
Interference between GSM and UMTS
Remaining GSM Voice Capacity
Shared Site Solutions with GSM and UMTS
Interworking of UMTS900 and UMTS2100
References
Radio Resource Management
Harri Holma, Klaus Pedersen, Jussi Reunanen,
Janne Laakso and Oscar Salonaho
Introduction
Power Control
9.2.1
Fast Power Control
9.2.2
Outer Loop Power Control
Handovers
9.3.1
Intra-Frequency Handovers
9.3.2
Inter-System Handovers between WCDMA and GSM
Contents
9.3.3 244
Inter-Frequency Handovers within WCDMA 245
9.3.4 246
Summary of Handovers 246
Measurement of Air Interface Load 249
9.4.1 250
Uplink Load 250
9.4.2 250
Downlink Load 252
Admission Control 252
9.5.1 253
Admission Control Principle
9.5.2
Wideband Power-Based Admission Control Strategy
9.5.3
Throughput-Based Admission Control Strategy
Load Control (Congestion Control)
References
10 Packet Scheduling 255
Jeroen Wigard, Harri Holma, Renaud Cuny, Nina Madsen, Frank Frederiksen
and Martin Kristensson
10.1 Introduction 255
10.2 Transmission Control Protocol (TCP) 255
10.3 Round Trip Time 261
10.4 User-Specific Packet Scheduling 264
10.4.1 264
Common Channels (RACH/FACH) 265
10.4.2 267
Dedicated Channel (DCH) 267
10.4.3 268
Downlink Shared Channel (DSCH) 270
10.4.4 272
Uplink Common Packet Channel (CPCH) 274
10.4.5 274
Selection of Transport Channel 275
10.4.6 275
Paging Channel States 275
Cell-Specific Packet Scheduling 277
10.5.1 280
Priorities 280
10.5.2 281
Scheduling Algorithms 284
10.5.3 287
Packet Scheduler in Soft Handover 289
Packet Data System Performance 291
10.6.1
Link Level Performance
10.6.2
System Level Performance
Packet Data Application Performance
10.7.1
Introduction to Application Performance
10.7.2
Person-to-Person Applications
10.7.3
Content-to-Person Applications
10.7.4
Business Connectivity
10.7.5
Conclusions on Application Performance
References
11 Physical Layer Performance 293
Harri Holma, Jussi Reunanen, Leo Chan, Preben Mogensen, Klaus Pedersen,
Kari Horneman, Jaakko Vihriala and Markku Juntti
̈ ̈
11.1 Introduction 293
11.2 Cell Coverage 293
11.2.1 295
Uplink Coverage 304
11.2.2 304
Downlink Coverage 305
Downlink Cell Capacity
11.3.1
Downlink Orthogonal Codes
11.3.2 310
Downlink Transmit Diversity 312
11.3.3 313
Downlink Voice Capacity 313
Capacity Trials 327
11.4.1 328
Single Cell Capacity Trials 330
11.4.2 330
Multicell Capacity Trials 333
11.4.3 334
Summary 334
3GPP Performance Requirements 340
11.5.1 349
Eb /N0 Performance
11.5.2
RF Noise Figure
Performance Enhancements
11.6.1
Smart Antenna Solutions
11.6.2
Multiuser Detection
References
High-Speed Downlink Packet Access 353
Antti Toskala, Harri Holma, Troels Kolding, Preben Mogensen, Klaus Pedersen
and Jussi Reunanen
Introduction
Release 99 WCDMA Downlink Packet Data Capabilities
The HSDPA Concept
HSDPA Impact on Radio Access Network Architecture
Release 4 HSDPA Feasibility Study Phase
HSDPA Physical Layer Structure
12.6.1
High-Speed Downlink Shared Channel (HS-DSCH)
12.6.2
High-Speed Shared Control Channel (HS-SCCH)
12.6.3
Uplink High-Speed Dedicated Physical Control Channel (HS-DPCCH)
12.6.4
HSDPA Physical Layer Operation Procedure
HSDPA Terminal Capability and Achievable Data Rates
Mobility with HSDPA
12.8.1
Measurement Event for Best Serving HS-DSCH Cell
12.8.2
Intra-Node B HS-DSCH to HS-DSCH Handover
12.8.3
Inter-Node–Node B HS-DSCH to HS-DSCH Handover
12.8.4
HS-DSCH to DCH Handover
HSDPA Performance
12.9.1
Factors Governing Performance
12.9.2
Spectral Efficiency, Code Efficiency and Dynamic Range
12.9.3
User Scheduling, Cell Throughput and Coverage
12.9.4
HSDPA Network Performance with Mixed Non-HSDPA and HSDPA Terminals
HSPA Link Budget
HSDPA Iub Dimensioning
HSPA Round Trip Time
Terminal Receiver Aspects
Evolution in Release 6
Conclusion
References
High-Speed Uplink Packet Access
Antti Toskala, Harri Holma and Karri Ranta-aho
Introduction
Release 99 WCDMA Downlink Packet Data Capabilities
Contents
13.3 The HSUPA Concept 392
13.4 HSUPA Impact on Radio Access Network Architecture 393
13.4.1 394
HSUPA Iub Operation 395
13.5 HSUPA Feasibility Study Phase 395
13.6 HSUPA Physical Layer Structure 396
13.7 E-DCH and Related Control Channels 396
13.7.1 398
E-DPDCH 399
13.7.2 399
E-DPCCH 399
13.7.3 400
E-HICH 401
13.7.4 402
E-RGCH 403
13.7.5 404
E-AGCH 404
13.8 HSUPA Physical Layer Operation Procedure 404
13.8.1 406
HSUPA and HSDPA Simultaneous Operation 406
13.9 HSUPA Terminal Capability 407
13.10 HSUPA Performance 408
13.10.1 Increased Data Rates 408
13.10.2 Physical Layer Retransmission Combining
13.10.3 Node B-Based Scheduling
13.10.4 HSUPA Link Budget Impact
13.10.5 Delay and QoS
13.10.6 Overall Capacity
13.11 Conclusion
References
14 409
Multimedia Broadcast Multicast Service (MBMS)
Harri Holma, Martin Kristensson and Jorma Kaikkonen
14.1 Introduction
14.2 MBMS Impact on Network Architecture
14.3 High Level MBMS Procedures
14.4 MBMS Radio Interface Channel Structure
14.4.1
Logical Channels
14.4.2
Transport Channels
14.4.3
Physical Channels
14.4.4
Point-to-Point and Point-to-Multipoint Connections
14.4.5
Example Radio Interface Procedure during MBMS Session Start
14.5 MBMS Terminal Capability
14.5.1
Selective Combining and Soft Combining
14.6 MBMS Performance
14.6.1
3GPP Performance Requirements
14.6.2
Simulated MBMS Cell Capacity
14.6.3
Iub Transport Capacity
14.7 MBMS Deployment and Use Cases
14.8 Benchmarking of MBMS with DVB-H
14.9 3GPP MBMS Evolution in Release 7
14.10 Why Did MBMS Fail?
14.11 Integrated Mobile Broadcast (IMB) in Release 8
14.12 Conclusion
References
Contents xiii
15 HSPA Evolution 431
Harri Holma, Karri Ranta-aho and Antti Toskala
Introduction
Discontinuous Transmission and Reception (DTX/DRX)
Circuit Switched Voice on HSPA
Enhanced FACH and Enhanced RACH
Latency
Fast Dormancy
Downlink 64QAM
Downlink MIMO
Transmit Diversity (TxAA)
Uplink 16QAM
UE Categories
Layer 2 Optimization
Architecture Evolution
Conclusion
References
HSPA Multicarrier Evolution 455
Harri Holma, Karri Ranta-aho and Antti Toskala
Introduction
Dual Cell HSDPA in Release 8
Dual Cell HSUPA in Release 9
Dual Cell HSDPA with MIMO in Release 9
Dual Band HSDPA in Release 9
Three and Four Carrier HSDPA in Release 10
UE Categories
Conclusion
References
UTRAN Long-Term Evolution 467
Antti Toskala and Harri Holma
Introduction
Multiple Access and Architecture Decisions
LTE Impact on Network Architecture
LTE Multiple Access
17.4.1
OFDMA Principles
17.4.2
SC-FDMA Principles
LTE Physical Layer Design and Parameters
LTE Physical Layer Procedures
17.6.1
Random Access
17.6.2
Data Reception and Transmission
17.6.3
CQI Procedure
17.6.4
Downlink Transmission Modes
17.6.5
Uplink Transmission Modes
17.6.6
LTE Physical Layer Compared to WCDMA
LTE Protocols
Contents
17.8
Performance 487
17.8.1 487
Peak Bit Rates 487
17.8.2 490
Spectral Efficiency 492
17.8.3 492
Link Budget and Coverage 494
17.9 LTE Device Categories 494
17.10 LTE-Advanced Outlook
17.11 Conclusion
References
TD-SCDMA
Antti Toskala and Harri Holma
Introduction
18.1.1
TDD
Differences in the Network-Level Architecture
TD-SCDMA Physical Layer
18.3.1
Transport and Physical Channels
18.3.2
Modulation and Spreading
18.3.3
Physical Channel Structures, Slot and Frame Format
TD-SCDMA Data Rates
TD-SCDMA Physical Layer Procedures
18.5.1
Power Control
18.5.2
TD-SCDMA Receiver
18.5.3
Uplink Synchronization
18.5.4
Dynamic Channel Allocation
18.5.5
Summary of the TD-SCDMA Physical Layer Operation
TD-SCDMA Interference and Co-existence Considerations
18.6.1
TDD–TDD Interference
18.6.2
TDD and FDD Co-existence
18.6.3
Conclusions on TDD and TD-SCDMA Interference
Conclusion and Future Outlook on TD-SCDMA
References
Home Node B and Femtocells
Troels Kolding, Hanns-Jurgen Schwarzbauer, Johanna Pekonen, Karol Drazynski,
̈
Jacek Gora, Maciej Pakulski, Patryk Pisowacki, Harri Holma and Antti Toskala
Introduction
Home Node B Specification Work
Technical Challenges of Uncoordinated Mass Deployment
Home Node B Architecture
19.4.1
Home Node B Protocols and Procedures for Network Interfaces
19.4.2
Femtocell Indication on a Terminal Display
Closed Subscriber Group
19.5.1
Closed Subscriber Group Management
19.5.2
Closed Subscriber Group Access Control
Home Node B-Related Mobility
19.6.1
Idle Mode Mobility
19.6.2
Outbound Relocations
19.6.3
Inbound Relocations
19.6.4
Relocations between HNB Cells
19.6.5
Paging Optimization
19.6.6 527
Home Node B to Macro Handover 527
19.6.7 528
Macro to Home Node B Handover 529
19.6.8 529
Home Node B Cell Identification Ambiguity 529
19.6.9 530
Summary of Home Node B-Related Mobility 532
Home Node B Deployment and Interference Mitigation 534
19.7.1 536
Home Node B Radio Frequency Aspects 540
19.7.2 544
Recommended 3G Home Node B Measurements 545
19.7.3 545
Home Node B Interference Considerations 546
19.7.4
Adaptive Control of Home Node B Transmit Powers
19.7.5
Femtocell Interference Simulations
19.7.6
Network Planning Aspects
19.7.7
Summary of Home Node B Frequency Usage
Home Node B Evolution
Conclusion
References
Terminal RF and Baseband Design Challenges 547
Laurent Noel, Dominique Brunel, Antti Toskala and Harri Holma
̈
Introduction
Transmitter Chain System Design Challenges
20.2.1
The Adjacent Channel Leakage Ratio/Power Consumption Trade-Off
20.2.2
Phase Discontinuity
Receiver Chain Design Challenges
20.3.1
UE Reference Sensitivity System Requirements
20.3.2
Inter-Operator Interference
20.3.3
Impact of RF Impairments on HSDPA System Performance
Improving Talk-Time with DTX/DRX
20.4.1
Talk-Time Benchmark of Recent WCDMA Handsets
20.4.2
Trend in RF-IC Power Consumption and Model
20.4.3
Power Amplifier Control Schemes and Power Consumption Model
20.4.4
UE Power Consumption Models
20.4.5
Talk-Time Improvements in Circuit Switched Voice over HSPA with DTX/DRX
Multi-Mode/Band Challenges
20.5.1
From Mono-Mode/Mono-Band to Multi-Mode/Multi-Band and Diversity
20.5.2
New Requirements Due to Co-existence
20.5.3
Front End Integration Strategies and Design Trends
20.5.4
Impact on Today’s Architectures
Conclusion
References
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s small TX chain gain corrections until the target is reached. Since the
3GPP transmit power control (TPC) dynamic range (−50 to 24 dBm) exceeds most cost effective power
detectors, the loop can only be closed over a limited output power range. For example, in handsets ‘C’
and ‘D’, a sudden consumption increase occurs at Pout ≥ −10 dBm, implying that the loop operates
over nearly 34 dB dynamic range. Figure 20.25 (left) illustrates the overall loop architecture.
The associated PA gain variations of Figure 20.25 (right) require continuous, real-time adjustments
via either the RF TX VGA, or via digital and/or analog I/Q fine tuning. Such loops offer numerous
advantages:
• Relaxes both the RF transmitter and the PA gain stability requirements, since they are detected and
corrected automatically.
• Allows fine tuning of both PA supply and bias voltage to deliver optimum ACLR/talk-time trade-off
over the most interesting range of UE output power.
• Eases the replacement of a given PA model with another.
• Delivers accurate power control performance independently of PA gain variations.
Yet, this scheme comes at the expense of a higher bill of material (BOM) and a higher SW complexity
than the switched mode scheme.
20.4.3.2 Switched Mode Control Scheme
Mode switched PAs are controlled via a dedicated HW pin, which sets the PA into two or three biasing
states, each optimized for a given range of output power. For example, a low, mid and high power
mode is made available in [53]. Certain PAs also support scaling of their power supply below a certain
threshold to provide further savings [14]. The concept is shown in Figure 20.26.
Beyond the low BOM inherent to this control scheme, this solution remains attractive today. It
delivers competitive ACLR performance while offering near identical or better TT performance than
a closed-loop operation. However, there are several challenges associated with the scheme as discussed
in Section 20.2.1. In particular, when PA supply switching is used, the associated gain transient duration
can easily excess the duration of a WCDMA timeslot. Specific correction look-up tables are required,
via a mix of mass production calibration, and proprietary compensation techniques.
20.4.3.3 PA Power Consumption Model
Measurements performed on evaluation boards presented in Figure 20.27 show that the PA operated
in a closed loop fashion delivers superior ACLR performance. However, there is a slight power
consumption advantage to switched mode and switched supply PA, which consumes nearly 10 mA
less current at −50 dBm. Integrating both profiles over the DG09 PDF, the switched mode PA saves
20 mW which translates in 20 minute extra battery life.
In the context of a widespread use of low cost, large volume solutions, the switched mode scheme
presents a significant cost/performance trade-off advantage. Thus, our 2011 PA model relies on the
associated transfer function plotted in Figure 20.27.
Terminal RF and Baseband Design Challenges 575
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(d
B)
Output power (dBm/3.84MHz)
Gain
Power supply
PA
DC/DC
Aux DA
1.5V
Mode
Control
pin
Vbat
control
control
Low gain/power mode
High
gain / power
Figure 20.26 Mode and supply switching concept showing gain steps due to supply switching and mode control.
Gain on primary left y-axis, power supply on right y-axis
−70
−60
−50
−40
−30
0
300
600
900
1200
1500
1800
−50 −40 −30 −20 −10 100 20 30
A
CL
R
(d
B)
B
at
te
ry
p
ow
er
c
on
su
m
pt
io
n
(m
W
)
PA output power (dBm/3.84MHz)
Gain switched consumption
Variable bias consumption
Handset 'E' consumption
Gain switched ACLR
Variable bias ACLR
Figure 20.27 Comparison of ACLR vs. power consumption performance of both PA control schemes vs. perfor-
mance of PA in handset “E”. Handset “E” PA data is extracted from the manufacturer’s datasheet. Primary y-axis:
power consumption, secondary y-axis: ACLR
Terminal RF and Baseband Design Challenges 577
20.4.4 UE Power Consumption Models
20.4.4.1 Estimating the ‘Rest of the UE ‘E’ ‘Power Consumption
The ‘rest of the UE’ power consumption depends on many variables: modem architecture (Rake,
G-Rake or equalizer), power supply distribution and adaptive voltage and frequency scaling strategies,
proprietary software and algorithms activity etc.
Restricting the number of contributors that fall under the term ‘Rest of the UE’ to only two groups
simplifies the analysis: a baseband category includes digital baseband (DBB), analog baseband (ABB)
as well as audio and clock generation units, and another category regroups the contributions of both
power management unit (PMU) and external DDR memory. Both LCD and backlight are ignored. In
UE ‘E’, the rest of the phone power consumption is estimated by performing a simple subtraction
from the data collected at −50 dBm as shown in Table 20.3 and illustrated in Figure 20.28. It is worth
noting that the RF subsystem contributes to 58% of the total UE power consumption.
20.4.4.2 Estimating the ‘Rest of UE’ Model
The 2011 model assumes a shrinking of DBB and ABB into the next CMOS process node. A common
rule of thumb states that the power consumption is reduced by 30 to 40% when changing nodes. We
assume that by the 2011–2012 timeframe the ‘rest of UE’ consumption should approach 130 mW
(35 mA) including analog audio and DDR activity. The assumption is based upon a CMOS 40 nm
solution with the use of low voltage supply rails (1 V or below), and extensive use of dynamic
voltage and frequency scaling according to CPU/DSP activity. The use of low digital supply voltage
Table 20.3 UE ‘E’ power consumption breakdown at −50 dBm in an RMC12k2
Contributor Power consumption
Total UE power consumption 514 mW (139 mA @ 3.7 V)
PA (cf. Figure 20.27) from PA vendor datasheet 59 mW (16 mA @ 3.7 V)
RF receiver chain (cf. Section 20.4.2.1), 148 mW (40 mA @ 3.7 V)
RF transmitter chain (cf. Section 20.4.2.2.) 92 mW (25 mA @ 3.7 V)
Rest of the UE contribution 514 mW − (59 + 148 + 92) = 215 mW ( 60 mA/3.7 V)
PA
19%
RF TX
16%
RF RX
23% Rest of
UE
42%
Figure 20.28 UE ‘E’ power consumption breakdown estimate at −50 dBm, rmc 12k2
578 WCDMA for UMTS
0
50
100
150
200
250
Handset 'E' 2010 2011
R
es
t o
f U
E
co
ns
um
pt
io
n
(m
W
)
Figure 20.29 “rest of the UE” power consumption trend. For illustration purposes
rails benefits from high DC-DC efficiency and allows greater battery life savings. We anticipate the
emergence of intermediate solutions in 2010 at about 160 mW as shown in Figure 20.29.
20.4.4.3 Estimating Voice Activity Related Power Consumption
From the list of tested handsets, UE ‘E’ is the best device to evaluate the extra power consumption
due to voice activity. This is because the phone’s LCD and backlight circuitry appears completely
switched off after a few seconds delay during voice calls. With reference to Figure 20.21, this is
estimated at 567 − 514 = 53 mW (14 mA).
The resulting UE models are summarized in Figure 20.30. The UE ‘E’ model matches with a 53 mW
offset fairly accurately the experimental measurements reported in Figure 20.19. In the following we
assume that the PMU/DDR contributions account for up to 11% of the rest of the UE consumption.
20.4.4.4 Talk-time Evolutions for 2011 WCDMA
Table 20.4 summarizes the power consumption of each UE model integrated over the DG09 profile.
The right hand-side column shows the scaling factors used to derive battery life savings in the HSPA
handset. We have deliberately adopted a conservative approach by assuming that only 20% of the
baseband contribution is gated during DTX/DRX.
The WCDMA 2011 power consumption is clearly dominated by the RF subsystem group
(Figure 20.31) which now accounts for up to 72% of the total consumption. By allowing gating of
the RF circuitry, one can expect that the use of DTX/DRX will provide optimum battery life savings.
Thanks to the power savings assumed through CMOS shrinking, the 2011 handset has benefited
from a significant reduction of the BB power consumption. Looking at the resulting pie chart of
Figure 20.31, the BB now becomes a minor contributor to the total consumption. Consequently,
shrinking even further would only bring minimal improvements to the total consumption. Similar
comments can be made to the RF IC components. We can therefore consider that WCDMA
technology will reach a power consumption plateau once this split becomes a commercial reality.
Terminal RF and Baseband Design Challenges 579
200
400
600
800
1000
1200
1400
1600
1800
2000
−50 −40 −30 −20 −10 100 20
UE
p
ow
er
c
on
su
m
pt
io
n
(m
W
)
Antenna transmit power (dBm/3.84 MHz)
2009 UE 'E' model
2011 UE model
Figure 20.30 UE power consumption model vs. transmit output power: dashed line UE ‘E’ model, plain lines:
2011 UE model
Table 20.4 DG09 WCDMA power consumption split using our 2009 and 2011 UE models. Power consumption
scaling factors due to HSPA DTX/DRX are listed in right-hand side column
2009 2011 2013 impact of HSPA
WCDMA WCDMA DTX/DRX operation
UE ‘E’ model
Power Amplifier (mW) 122 93 × TX activity
RF transmit IC (mW) 103 103 × TX activity
RF receive IC (mW) 148 130 × RX activity
Baseband (DBB, ABB,
audio & clocks)
(mW) 239 130 Assume 80% fixed – 20% L1 activity
dependent. Variable part is multiplied by the
average of RX and TX activity.
PMU-DDR (mW) 29 14 Fixed consumption
Total (mW) 641 456
Equivalent talk-time (h) 5.1 7.3
20.4.5 Talk-Time Improvements in Circuit Switched Voice over
HSPA with DTX/DRX
20.4.5.1 L1 Activity Estimation Assumptions
Three scenarios are used to derive the TX and RX activity factors of Table 20.4:
1. UL voice, DL silence insertion descriptor (SID) frames – with 45% probability of occurrence,
2. DL voice, UL SID – with 45% probability of occurrence,
3. DL and UL SID – with 10% probability of occurrence.
580 WCDMA for UMTS
RF RX
28%
Rest of
UE
29%
PA
20%
RF TX
23%
Figure 20.31 WCDMA 2011 power consumption split over DG09 PDF
In the following, the activity factors are estimated and graphically illustrated with a set of timing
diagrams. In each scenario, the estimations are based upon a near ‘best case’ set of L1 assumptions
and represent the best theoretical activity factors that could be expected in a HSPA DTX/DRX handset.
In particular, we assume:
• Nearly ideal timing alignment between UL and DL frames.
• The downlink E-HICH ACK delay jitter of 9.7 to 12.6 time slot is taken into account in each timing
diagram.
• 2 pre-amble and 1 post-amble slots are assumed during uplink DPCCH gated transmissions.
• During DRX, the reception gaps of the F-DPCH follow the uplink transmission pattern. This is
because the Node B needs to compute UE TPC commands based upon initial reception of uplink
pilot information.
• To avoid excessive overloading of the timing diagrams, the reception pattern of E-AGCH
(or E-RGCH) overlaps that of the E-HICH reception. We have therefore removed this activity
from the timing diagrams.
We also assume the following HW implementation of a specific set of parameters:
• DL AGC requires 1 slot to converge upon each RX chain wake-up.
• Channel estimation requires approximately an average of 4 slots every 40 ms.
• TX chain settling time is dominated by the RF LO-PLL, at a worst case 1/3 of a slot.
Uplink Voice, Downlink SID L1 Activity
Figure 20.32 and Table 20.5 show one possible example of both uplink and downlink activity factors
during an uplink VoIP transmission, while downlink frames are SID. It is interesting to note that the
RX activity factor remains fairly high (45%). This is due to the fact that RX activity is tied to the
transmission pattern of HSUPA packets for which reception of E-HICH (and E-AGCH or E-RGCH)
is required.
Downlink Voice, Uplink SID L1 Activity
With 26% TX and approximately 51% RX activity, the scenario illustrated in Figure 20.33 and
summarized in Table 20.6 results in a near identical activity factor than uplink voice. Timing offsets
have been adjusted in order to maximize the overlapping of both TX and RX activities.
Terminal RF and Baseband Design Challenges 581
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582 WCDMA for UMTS
Table 20.5 TX and RX activity factor summary in uplink voice, downlink SID
Uplink activity factor
First transmission 2 ms of TX + postamble & preamble
= 4 ms every 20 ms = 20%
Retransmission (10%) 2%
Downlink ACK/NACK 6 slots = 4 ms every 160 ms = 2.5%
TX PLL settling time 0.2 ms per 20 ms + 0.2 per 160 ms = 1.1%
Total TX activity 26%
Downlink activity factor
DRX cycle 6 slots per 20 ms = 20%
Downlink reception due to uplink
ACK/NACK
3 slots per 10 ms = 10%
SID related activity Min: 3 slots per 160 ms = 1.2%
Max: 5 slots per 160 ms = 2%
AGC and channel estimation activity 4 slots per 20 ms = 13.3%
Total RX activity 45 to 46%
Uplink and Downlink SID L1 Activity
Activity during both uplink and downlink SID frames is summarized in Figure 20.34 and Table 20.7.
20.4.5.2 Talk-time Estimation in HSPA
The HSPA activity factors without packet bundling are summarized in Table 20.8.
Further savings can be reached using two packet bundling as shown in Table 20.9.
Talk-times are computed over the standard DG09 profile for WCDMA. In HSPA mode, DTX or
DPCCH uplink gating significantly reduces the uplink interference. To account for the lower cell noise
rise in DTX, the HSPA talk time is computed by integrating the UE gated models integrated over
a shifted DG09 PDF profile. We assume that the UE average TX power is reduced by 30%. The
instantaneous UE TX peak power is adjusted accordingly so that the new target average output power
is met.
Figure 20.35 compares the associated talk times for WCDMA and HSPA both for 2009 and 2011
technologies. The talk time with HSPA can be even up to 15 hours if LCD and backlight is not con-
sidered and up to 12 hours with 2011 technology if LCD power consumption is included, representing
100% and 80% battery savings respectively. Taking LCD activity into account, the talk-time gain
of HSPA compared to WCDMA is 65% to 80% for 2009 and 2011 technologies. As predicted, the
savings are greater in the 2011 model than in 2009 UE, because of the higher RF circuitry contribution
(cf. Figure 20.31). The neighbor cell measurement and reporting activity is not considered in these
calculations. On the other hand, the use of packet bundling can further improve the talk time.
20.5 Multi-Mode/Band Challenges
20.5.1 From Mono-Mode/Mono-Band to Multi-Mode/Multi-Band
and Diversity
From 1992 to 2002, the mobile phone industry increased its service to the user through small incre-
mental steps building on the widespread GSM 2G standard. It started with voice only in the European
900 MHz band and later expanded to the 1800 MHz band. Data calls with GPRS and increased data
Terminal RF and Baseband Design Challenges 583
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584 WCDMA for UMTS
Table 20.6 TX and RX activity factor summary in downlink voice, uplink SID
Uplink activity factor
First transmission 2 ms of TX + postamble & preamble
= 4 ms every 20 ms = 20%
Retransmission (10%) 2%
Downlink ACK/NACK 6 slots = 4 ms every 160 ms = 2.5%
TX PLL settling time 0.2 ms per 20 ms + 0.2 per 160 ms = 1.1%
Total TX activity 26%
Downlink activity factor
DRX cycle 11 slots per 20 ms = 36.6%
+ retransmissions 1% = 37.6%
Downlink reception due to uplink
transmission
2 slots per 160 ms = 0.8%
AGC & channel estimation activity 4 slots per 20 ms = 13.3%
Total RX activity 51.7%
rate with the more complex EDGE modulation were then introduced, similarly world-wide roaming
based on 3 or 4 bands is now supported. All these new features were implemented at almost no extra
cost, size nor power consumption as RF transmit architectures evolved towards solutions avoiding any
external filtering thus saving two to four SAW filters depending on the number of bands supported.
More recently with the introduction of 3G, the radio designer has been faced with a rapid evolution
of 3GPP standardization and an explosion of bands to be supported (Table 20.2). Additionally, 3G
terminals must in most cases support 2G (GSM) standard and sometimes the 2G and 3G bands coincide
which creates further complexity.
For further increased data rates, 2 antenna Multiple Input Multiple Output (MIMO) technology
was introduced in Release 7, as covered in Chapter 15. Fortunately for the handset talk-time these
MIMO schemes only require duplication of the receiver path, similar to the RX diversity in the
receiver. However, MIMO still adds to the complexity of the radio design, especially in the front end
of the RF system and the antenna design, particularly when multi-mode and multi-band constraints
are considered.
20.5.2 New Requirements Due to Co-existence
The explosion of additional features in the devices results in the need for many wireless sub-systems
to co-exist in the same handset. Co-existence itself is not new, as cellular 2G and Bluetooth have
been found in phones for years. However, more recently the number of possible radio combinations
in a phone has increased significantly with the addition of GPS, Mobile TV, WiFi, FM RX and soon
WUSB, FM TX, ZigBee and Galileo. To add further complexity, some of these standards may support
MIMO schemes and operate in different frequency bands depending on the region. A summary can be
found in Table 20.10. Today’s most complex handsets can require more than 10 antennas and cover
more than 10 frequency bands.
The former combination of 2G and Bluetooth was relatively easy to handle for several reasons:
• The low transmitted power of 0 dBm for Bluetooth creates negligible interference for the cellular
receiver.
• The relatively relaxed Bluetooth sensitivity makes it difficult for the cellular transmitter noise to
desensitize the Bluetooth receiver, especially in the earpiece case where the link is quite robust.
Terminal RF and Baseband Design Challenges 585
• The relatively high separation between the 1 GHz or 2 GHz cellular bands and the 2.4 GHz Bluetooth
band allows easy filtering of Bluetooth transmitted noise and of cellular transmitter leakage to the
Bluetooth receiver.
• Both systems are TDMA and hence the probability of collisions is relatively low.
The new radios being added to cellular solutions pose more significant issues as most of them require
very good sensitivity (GPS, WLAN, Mobile TV). Also, in some cases they have very low band
separation: Bluetooth and WiFi are in the same band, GPS is very close to DCS TX band, Mobile TV
Table 20.7 TX and RX activity factor summary during uplink and downlink SID
Uplink activity factor
First transmission 2 ms tx + pre/postambles
= 4 ms per 160 ms = 2.5%
Retransmission (10%) 0.25%
Downlink ACK/NACK 6 slots = 4 ms every 160 ms = 2.5%
CQI Aligned with transmission
TX PLL settling time 0.2 ms for every transmission = 0.4 ms
per 160 ms = 0.25%
Total TX activity 5.5%
Downlink activity factor
DRX cycle 3 slots per 20 ms = 10%
SID related activity Min: 10 slots per 160 ms = 4.1%
Max: 12 slots per 160 ms = 5%
AGC and channel estimation
activity
3 slots per 20 ms + 1 slot per
160 ms = 10.4%
Total RX activity 24.5 to 25.5%
Table 20.8 Overall summary of TX and RX activity
factors without packet bundling
HSPA Uplink Downlink
Uplink voice 26% 46%
Downlink voice 26% 52%
SID frames 5.5% 25.5%
Average activity 24% 47%
Table 20.9 Overall summary of TX and RX activity
factors with two packet bundling
HSPA Uplink Downlink
Uplink voice 14.2% 40.3%
Downlink voice 15.1% 26.7%
Average activity 14% 33%
586 WCDMA for UMTS
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Terminal RF and Baseband Design Challenges 587
2009 technology -
with LCD
2009 technology -
no LCD
2011 technology -
with LCD
2011 technology -
no LCD
16
10
12
14
4
6
8
0
2
Ta
lk
ti
m
e
[ho
urs
]
CS over HSPA
WCDMA
Figure 20.35 WCDMA vs. HSPA absolute talk time evolutions
Table 20.10 Set of possible wireless standard combination in future handsets
Service Standard Number of bands Modes AntennaDiversity
Cellular GSM 4 GMSK, GPRS, EDGE Release 7 (RX)
WCDMA 10 R99, HSDPA, HSUPA HSDPA (RX)
WiMax 3 OFDM Depends on profile
WLAN WiFi 2 802.11a,b,g,n 11n (RX&TX)
WPAN Bluetooth 1 GFSK, 8PSK no
UWB 7 OFDM no
Localization GPS 1 CDMA no
Gallileo 1 CDMA no
TVoM DVB-H&T 3 OFDM Play & record?
DMB 2 OFDM Play & record?
Radio FM/RDS 1 FM no
FM TX 1 FM no
AM 1 AM no
DAB 1 OFDM no
DRM 1 OFDM no
Note: Standards in bold are co-existence use-cases that can be found in today’s products
being very close to GSM TX band. In the case of WLAN, the high transmit power and a relaxed
spectral mask creates a source of strong interference and elevated noise into the frequency bands
where other systems operate.
Simplifying the analysis to consider only one-to-one interaction and only antennas coupling, pro-
vides a valuable insight into the complexity of co-existence. The first order interactions between a
first radio, A, and a second one, B, are listed below:
• Sharing the same band, for example with Bluetooth and WLAN, with ‘air’ time sharing.
• Transmitter noise of A falling into the receive band of B: This is the case when the bands are
adjacent.
588 WCDMA for UMTS
• AM content of transmit modulation of radio A being demodulated by receiver B through its second
order non-linear response. This is particularly of importance for direct conversion receivers.
• Harmonics of transmitter A falling into radio B receive band.
• Spurious responses of receiver B falling into radio A transmit frequency. This can be the case
for DVB-H receiver having spurious response in cellular and WLAN transmit bands, especially at
harmonics of the receiver’s local oscillator.
• Receiver B blocked by transmitter A leakage due to insufficient IP3 or input compression point.
In most of the cases, specific filtering or increased linearity may need to be used to solve the problem.
The situation is complicated enough when only one to one interactions are considered, but the situation
is even more complicated when three radios are considered. If in addition these different subsystems
are integrated into the same shielded cavity and in some cases on the same chip, further interaction
mechanism can occur such as coupling of the different local oscillators, clocks. A totally new level of
problematic is created if radio elements from different vendors are integrated in the same device or
with the possible use of memory cards with their own clock having undefined (from the 3GPP radio
perspective) clock frequency and radio interference tolerance.
20.5.3 Front End Integration Strategies and Design Trends
To date, the dual-mode cellular solutions simply place a 2G radio next to a 3G radio, and in some
cases the two modes don’t even share a common antenna. Integration effort is underway, and dual-
mode base band processors can be found. More recently, multi-band dual-mode RF transceivers
have been available, but they are still two separate 2G and 3G transceivers in the same die or
package. Supporting a 2G band calls for only one RX band select filter (usually a SAW filter)
thanks to the success of filter-less architecture, such as the offset loop transmitter introduced in
1995. The full duplex nature of 3G results in the need for four filters to support a single 3G band
(two in the duplexer filter, one between the LNA and Mixer to relax the front-end linearity and
one between the transmitter and the PA to meet transmitted noise requirements in the receive band).
Considering there are 10 bands in 3G, with four of them common to 2G and 3G, and that every
region or operator requires a different subset of them, there is much pressure to simplify the banding
options. A comparison between a quad-band 2G-only solution and a quad-band 2G plus triple-band
3G dual-mode solution block diagrams representative of today’s solution illustrates the additional
complexity in Figure 20.36 The cost and size of the 12 extra filters more than offset the cost of an extra
RF-IC in the system.
20.5.4 Impact on Today’s Architectures
The new requirements related to co-existence, together with the explosion of bands to be supported
in cellular, call for architecture changes to reduce the terminal size and cost. The main objective is
to eliminate the need for external filters. Effective reuse of hardware for 2G and 3G is also essential.
Reconfigurable radios are attractive for multi-mode cellular capability, as they facilitate extensive
sharing of hardware, as shown in Figure 20.37. However, they must provide low-noise transmitters
and a receiver with high blocking tolerance. These architectures should also encompass standards such
as WLAN and WiMAX, and they should also be compatible with 3G Long-Term Evolution covered in
Chapter 17. If these architectural steps can be taken, then the multi-mode multi-band block diagram of
Figure 20.36 is simplified to that shown in Figure 20.37 resulting in the elimination of eight external
filters. This solution offers simplified support for multiple banding options, allowing up to eight
3G bands.
Terminal RF and Baseband Design Challenges 589
LB1
LB2
H
B1
−45
+45
H
B
H
B2
BSP9T
LB
1
H
B2
Quad Band
Filter Bank
Transceiver
Quad Band 2G
2G IQ
or
DigRF 3G
Transmit
Modulator
Quad Band
2G PA
Triple-band
3G radio
add-on
3G Band 5 FEM
3G Band 2 FEM
3G Band 1 FEM
−45
+45
−45
+45
3G RXIQ
or
DigRF 3G
3G TXIQ
or
DigRF 3G
3 out of 9 Band 3G Transceiver
LB
H
B1
H
B2
LB1
H
B1
H
B2
LB1
LB2
H
B1
Figure 20.36 Dual mode Quad Band 2G triple band 3G radio block diagram. Legend: DigRF = Digital RF
interface. FEM = Front End Module. LB = low band, HB = high band
Beyond cost and size optimization, the drive for a higher level of integration continues. Single-chip
cellular phones are a reality in 2G today if the PA, RF front end and peripherals are ignored. This
trend will certainly be followed for higher-feature dual-mode phones where the 2/3G solution plus
extra solutions like GPS, Bluetooth or FM-radio will be integrated in a single system-on-chip (SoC).
These more complex chips incorporating digital base-band functions will have to be processed in
the latest deep sub-micrometer standard digital CMOS technology available. Integration of analogue
and RF functions’ deep sub-micrometer CMOS technology is challenging due to the wide process
spread, device mismatches, leakage and noisy environment. There are thus advantages in looking to
advanced architectures, particularly those that reduce the analogue circuitry. For the receiver, early
digitization using a wideband high dynamic range Sigma–Delta ADC is attractive. The generation of
a clean transmit signal by means of new modulator architectures with extensive digital pre-distortion
also requires high dynamic range wideband DACs. Use of calibration and digital processing is also
necessary to allow fast porting of analogue sections to the next CMOS node.
These efforts in developing more robust receivers, cleaner transmitters, and radios that can be
easily reconfigured (with increased signal processing and performance in the digital domain) are
paving the way to competitive Software-Defined Radios, which, as of today, cannot be considered for
consumer applications.
590 WCDMA for UMTS
H
B2
H
B3
LB
2
H
B3
H
B2
H
B1
LB1
H
B1
Transmit
Modulator
LB
1
LB2
ADC
ADC
DSP I/F
DAC
DAC
-45
+45
H
B2
H
B3
LB
2
H
B3
H
B2
H
B1
LB1
H
B1
LB
1
LB2
ADC
ADC
DAC
DAC
−
45
DigRF 3G
5 Band
2/3G FEM
5 out of 9 band dual mode
2/3G Transceiver
Figure 20.37 Optimized 5 band, dual-mode 2/3G radio block diagram with SAW-less transceiver architecture.
Legend: I/F = interface. DSP = digital signal processor
20.6 Conclusion
This chapter presented an overview of the design challenges for 3G RF and baseband design. From the
early days of power hungry and bulky 3G devices, the market has reached the 500 million WCDMA
subscribers milestone. The future WCDMA device will provide competitive talk and stand-by time
compared to GSM only devices, while HSPA Release 7 and 8 handsets will further improve the battery
life time with discontinuous transmission and reception for voice and for data connections. The trend is
towards highly integrated architectures that should cover efficiently numerous frequency bands while
still supporting several non-cellular features such as GPS etc. The use of multiple radio technologies
in a single device will add further challenges to the device design to ensure proper operation with
multiple radios active.
References
[1] Dual sided GSM PCB picture, courtesy of Rolf Dieter Zimmermann, NXP Semiconductors Nuremberg
internal ‘museum’, Germany.
[2] WCDMA dual-mode handset PCB pictures reproduced with authorization from Portelligent teardown
reports, www.portelligent.com.
[3] Some WCDMA handset PCB pictures reproduced with permission from ST Ericsson.
[4] Portelligent, ‘Sony Ericsson Walkman 900i’, teardown report #118.20-060116-SW
[5] Portelligent, ‘Sony Ericsson K530i’ Report #11000-090114-TCe.
[6] Data extracted from several individual teardown reports produced by Portelligent.
Terminal RF and Baseband Design Challenges 591
[7] Moss, J. Holma, H., Toskala, A., Ahonen, T.T., Wiffen, N. and Noe¨l, L. ‘WCDMA system and
operation’, the University of Oxford, Department for Continuing Education,
uk/cpd/electronics/courses/UMTS.asp.
[8] 3GPP R4-060431, ‘HS-DPCCH Phase Discontinuity Simulation Results’, Ericsson, May 8-12, 2006.
[9] 3GPP TS 25.101V3.19.0 (2006-12), User Equipment (UE) Radio Transmission and Reception (FDD)
(Release 1999), www.3GPP.org
[10] TSGR4#8(99) 99689, 3GPP TSG RAN WG4 #8 ‘Simulation Results for UE Downlink Performance
Requirements’, Motorola, Sophia Antipolis, France, 26–29 October 1999.
[11] Murata SAW duplexer for WCDMA band I (DPX), SAYFP1G95AA0B00 Datasheet,
.co.jp/Ceramy/image/img/PDF/ENG/SAYFP1G95AA0B00.pdf.
[12] Holma, H. and Toskala, A. (eds), LTE for UMTS-OFDMA and SC-FDMA Based Radio Access, 2009, New
York: John Wiley & Sons Ltd, Chapter 11.
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Index
3GPP, 67
3GPP2, 69
4C-HSDPA, 464
16-QAM, 358, 449
16-QAM uplink, 448
64QAM, 442
access service class, ASC, 144
active set update, 232
ACTS, 61
acquisition indication channel (AICH), 101,
115, 124
adaptive antennas, 124, 134, 334, 507
adjacent channel interference, 204, 549, 555
adjacent channel selectivity, 563
admission control, 250
A-GPS, 33
amplifier linearization, 552
AMR speech codec, 12
ACELP, 12
capacity, 312, 433
coverage, 175, 298
source adaptation, 13
wideband, 13
analog-to-digital conversion, 547
back-off, 564
EVM budget, 564
resolution, 563
antenna diversity, 301, 453
ARIB, 64
automatic gain control loop, 564
beamforming, see adaptive antennas
broadcast and multicast service center
(BM-SC), 410
broadcast channel, 99, 122
WCDMA for UMTS: HSPA Evolution and LTE, Fifth Edition Edited by Harri Holma and Antti Toskala
2010 John Wiley & Sons, Ltd
broadcast control channel (BCCH),143,145,157
broadcast/multicast control protocol (BMC),
143, 151
call session control function (CSCF), 94
capacity
AMR speech codec, 312, 436
downlink, 312
cdma2000, 66
standardisation, 69
Cell_PCH, 270
cell broadcast center, 86
cell radio network temporary identity
(C-RNTI), 154
cell update, 167
channel coding
AMR, 114, 120
common channels, 123
convolutional, 120
dedicated channel, 120
TFCI, 121
turbo, 120
channel quality indicator, 362
channelisation codes, 102
CIF, 20
ciphering
MAC layer, 144
RLC layer, 148
closed subscriber group (CSG), 523
CMOS, 547
co-existence
TDD-FDD, 508
TD-SCDMA-LTE, 511
common control channel (CCCH), 145
common control physical channel
primary, 101, 122
secondary, 101, 123
594 Index
common packet channel (CPCH), 100, 107,
115, 267
common pilot channel, 101, 121
common traffic channel (CTCH), 145
common transport channels, 93, 183
continuous packet connectivity (CPC), 431
control plane, 80
core network, 75, 77
coverage, 293
AMR speech codec, 298
downlink, 394
effect of antenna diversity, 301
effect of bit rate, 295
CS networks, 77
CS voice over HSPA, 14, 433
Cu interface, 77
cubic metric, 475, 552
CWTS, 67
cyclic prefix, 488
cyclic redundancy check (CRC), 112
data link layer, 141
data rates
downlink, 117
HSDPA, 365
HSUPA, 402
LTE, 492
TD-SCDMA, 504
uplink, 112
dedicated channel, 99, 265
downlink, 116
uplink, 111
dedicated control channel (DCCH), 145
dedicated physical control channel (DPCCH),
111, 116
dedicated physical data channel (DPDCH),
111, 116
dedicated traffic channel (DTCH), 145
dedicated transport channel (DCH), 99
despreading, 49
dimensioning, 174
direct conversion, 548
direct transfer, 85
direct tunnel, 452
discontinuous transmission, 431
discontinuous reception, 431
downlink modulation, 107
synchronisation channel (SCH), 108,
109, 122
downlink scrambling, 109
primary scrambling codes, 109
secondary scrambling codes, 109
downlink spreading, 103
downlink shared channel (DSCH), 100, 119,
267
synchronisation channel (SCH), 108, 109,
122
dual band HSDPA, 463
dual cell HSDPA, 459
dual cell HSDPA with MIMO, 462
dual cell HSUPA, 461
dual channel QPSK, 104
DVB-H, 425
dynamic channel allocation, 506
E-DCH absolute grant channel, 399
E-DCH HARQ indictor channel, 399
E-DCH relative grant channel, 399
E-DCH, 395
email, 22
enhanced DPCCH, 395
enhanced DPDCH, 395
enhanced FACH, 437
enhanced RACH, 437
EPC architecture, 470
equalizer, 384, 472
erlang, 190
error vector magnitude, 564
ETSI, 61
fast dormancy, 25, 441
fast fading margin, 175
fast power control, 55, 220
femto gateway, 520
FFT, 471
flat architecture, 468
flexible RLC, 450
forward access channel (FACH), 100, 101, 119,
123, 143, 145, 264
user data transmission, 100, 119
fractional DPCH, 435
frame protocol (FP), 81, 88
FRAMES, 62
frequency accuracy, 110
frequency domain generation, 474
frequency domain scheduling, 459
gaming, 26
GGSN, 77
Index 595
GMSC, 77
GSM core network (CN), 77
H.263, 20
H.324M, 20
handover, 232
active set update rate, 240
algorithm, 232
compressed mode, 242
inter-frequency, 242, 244
inter-system, 129, 241
measurement procedure, 233
soft handover gains, 236, 306
soft handover probabilities, 238
soft handover, 57,
happy bit, 398
high speed dedicated physical control channel
(HS-DPCCH), 362
high speed downlink packet access (HSDPA),
353, 360
high speed downlink shared channel,
HS-DSCH, 357
high speed shared control channel (HS-SCCH),
361
high speed uplink packet access (HSUPA), 391
home location register (HLR), 77
home subscriber server (HSS), 94, 470
HS-DPCCH pre/post-amble, 386
HSPA link budget, 380
HSUPA retransmission, 400
HSUPA scheduling, 400
IFFT, 472
IMT-2000, 70
IMT-RSCP, 70
ITU-R TG8/1, 70
Integrated mobile broadcast (IMB), 427
integrity protection of signalling, 147, 160
interference cancellation, 340, 449, 506
interference margin, 175
interleaving, 112
first, 114
second, 115
inter-operator interference, 204, 563
inter-system cell reselection, 166
inter-system handover, 164
IP multimedia subsystem (IMS), 94
IP RAN, 93
I-Q multiplexing, 104
IS-2000, see cdma2000
Iu Interface, 77, 81
Iu CS, 82
Iu PS, 83
protocol stacks, 81
Iub dimensioning, 382
MBMS, 423
Iub interface, 77
Iupc interface, 92
Iur interface, 77, 80
Iur-g interface, 92
joint detection, see multiuser detection.
link budget, 175
link budget, HSPA, 380
link budget, WCDMA, 175
load
estimation of downlink load, 249
estimation of uplink load, 246
load control, 252
load factor, 178
logical channels
broadcast control channel (BCCH), 145
common control channel (CCCH), 145
common traffic channel (CTCH), 145
dedicated control channel (DCCH), 145
dedicated traffic channel (DTCH), 145
mapping between logical channels and
transport channels, 145
paging control channel (PCCH), 145
logical O&M, 91
LTE-Advanced, 492
LTE functional split, 469, 484
LTE link budget, 490
LTE multiple access, 468, 471
LTE requirements, 467
LTE RRC States, 485
LTE RRC, 484
LTE UE categories, 492
MAC segmentation, 450
machine-to-machine, 34
maximal ratio combining, MRC, 53
maximum input power, 567
MBMS notification indicator channel (MICH),
416
MBMS point-to-multipoint control channel
(MCCH), 416
MBMS point-to-multipoint scheduling channel
(MSCH), 416
596 Index
MBMS point-to-multipoint traffic channel
(MTCH), 416
MBMS selective combining, 418
MBMS soft combining, 418
MBMS, 409
media gateway control function (MGCF), 95
media resource function (MRF), 94
medium access control protocol (MAC), 143
messaging, 21
MMS, 21
mobile email, 22
mobile equipment (ME), 76
mobile services switching centre/visitor location
register (MSC/VLR), 77
mobile-TV, 31, 409
mobility management entity, 470
MPEG-4, 19, 20
multi-mode radio, 582
multi-carrier CDMA, see cdma2000
multicast, 411
multi-carrier HSDPA, 464
multimedia broadcast multicast service
(MBMS), 152, 409
multipath diversity, 298
multiple input multiple output (MIMO), 444, 482
multiplexing
downlink, 117
uplink, 113
multiuser detection, 340, 506
NBAP, 89
network planning
dimensioning, 174
GSM co-planning, 202
inter-operator interference, 204
optimisation, 199
node B, 76
noise figure, 556
noise rise, 175
ODMA, 62, 64
OFDMA, 62, 64, 468, 471
Offload, 516
Okumura-Hata, 173
open loop power control, 55, 126, 169
orthogonal codes, 305
outer loop power control, 56, 226
OVSF codes, 102
packet data convergence protocol (PDCP), 142,
150
paging
channel, 100, 124, 270
control channel (PCCH), 143, 145
indicator channel, 125
procedure, 127
pay load unit (PU), 148
packet data network gateway (P-GW)470
phase discontinuity, 554
physical downlink shared channel, 478
physical uplink shared channel, 478
PLMN, 76, 154
policy and charging rules function (PCRF), 470
positioning, 32
A-GPS, 33
GPS, 32
network assisted GPS, 33
power consumption, 431, 475, 567
CS over HSPA, 579
RF receiver, 570
RF transmitter.572
power control, 55, 104
compressed mode, 133
CPCH, 115
fast closed loop, 55, 126
headroom, 133
open loop, 55, 126
outer loop, 56, 226
RACH, 127
power rise, see noise rise
processing gain, 49
PS networks, 77
Push-to-talk over cellular (PoC), 16, 281
Quality of service, QoS, 274
radio link control protocol (RLC), 147
acknowledged mode (AM), 148
transparent mode (Tr), 147
unacknowledged mode (UM), 147
radio network controller (RNC), 76, 79
drift RNC, 79
serving RNC, 79
radio network sub-system (RNS), 78
radio resource control protocol (RRC), 153
Rake receiver, 51
RANAP, 79, 84
random access channel (RACH), 100, 107, 115,
124, 264
rate matching
downlink, 118
uplink, 114
Rayleigh fading, 52
Index 597
Rake receiver, 51
reciprocal channel, 496
refarming, 4, 211
reference sensitivity, 556
resource block, 474
RNSAP, 87
round trip time, 261
round trip time, HSPA, 384, 439
round trip time, WCDMA, 261
S1_MME, 470
S1_U, 470
SC-FDMA, 474
scrambling, 102, 109
SDD, 495
self mixing, 559
Self Optimized Networks (SON), 6
serving gateway (S-GW), 470
SGSN, 77
Shannon limit, 372
shared channel
downlink, 119
high speed, 354
single frequency network (SFN), 425
site selection diversity transmission, 135
smart antennas, 334
SMS, 21
soft capacity, 190
soft(er) handover, 57, 232, 400
soft handover gain, 175
sounding refence symbol (SRS), 471
spectrum allocation, 4
spreading, 49
streaming, 26
sub-carrier spacing, 471
synchronization channel, 101, 109, 122
synchronization signal, 478
TDD, 478, 495
TD-SCDMA, 495
data rates, 504
dynamic channel allocation (DCA), 506
physical layer, 497
terminal power consumption, see power
consumption
time division duplex, see (TDD)
traffic termination point, 89
transmission control protocol (TCP), 255
transmission time interval (TTI), 112, 114
transmit diversity, 310, 447
transmitter noise leakage, 559
transport channels, 98
transport format and resource combination
(TFRC), 366
transport format combination indicator (TFCI),
98, 121
transport format indicator (TFI), 98
transport network control plane, 81
transport network user plane, 81
TTA, 65
UE capability, 136
UE reference sensitivity, 556, 559
UMTS subscriber identity module (USIM), 76,
522
unicast, 410
uplink modulation, 104
uplink scrambling, 106
uplink spreading, 106
URA_PCH, 270
URA update, 167
user equipment (UE), 75, 76
user plane, 81
UTRA TDD, see TD-SCDMA
UTRA, 62, 64
UTRAN architecture, 75
UTRAN radio network temporary identity
(U-RNTI), 144, 154
UTRAN, 75
Uu interface, 76
UWC-136, 66
variable bias, 573
video sharing, 18
video telephony, 18
virtual private network (VPN), 29
voice over IP, VoIP, 17, 284, 433
WCDMA N/A, 65
wideband AMR, 12
wideband TDMA, 63
wideband TDMA/CDMA, 63
windowing, 472
WP-CDMA, 66
X2 interface, 486
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