The ARIMA model: advantages and disadvantages
Forecast is an activity to calculate or predict future
events or situations, usually as a result of rational
study or analysis of suitable data21. The accurate information for saline forecast will become more and
more difficult to predict due to climate change and
extreme weather22. In recent years, there are several quantitative forecast techniques available such as
ARIMA models, Random walk models, Trend models, or Exponential Smoothing. Generally, ARIMA
models are considered as statistical theory and mathematically complex techniques while the others are
defined as simple prediction techniques. Therefore,
the ARIMA model has been regarded as the most efficient prediction technique in hydrology12. In the
empirical research, many advantages of the ARIMA
model were found and support it as a proper way in
especially short-term time series forecasting23. The
ARIMA model requires fewer the prior data inputs to
generalize the forecast., only needs endogenous variables and does not need to use other exogenous variables. Basically, this model is relatively more robust
and efficient than other complex structural models
in relation to short-run predictions24. However, the
main limitation of ARIMA is the lack of a deterministic cause25. In addition, many traditional techniques
for time series forecast, such as ARIMA, which assume that the series is generated from linear processes
and as a result might be inappropriate for most realworld problems that are nonlinear 26,27. This problem
has now been circumvented through large numbers of
past data inputs, stochastic events, and the accuracy of
past data inputs that must be enhanced.
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Science & Technology Development Journal, 23(1):446-453
Open Access Full Text Article Research Article
1Institute of Tropical Biology, Vietnam
Academy of Science and Technology, 85
Tran Quoc Toan Str., District 3, Ho Chi
Minh City, Vietnam
2Graduate University of Science and
Technology, Vietnam Academy of
Science and Technology, 18 Hoang Quoc
Viet Str., Cau Giay District, Ha Noi City,
Vietnam
3Department of Science and Technology
of Ben Tre Province, 280 Str. 3/2, Ward
3, Ben Tre City, Ben Tre, Vietnam
Correspondence
Thai Thanh Tran, Institute of Tropical
Biology, Vietnam Academy of Science
and Technology, 85 Tran Quoc Toan Str.,
District 3, Ho Chi Minh City, Vietnam
Email: thanhthai.bentrect@gmail.com
History
Received: 2020-01-03
Accepted: 2020-02-17
Published: 2020-03-01
DOI : 10.32508/stdj.v23i1.1747
Forecasting of saline intrusion in Ham Luong river, Ben Tre
province (Southern Vietnam) using Box-Jenkins ARIMAmodels
Thai Thanh Tran1,*, Luong Duc Thien1, Ngo Xuan Quang1,2, Lam Van Tan3
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ABSTRACT
Introduction: HamLuong River is a branch ofMekong River located in Ben Tre Province, which has
played a crucial role in supporting livelihoods of local residents and the province's economic de-
velopment. However, the saline intrusion has been expanding in Ham Luong River, which seriously
affects the productive agriculture, aquaculture, and further causes tremendous difficulties for local
people's lives. Thus, it is crucial to have research for forecast the saline intrusion in Ham Luong River.
Our aimwas to developmathematicalmodels in order to forecast the saline intrusion inHamLuong
River, Ben Tre Province. Methods: The Auto regressive integrated moving average (ARIMA) model
was built to forecast the weekly saline intrusion in Ham Luong River, which has been obtained from
Ben Tre Province's Hydro-Meteorological Forecasting Center over eight years (from 2012 to 2019).
Results: The saline concentration increased from January to March and then decreased from April
to June. The highest salinity occurred in February andMarchwhile the lowest salinity was observed
in early June. Moreover, the ARIMA technique provided an adequate predictivemodel for a forecast
of the saline intrusion in An Thuan, Son Doc, and An Hiep station. However, the ARIMA model in
My Hoa and Vam Mon might be improved upon by other forecasting methods. Conclusion: Our
study suggested that the nonseasonal/seasonal ARIMA is an easy-to-use modeling tool for a quick
forecast of the saline intrusion.
Key words: ARIMA model, climate change, Mekong Delta, saline intrusion, time-series forecasts
INTRODUCTION
Ham Luong River (HLR) (in Vietnamese: Sông Hàm
Luông) is a branch of the Mekong River in the
Mekong Delta region that flows entirely within Ben
Tre Province (BTP). HLR has played a crucial role in
supporting the livelihoods of local residents, giving a
productive environment for agriculture, aquaculture,
capture fisheries, non-fish aquatic goods, and tourism
revenue1. However, saline intrusion (SI) has been ex-
panding in Mekong Delta, especially in BTP in recent
years, which seriously affect the productive agricul-
ture, aquaculture, and also causes tremendous diffi-
culties for local people’s lives2. In the dry season, the
saline water from the East Sea has intruded into HLR,
and after that continued intrusion into complicated
canal networks in BTP. SI is a complex phenomenon
depending on a variety of variables include freshwater
discharge from upstream, capacity, and morphology
of the rivers/canals, a configuration of the drainage
network, tidal conditions, and presence of control ar-
tificial structures such as dams, sluice gates3,4. More-
over, the impacts of climate change and sea-level rise
also exacerbate the damage of SI5. However, SI might
be predicted by using statistical models. Therefore, it
is crucial to have research for forecast SI in HLR in or-
der to give useful information that can be used in wa-
ter resourcemanagement and saltwatermonitoring as
well.
Nowadays, capabilities to predict SI was a principle of
interest in many studies. Various models have been
developed to predict SI in main rivers. An artificial
intelligence model, like an Artificial Neural Network
(ANN) model6, simulate SI using a trained neural
network. Remote sensing techniques, like resolution
applications of available satellite images for detecting
SI5. However, these methods mostly rely on complex
statistics, artificial intelligence techniques, and large
amounts of meteorological and topographic data 7.
This leads to needing a model that is reliability, ac-
curate, suitability whereas small amounts of hydrody-
namic. The Auto regressive integrated moving aver-
age (ARIMA)model is regarded as a smooth method,
and it is applicable when the data is reasonably long
and the correlation between past observations is sta-
ble8. ARIMAmodel9, also known as the Box-Jenkins
model or methodology, is commonly used in fore-
casting and analysis. Some significant advantages of
ARIMA forecasting are: first, it only needs endoge-
nous variables and does not need to use other exoge-
nous variables. Second, the ARIMA technique only
Cite this article : Thanh Tran T, Duc Thien L, Xuan Quang N, Van Tan L. Forecasting of saline intrusion in
Ham Luong river, Ben Tre province (Southern Vietnam) using Box-Jenkins ARIMAmodels. Sci. Tech.
Dev. J.; 23(1):446-453.
446
Copyright
© VNU-HCM Press. This is an open-
access article distributed under the
terms of the Creative Commons
Attribution 4.0 International license.
Science & Technology Development Journal, 23(1):446-453
requires the prior data of a time series to generalize
the forecast. Hence, it can increase the forecast ac-
curacy while keeping the number of parameters to a
minimum10. This lead to the ARIMAmodel has been
applied to analyze hydrological time series, especially
at the monthly scale 11.
Several studies in the literature have used the ARMA
model for saline intrusion prediction. Sun and Koch
(2001) used ARIMA to analyze and forecast of salin-
ity in Apalachicola Bay, Florida. The results show that
ARMIAhas been possible to statistically define the in-
teraction of different parameters that affect the salin-
ity change in Apalachicola Bay provided help one un-
derstand the hydrodynamic circulation of the water
body through the approach of data analysis12. Felisa
et al. (2015) applied the ARIMA model to forecast
the groundwater salinization in Ravenna (Italy). The
resulting predictive models were validated by com-
parison with data and demonstrated that data-driven
approaches may provide useful information in situa-
tions where physics-based models have only limited
success in characterizing the phenomenon of inter-
est13. As well as this, the ARIMA model is a ma-
jor technique in hydrology and has been used exten-
sively, mainly for the prediction of natural phenom-
ena such as precipitation, streamflow events, solar ra-
diation11,14,15.
Here, our primary objective was to develop the
ARIMA model to forecast the weekly SI of HLR,
BTP in consideration of the accuracy, suitability, ad-
equacy, and timeliness of a collected data, which
have been obtained from Ben Tre Province’s Hydro-
Meteorological Forecasting Center (BTHMFC) over
eight years (from 2012 to 2019). The reliability, ac-
curacy, suitability, and performance of the model are
investigated in comparison with those of established
tests, such as standardized residuals.
MATERIALS ANDMETHODS
Study area and dataset collection
HLR is separated from Tien River in Tan Phu Com-
mune, Chau Thanh District, BTP, creating a natural
border between Bao andMinh islet. It has 72 km long,
from 12 to 15 m in-depth, and from 1,200 to 1,500 m
(over 3,000 m at estuary) in width. During the rainy
season, average river flows are approximately 3,300–
3,400 m3/s, while around 800–850 m3/s in the dry
season16.
There are six saltwater monitoring stations (from es-
tuary to upstream) situated in An Thuan-AT (Tiem
Tom harbor, Ba Tri District), Son Doc-SD (Hung
Le Commune, Giong Trom District), Phu Khanh-
PK (Phu Khanh Commune, Thanh Phu District), My
Hoa-MH(BenTre city), AnHiep-AH (AnHiepCom-
mune, ChauThanhDistrict), andVamMon-VM(Phu
Son Commune, Cho Lach District) (Figure 1). In
each station, the saltwater monitoring data were col-
lected one time per week for a period of 23 weeks
(from January to June that is the dry season inMekong
Delta). The river saltwater monitoring data from
2012 to 2019 were provided by BTHMFC (available
at
/TongQuat.aspx). The present study forecast the SI in
HLR from Jan 1st -Jan 8th (week 1) to Jun 4th-Jun 11st
(week 23) of 2020 based on saltwater monitoring data
from 2012 to 2019 (Appendix 1).
Figure 1: MapofHamLuongRiver and its saltwa-
ter monitoring stations.
ARIMA models description and application
ARIMAwas first formed by Box and Jenkin in 1976 9.
The general equation of successive differences at the
dth difference of Xt is briefly expressed as follows:
DdXt = (1 B)dXt, where d is the different order, and
B is the backshift operator
The successive difference at one-time lag equals to:
D1Xt = (1 B)Xt = Xt Xt 1
In this situation, the general non-seasonal ARIMA (p,
d, q) is as follows:
Fp(B)Wt = qq(B)et, where Fp(B) is an auto-
regressive operator of order p, qq(B) is a moving av-
erage operator of order q, andWt = DdXt
A general nonseasonal/seasonal ARIMA (p, d, q)x(P,
D, Q)s model with nonseasonal parameters p, d, q,
seasonal parameters P, D, Q, and seasonality s that
consists of several terms: A nonseasonal autoregres-
sive term of order p, a onseasonal differencing of or-
der d, a nonseasonal moving average term of order
447
Science & Technology Development Journal, 23(1):446-453
q, a seasonal autoregressive term of order P, a sea-
sonal differencing of orderD, a seasonal moving aver-
age term of orderQ. ARIMA(0,1,1)x(0,1,1)s–seasonal
and nonseasonal MA terms of order 1 which was a
common nonseasonal/seasonal ARIMA model. For
a more detailed description of the terminology, see
Box and Jenkins (1976)9, Bowerman and O’Connell
(1987)17, and Pankraz (1991) 18.
ARIMA modeling was developed using Statgraphics
Centurion ver. 18 software. Model performance was
evaluated using the root mean squared error (RMSE),
the mean absolute error (MAE), the mean absolute
percentage error (MAPE), the mean error (ME), the
mean percentage error (MPE)19.
Map visualizations
An Inverse DistanceWeighting (IDW)method in Ar-
cGIS 10.3 was used to interpolate forecast point data
to create continuous surface maps20:
l i=
åGj=1 l j=Di j
p
åGj=1 1=Di j
where l i was the property at location i; l j was the
property at location jDij was the distance from i to j
G was the number of sampled locations, and was the
inverse-distance weighting power.
RESULTS
Long-term saline intrusion data in Ham Lu-
ong River from 2012 to 2019
The saline concentration data in HLR for eight years
that is obtained from the BTHMFC and Figure 2 pre-
sented the basic trends of the collected data. Overall,
the saltwater concentration in HLR increased from
February to April. The maximum saltwater occurred
at the end ofMarch or the beginning of April in which
was the driest months in the year. Subsequently, the
saltwater concentration decreased slightly in late May
and fell rapidly in early June because of the seasonal
change with rainfall in May. In early June, it is the be-
ginning of the rainy season with much rainfall than
those in May; therefore, the saline concentration de-
creased rapidly in the whole river. Notably, the high-
est saltwater concentration in HLR was observed in
2016 because of a severe El Niño, BTP experienced
serious SI. The maximum saltwater concentration
was 31.50 ‰ (05/02/2016), 26.01‰ (03/12/2016),
14.50‰ (03/12/2016), 12.40 (03/05/2016), 9.90‰
(03/12/2016), and 6.7% (03/12/2016) observed in AT,
SD, PK, MH, AH, and VM, respectively. Saltwater
(approximately 10‰) expanded through HLR by up
to 50-60 km, considered to be themost extensive SI in
the last 90 years.
The ARIMA model for the forecast of saline
intrusion in Ham Luong River
In AT station, the highest saline concentration of
25.34 ‰ is observed in week 6, followed by 21.25‰
(week 10) and 21.16‰ (week 9). Furthermore, week
12 was expressed as the highest saltwater concentra-
tion (13.24‰), week 5 (8.95‰), week 12 (4.67‰),
week 4 (1.68‰), week 11 (0.72‰). By contrast, the
lowest saltwater concentration of 12.46‰ is observed
in week 23. The saltwater concentration measured
from 5.09 (week 22) to 13.24 (week 12), 4.31 (week
22)-9.40 (week 12), 1.61 (week 22) to 4.67 (week 12),
0.00 (week 22)-1.49 (week 12), and 0.00 (week 22)-
0.72 (week 11) in SD, PL, MY, AH, and VM, respec-
tively. Clearly, at the beginning of the rainy season
(from May 28th to Jun 11st ) observed with the low-
est saltwater concentration. In turn, saline intrusion
began in mid-March, saltwater entered deep to in-
land (Appendix 2). Table 1 showed an overview of
the monthly average of the forecasted saltwater con-
centration for all stations in HLR from January to
June 2020. Generally, the saltwater concentration in-
creased from January to March and then decreased
from April to June. Themaximum saltwater occurred
in February andMarch while the lowest saltwater was
observed in early June. Figure 3 showed the historical
data, the forecasts, and the forecast limits (95% P.I.)
Testing forecast models
A normal probability plot of the residuals can be dis-
played in Figure 4. If the residuals come from a nor-
mal distribution, they should fall close to the line. In
fact, the residual plot in AT, SD, PK, AH showed some
curvature away from the line while MH and VM did
not.
There are five tests have been run to determine
whether or not the residuals form a random sequence
of numbers. If a p-value for each test is greater than
or equal to 0.05, we can not reject the hypothesis that
the series is random at the 95.0% or higher confidence
level. ARIMA forecasting model in AT, SD, PK, AH
passed five tests while MH and VM did not (Table 2).
DISCUSSION
Theperspective viewof the saline intrusion
in Ham Luong River in 2020 is predicted by
the ARIMAmodel
At the beginning of the dry season (January), the
saltwater levels of 10‰ will have occurred in a lo-
cation where between Mo Cay Nam and Thanh Phu
District, over 50 km away from Ham Luong estuary.
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Science & Technology Development Journal, 23(1):446-453
Figure 2: The trend of saline intrusion in Ham Luong River from 2012 to 2019.
Table 1: Monthly average saltwater concentration (‰) in Ham Luong River from January to June of 2020. For:
Forecast, 95% (L/H): the 95% prediction interval (low/high)
Month AT SD PK
For 95% (L/H) For 95% (L/H) For 95% (L/H)
January 19.54 10.90/28.18 10.96 1.38/20.54 8.38 1.99/14.77
February 20.98 10.14/31.83 12.29 0.07/26.24 8.61 0.14/17.47
March 20.50 8.03/32.97 12.99 0.00/29.85 8.96 0.00/19.52
April 17.71 3.64/31.78 10.79 0.00/30.41 7.67 0.00/19.87
May 13.51 0.00/29.02 6.45 0.00/28.49 5.49 0.00/19.12
June 12.46 0.00/28.72 5.17 0.00/28.45 5.50 0.00/19.88
Month MH AH VM
For 95% (L/H) For 95% (L/H) For 95% (L/H)
January 3.92 0.00/8.10 0.85 0.00/3.84 0.29 0.00/2.28
February 3.97 0.00/10.30 1.05 0.00/5.61 0.54 0.00/3.53
March 4.53 0.00/12.26 1.40 0.00/6.97 0.60 0.00/4.24
April 3.62 0.00/12.66 0.67 0.00/7.20 0.17 0.00/4.43
May 1.94 0.00/12.14 0.09 0.00/7.45 0.08 0.00/4.88
June 2.40 0.00/13.18 0.00 0.00/7.78 0.08 0.00/5.15
Also, the saltwater levels from 5-10‰ will cover al-
most all of Giong Trom and half of Mo Cay Nam
District. These districts in upstream such as Chau
Thanh andCho LachDistrict will be covered by under
2‰ (Figure 5A). Subsequently, at the driest month
(February andMarch), saltwater will be intruded into
an area within 60-70 km from the mouth of HLR;
therefore all of Giong Trom andMoCayNamDistrict
will be affected with the saltwater rate 10‰. Ben Tre
City and a small part of Chau Thanh District will be
covered by under 5‰ (Figure 5B, C). Finally, at the
beginning of the rainy season (early June), saltwater
will be pushed away from the inland. The saltwater
levels of 10‰ will be observed in Ba Tri District, ap-
proximately 10km away from the estuary (Figure 5F).
Based on the forecasting results of the ARIMAmodel,
saltwater with 5‰ will be entered up to 60-70 km
deep inland that means Ben Tre city (areas with the
highest population) and Chau Thanh District (areas
with large-scale fruit production) seems to be affected
by SI. Outcomes of this study are useful for reducing
damages caused by the saline intrusion in theMekong
449
Science & Technology Development Journal, 23(1):446-453
Figure 3: Time sequence plot displays for saltwater concentration in Ham Luong River include the forecasts and
the forecast limits.
Figure 4: Residual normal probability plot.
Table 2: Tests for the randomness of residuals. RUNS = Test for excessive runs up and down, RUNM= Test for
excessive runs above and belowmedian, AUTO = Ljung-Box test for excessive autocorrelation, MEAN = Test for
difference inmean 1st half to 2nd half, VAR = Test for difference in variance 1st half to 2nd half
Test types AT SD PK MH AH VM
RUNS N.S. N.S. N.S. N.S. N.S. N.S.
RUNM N.S. N.S. N.S. N.S. N.S. N.S.
AUTO N.S. N.S. N.S. * N.S. *
MEAN N.S. N.S. N.S. N.S. N.S. N.S.
VAR N.S. N.S. N.S. N.S. N.S. *
N.S.= not significant (p >= 0.05), * = marginally significant (0.01 <p 0.05)
450
Science & Technology Development Journal, 23(1):446-453
Figure 5: The interpolation map showed the forecast of saline intrusion in Ham Luong River. (A) January,
(B) February, (C) March, (D) April, (E) May, (F) June.
Delta, also BTP in saline season 2020.
The ARIMA model: advantages and disad-
vantages
Forecast is an activity to calculate or predict future
events or situations, usually as a result of rational
study or analysis of suitable data 21. The accurate in-
formation for saline forecast will become more and
more difficult to predict due to climate change and
extreme weather22. In recent years, there are sev-
eral quantitative forecast techniques available such as
ARIMA models, Random walk models, Trend mod-
els, or Exponential Smoothing. Generally, ARIMA
models are considered as statistical theory and math-
ematically complex techniques while the others are
defined as simple prediction techniques. Therefore,
the ARIMA model has been regarded as the most ef-
ficient prediction technique in hydrology12. In the
empirical research, many advantages of the ARIMA
model were found and support it as a proper way in
especially short-term time series forecasting23. The
ARIMAmodel requires fewer the prior data inputs to
generalize the forecast., only needs endogenous vari-
ables and does not need to use other exogenous vari-
ables. Basically, this model is relatively more robust
and efficient than other complex structural models
in relation to short-run predictions24. However, the
main limitation of ARIMA is the lack of a determinis-
tic cause 25. In addition, many traditional techniques
for time series forecast, such as ARIMA, which as-
sume that the series is generated from linear processes
451
Science & Technology Development Journal, 23(1):446-453
and as a result might be inappropriate for most real-
world problems that are nonlinear26,27. This problem
has now been circumvented through large numbers of
past data inputs, stochastic events, and the accuracy of
past data inputs that must be enhanced.
CONCLUSION
This paper presents a new approach to forecasting
the SI in HLR of the Mekong River systems based on
ARIMA forecasting model. Our result showed that
the nonseasonal/seasonal ARIMA (0,1,1)x(0,1,1)23
model has been applied successfully for the forecast-
ing of SI in HLR. However, the ARIMA forecasting
model in AH and VM could be improved upon by
other forecasting methods or still ARIMA with other
parameters. ARIMA model with its convenience, ac-
curate forecasting, low data input requirement, and
simple computational process, it is bound to obtain
a good picture of the prediction of SI over the main
river. This makes the analytical model a powerful tool
to guide future adaptation management on climate
change and also SI in the Mekong Delta.
LIST OF ABBREVIATIONS
AH: An Hiep
ANN: Artificial Neural Network
ARIMA: Auto regressive integrated moving average
AT: AnThuan
AUTO: Ljung-Box test for excessive autocorrelation
BTHMFC: Ben Tre Province’s Hydro-Meteorological
Forecasting Center
BTP: Ben Tre Province
CI: Confidence interval
HLR:Ham Luong River
IDW: Inverse Distance Weighting
MAE:Mean absolute error
MAPE:Mean absolute percentage error
ME:Mean error
MEAN: Test for difference in mean 1sthalf to 2nd half
MH:My Hoa
MPE:Mean percentage error
PK: Phu Khanh
RMSE: Root mean squared error
RUNM: Test for excessive runs above and below me-
dian
RUNS: Test for excessive runs up and down
SD: Son Doc
SI: Saline intrusion
VAR: Test for difference in variance 1st half to 2ndhalf
VM: VamMon
COMPETING INTERESTS
The authors declare that they have no conflicts of in-
terest.
AUTHORS’ CONTRIBUTIONS
Thai Thanh Tran has contributed to collections,
analyses, interpretation of data, and writing the
manuscript. Luong Duc Thien has contributed to
mapping visualizations and interpolation techniques.
Ngo Xuan Quang and Lam Van Tan have supported
data analyses and revising the manuscript.
ACKNOWLEDGEMENTS
This research was funded by Vietnam National Foun-
dation for Science and Technology Development
(NAFOSTED) under grant number 106.06-2019.51.
Moreover, we are particularly grateful to editors and
anonymous referees, who kindly provided the con-
structive and critical reviews of our manuscript.
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