CONCLUSION
The present analysis shows that the proton-nucleus optical potential calculated microscopically by the folding model using effective CDM3Y6 interaction with RT and without RT, whose
density-dependence accounts for the saturation properties of the nuclear matter, can be used in the
analysis of the elastic scattering of proton from light nuclei 12C and 13C in the energy range from
14 MeV to 22 MeV.
The imaginary folded potential fitted from JLM interaction gives a failed description of
proton elastic scattering on 12;13C, which implies that the volume absorption is ineffective in this
energy range. In order to improve the theoretical result, the addition of surface absorption and the
best-fit normalization NR > 1 are essential for the elastic channel.
Also, the inclusion of the RT into the folding model calculation of the nucleon optical
potential gives a similar trend in comparison with the case without RT, but the renormalization
factor NR in the case with RT is almost higher than one without RT whose NR is closer to unity.
It could be explained by the fact that strong coupling effects and non-locality can be found in the
elastic channel.
The obtained results in this work are the critical potential of upcoming low-energy researches on nuclear astrophysics, where the nuclear reactions occur in the stellar environment,
and the astrophysical quantities could be then analyzed and evaluated.
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Communications in Physics, Vol. 31, No. 1 (2021), pp. 45-56
DOI:10.15625/0868-3166/15278
NUCLEAR MEAN-FIELD DESCRIPTION OF PROTON ELASTIC
SCATTERING BY 12,13C AT LOW ENERGIES
NGUYEN LE ANH1, PHAN NHUT HUAN2,3,† AND NGUYEN HOANG PHUC4
1Department of Physics, Ho Chi Minh City University of Education, Ho Chi Minh City, Vietnam
2Institute of Fundamental and Applied Sciences, Duy Tan University, Ho Chi Minh City, Vietnam
3Faculty of Natural Sciences, Duy Tan University, Da Nang City, Vietnam
4Institute for Nuclear Science and Technology (INST), Hanoi, Vietnam
E-mail: †phannhuthuan@duytan.edu.vn
Received 12 July 2020
Accepted for publication 26 September 2020
Published 8 January 2021
Abstract. Nuclear reactions of proton by light nuclei at low energies play a key role in the study of
nucleosynthesis which is of interest in nuclear astrophysics. The most fundamental process which
is very necessary is the elastic scattering. In this work, we construct a microscopic proton-nucleus
potential in order to describe the differential cross-sections over scattering angles of the proton
elastic scattering by 12C and 13C in the range of available energies 14 - 22 MeV. The microscopic
optical potential is based on the folding model using the effective nucleon-nucleon interaction
CDM3Yn. The results show the promising use of the CDM3Yn interactions at low energies, which
were originally used for nuclear reactions at intermediate energies. This could be the premise for
the study of nuclear reactions using CDM3Yn interaction in astrophysics at low energies.
Keywords: elastic scattering, folding model, CDM3Yn.
Classification numbers: 24.10.Cn, 24.10.Ht, 25.40.Cm.
©2021 Vietnam Academy of Science and Technology
46 NUCLEAR MEAN-FIELD DESCRIPTION OF PROTON ELASTIC SCATTERING BY 12,13C AT LOW ENERGIES
I. INTRODUCTION
When a proton beam interacts with a target nucleus, there are a variety of reaction chan-
nels occurring such as elastic scattering, inelastic scattering, or nucleon rearrangement collision
processes. The elastic scattering channel, however, plays the most vital role and is fundamental to
describe other reaction channels. One of the simplest and the most effective ways to describe the
nuclear elastic scattering is the optical model approach in which a complicated many-body prob-
lem of proton elastic scattering is reduced to a one-body problem with a complex single-particle
potential. In particular, the real part of the potential describes the elastic scattering channel, while
the imaginary part takes account of all the non-elastic channels.
An optical potential can be constructed phenomenologically with the parameters of a po-
tential form or microscopically starting from nucleon interactions. For the phenomenological ap-
proach, the nuclear potential is commonly of the Woods-Saxon (WS) form, which can be easy in
the calculation and in the description of measured data. This approach, however, cannot provide
further physical information as well as cannot predict for the description of unavailable experi-
mental data of elastic scattering on a wide range of unstable nuclei. Meanwhile, a microscopic
nucleon-nucleus optical model could be constructed to overcome this problem, in which the fold-
ing model using an effective nucleon-nucleon (NN) interaction has been widely and successfully
used to generate the optical potential [1]. In particular, the potential of the nucleon-nucleus sys-
tem can be defined by summing over all NN interactions between the incident nucleon and each
nucleon binding in the target nucleus. The important inputs of calculation in the folding model are
therefore the nucleon density of target and a version of effective NN interaction.
In this work, we focus on the effective NN interaction CDM3Yn which is a version of
density dependent NN interaction of M3Y interaction (Michigan 3 Yukawa). Particularly, the M3Y
interaction is obtained from G-matrix elements of bare NN interaction related to M3Y-Reid [2]
and M3Y-Paris [3]. The parameters of density dependence of CDM3Yn were determined in 1900s
in Hartree-Fock (HF) calculations to describe the properties of saturation of symmetric nuclear
matter, which was performed by Khoa et al. [4]. It has been used to describe not only the equation
of state (EOS) of asymmetric nuclear matter but also the isovector of nucleon optical potential [5].
Recently, the density dependence of the CDM3Yn interaction was included on the HF level by the
rearrangement term (RT) of the nucleon optical potential derived from the Hugenholtz-van Hove
(HvH) theorem [6, 7]. The addition of the RT into the folding calculation of the nucleon optical
potential was shown to be necessary for the overall good optical model description of elastic
nucleon scattering at low energies. Then CDM3Yn versions have been applied successfully to
microscopic calculations of nucleon-nucleus and nucleus-nucleus scattering potentials in folding
model [8, 9].
The folding calculation using CDM3Yn interaction focuses mainly on the scattering from
zero-spin and zero-isospin target nuclei. Recent studies indicate that the CDM3Yn interaction can
describe well proton-nucleus scattering with intermediate-mass and heavy targets (A ≥ 40) and
E > 30 MeV [6, 7]. As a result, the description of proton-nucleus scattering on light nuclei at
low energies (E . 20 MeV) using CDM3Yn is the subject of interest. In this energy range, using
an optical model to describe scattering data is not simple due to the effects of strong coupling to
non-elastic channel or non-locality. Moreover, the knowledge of elastic scattering at low energies
also supports the studies of nuclear reactions in astrophysics. For instance, the elastic scattering
N. L. ANH, P. N. HUAN AND N. H. PHUC 47
of proton from 12C and 13C targets at astrophysical energies is related to the first proton radiative
capture reactions (p,γ) occurring in the carbon-nitrogen-oxygen (CNO) cycle in asymptotic giant
branch (AGB) stars after the nucleus 12C is formed by the 3α process. The mean-field potential
models applied to these elastic scattering 12C(p, p) and 13C(p, p) are regularly of the WS form
[10, 11] with the parameters adjusted to obtain best fits in comparison with experimental data.
Nevertheless, these phenomenological potential models are still relatively simple and depend on
the parameters of a function instead of starting from NN interactions. Thus, in the present work the
data of elastic scattering of 12,13C(p, p) are analyzed, which is based on the microscopic calculation
in folding model with the chosen effective NN interaction CDM3Y6.
The construction of the folded scattering potential using CDM3Y6 interaction is repre-
sented in Sec. II. Finally, the theoretical results of elastic scattering of proton on 12,13C in the
range of available energies 14-22 MeV are analyzed and discussed in Sec. III.
II. PROTON-NUCLEUS OPTICAL POTENTIAL IN FOLDING MODEL
The optical potential contains the nuclear central (mean-field) part, the spin-orbit (s.o.), and
Coulomb (coul.) potentials as
V =Vcentral+Vs.o.+Vcoul.. (1)
The Coulomb potential of a uniformly charged sphere is used in the optical model calcula-
tion of the elastic proton scattering
Vcoul.(r) =
{
Ze2(3− (r/R0)2)/(2R0) ;r ≤ R0
Ze2/r ;r > R0
, (2)
where the Coulomb radius is taken as Rcoul.=R0 = 1.25×A1/3 (fm) in which A is the mass number
of the target.
The spin-orbit is of the Thomas form defined by
Vs.o. =−2VS
(
h¯
mpic
)2 1
r
d fS(r)
dr
S ·L, (3)
where the factor (h¯/(mpic))2 is the squared pion Compton wavelength, fS(r) is the WS form factor
defined as fS(r) = [1+exp((r−RS)/aS)]−1, in which aS, RS andVS are the diffuseness, the radius,
and the real depth of the spin-orbit potential, respectively.
In the phenomenological model, the nuclear central potential is of conventional type with
standard radial dependence, using the real strengthV and the imaginary strengthW in MeV [12,13]
Vcentral(r) =−[VR fR(r)+ i(WV fV (r)−4aDWD(d/dr) fD(r))]. (4)
Such a macroscopic optical potential consists of the set of parameters depending on not only the
mass and charge number of the target nucleus but also the energy and charge of the projectile. The
phenomenological optical model potentials for neutrons and protons with bombarding energies
from a few keV up to 200 MeV for the nuclei in the mass range 24 ≤ A ≤ 209 had been recently
reported in Ref. [14, 15]. However, for the energies below 10 MeV for lighter nuclei, there are a
wide diversity of difficulties in consistent study of dispersion relation between the real and imag-
inary parts. With the use of absorbed surface potential, Nodvik et al. [11] reported the sets of
48 NUCLEAR MEAN-FIELD DESCRIPTION OF PROTON ELASTIC SCATTERING BY 12,13C AT LOW ENERGIES
parameters of WS and Gaussian potentials to analyze the differential cross sections at the bom-
barding energies from about 12 MeV to 20 MeV. Recently, the WS parameters have been updated
via nucleon scattering upon light nuclei (A< 13) from 65 MeV to 75 MeV [10].
In the microscopic approach the optical potential can be calculated as the superposition of
interactions of incident proton and each target nucleon, namely folding model. In this approxima-
tion the incident proton does not perturb the density distribution of the target. The optical potential
of elastic scattering of nucleon upon the target A can be determined as
Vfold(r) =
∫
νNN(ρ, |R− r|)ρ(R)dR, (5)
where ρ is the nucleon density distribution of the ground-state (g.s.) target and νNN is the effective
interaction of incident proton and each target nucleon separated by the distance s = |R− r|, with
r and R are the positions of the proton and the nucleon in the target, respectively; with the origin
placed at the center of the target. In the context of a complex folded optical potential it is nec-
essary to renormalize (scale) slightly the real and imaginary part. A folded optical potential with
CDM3Y6 interaction used in the analysis of data of elastic scattering at a certain incident energy
E can be written as
Vcentral(r) = NRReVfold(r)+ iNIImVfold(r), (6)
where NR and NI are the renormalization factors for the real and imaginary folded potentials, re-
spectively. Due to the anti-symmetry of proton-nucleus system, the folded potential includes the
direct term Vdir. and exchange term Vexc., in which the exchange potential is non-local in coordi-
nate space. Recently, by R-matrix method, the nucleon-nucleus scattering equation was solved
directly with the non-local potential [7]. While, using the Wentzel-Kramers-Brillouin (WKB) ap-
proximation for the shift of the scattering wave by the spatial exchange of the incident nucleon
and that bound in the target, the exchange term becomes localized [16], the proton optical poten-
tial depends explicitly on energy via the proton relative momentum k(E,r) which is determined
self-consistently from the folded proton-nucleus potential as
k2(E,r) =
2µ
h¯2
[E−ReVfold(E,r)−Vcoul.(r)], (7)
with Vfold(E,r) =Vdir.(r)+Vexc.(E,r). More details of the folding model calculation can be found
in Ref. [6].
The important ingredient in the folding model is the density distribution of the nucleus. In
this study, the g.s. densities of targets 12C and 13C were given by the independent particle model
(IPM) [17]. Each single-nucleon wave function is then determined using a separate WS potential.
The WS depth was adjusted in each case to give the required binding energy using a fixed WS
diffuseness and the WS radius was fine-tuned for the proton g.s. density to have the root-mean-
squared (rms) radius close to that deduced from the measured charge radius. The nucleon binding
energies for the bound nucleons of the target were taken from the shell-model results. Fig. 1
illustrates the nucleon density distributions of the considered g.s. targets calculated using IPM.
The central part of the CDM3Yn interaction was used in the HF results explicitly as
νNN(ρ,s) = F00(ρ)v00(s)+F01(ρ)v01(s), (8)
with ν00 and ν01 being the isoscalar (IS) and isovector (IV) of the interaction, respectively. The
density dependence Fi(ρ) (i = 00,01) is parameterized as the combination of the interactions
N. L. ANH, P. N. HUAN AND N. H. PHUC 49
BDM3Y and DDM3Y [18]
Fi(ρ) =Ci[1+αi exp(−βiρ)+ γiρ]. (9)
The radial parts were derived from the M3Y-Paris interaction in terms of three Yukawa strengths
[18]
vi(s) =
3
∑
k=1
Yi(k)
exp(−µks)
µks
. (10)
In the present work, we use the version of CDM3Y6 interaction which was determined to repro-
duce the saturation properties of cold nuclear matter in the HF calculation. This density dependent
interaction has been successfully used in the analysis of folding model of nucleon-nucleus and
nucleus-nucleus scattering [6, 9, 19]. The imaginary density dependence of the CDM3Y6 inter-
action was determined using the similar density dependence as those used in the real interaction,
with the parameters determined at each energy to reproduce on the HF level the energy dependent
imaginary nucleon optical potential given by Jeukenne-Lejeune-Mahaux (JLM) parametrization
of the Brueckner-Hartree-Fock (BHF) results for nuclear matter [20]. The parameters of density
dependence, Yukawa strengths, and ranges can be found in Ref. [6]. Moreover, the nucleon mean-
field potential has been thoroughly investigated in a recent extended HF study of the single-particle
potential in nuclear matter using the CDM3Y6 density dependent version [6]. In this work, the
folding model of the nucleon optical potential of finite nuclei has been extended to take into ac-
count the rearrangement term (RT), and applied to the study of the elastic proton scattering on the
12C and 13C targets at the energies from 14 MeV to 22 MeV.
Fig. 1. Nucleon density distributions of g.s. 12C and 13C based on IPM.
III. RESULT AND DISCUSSION
The CDM3Y6 version of the folding model for the local nucleon optical potential dis-
cussed above has been adopted in this work to calculate the nucleon optical potential for the
study of the elastic proton scattering on 12C and 13C targets. In the previous results [7], the
50 NUCLEAR MEAN-FIELD DESCRIPTION OF PROTON ELASTIC SCATTERING BY 12,13C AT LOW ENERGIES
elastic scattering on intermediate-mass and heavy nuclei can be analyzed successfully without
renormalization of the strength of the real folded potential. To evaluate the validity of this ar-
gument for the case of light nuclei 12,13C, we remained unchanged NR = 1 and only adjusted
slightly the strength of imaginary potentials, while the phenomenological spin-orbit potential
was used [11]. From the optical model results obtained with the CDM3Y6 interaction shown
in Fig. 2 for elastic scattering 12C(p, p), one can see that there is not a good optical model de-
scription of the data [21] at several energies from 14.0 MeV to 19.4 MeV. The optical-model
description of the elastic 12C(p, p) and 13C(p, p) scattering data is given by the complex folded
optical potential obtained with the CDM3Y6 interaction with the best fits represented in Table 1.
Table 1. Parameters of the renormalization
factor of the imaginary folded potential fitted
to JLM with RT and without RT used in the
analysis of scattering.
E (MeV) NI (without RT) NI (with RT)
12C(p, p)
14.0 0.84 0.73
15.2 0.72 0.66
16.2 0.63 0.56
17.4 0.70 0.56
18.4 0.66 0.56
19.4 0.65 0.56
22.0 0.71 0.56
13C(p, p)
22.0 1.15 1.19
In this energy region, the differential cross sec-
tion data for elastic 13C(p, p) scattering data
are unavailable. While an overall renormaliza-
tion of the imaginary proton folded potential
without RT by a factor around 0.7 is needed
for a optical model description of elastic pro-
ton scattering data at the considered energies,
that with RT is lower, about 0.6. Although the
impact by the RT of the local folding approach
was pointed in the optical model results for
elastic nucleon scattering on the medium-mass
40,48Ca and 90Zr targets [7], it fails to analyze
the differential cross section of elastic scatter-
ing on lighter nuclei like 12C at low energies,
one can see the similar scenario for the case
without RT. At the forward angles one can see
that the folded optical potential performs quite
well, with the predicted elastic cross section.
However, there are discrepancies between the
folded potentials and experimental data at the
angles larger than 70 degrees. It is pointed out
that the limitation of the present microscopic
approach. Within the phenomenological optical model approach, Nodvik et al. [11] indicated that
the absorbed (imaginary) surface potential at these energies is more dominant than the absorbed
volume potential, while the imaginary folded potential based on JLM interaction is only defined as
a central volume potential. The addition of imaginary surface potential is necessary due to the fact
that it is characterized by the effect of strong coupling at low energies. As shown in Fig. 2, we can
see that there is a considerable difference between the calculated theoretical results and measured
data at the low energies. The deviation of the calculated values from the experimental data re-
duces gradually when the energy increases, which leads to that the coupling effect corresponding
to imaginary surface potential decreases in the increasing energy. As shown in Fig. 3, the differen-
tial cross sections were calculated using optical folded potential for both 12C(p, p) and 13C(p, p)
at 22 MeV in comparison with the experimental data in Ref. [22]. At this incident energy, the
theoretical results with the folding model are improved better at larger angles. We used the best
fits of the spin-orbit parameters are VS = 5.0 MeV, aS = 0.60 fm, RS = R0 for both 12C(p, p) and
N. L. ANH, P. N. HUAN AND N. H. PHUC 51
13C(p, p) at 22 MeV. We also tried to renormalize simultaneously the strengths of both the real and
imaginary parts but there is no significant improvement on the description of elastic scattering.
Fig. 2. Optical model description of the elastic p + 12C scattering data measured at the
proton incident energies in the range of 14.0 - 19.4 MeV [21] given by the folded optical
potential obtained with the CDM3Y6 interaction with RT and without RT, using the imag-
inary potential fitted to JLM interaction and the spin-orbit potential taken from Ref. [11].
The real folded potential was used with NR = 1, while the imaginary folded potential was
renormalized by the factor NI given in Table 1.
52 NUCLEAR MEAN-FIELD DESCRIPTION OF PROTON ELASTIC SCATTERING BY 12,13C AT LOW ENERGIES
Fig. 3. Optical model description of the elastic p + 12,13C scattering data measured at the
bombarding energy of 22 MeV [22] given by the folded optical potential obtained with
the CDM3Y6 interaction with RT and without RT, using the best-fit imaginary potential
fitted to JLM interaction. The real folded potential was used with NR = 1, while the
imaginary folded potential was renormalized by the factor NI given in Table 1.
Table 2. Parameters of the renormalization factor of real folded potential with RT and
without RT used in the analysis of scattering.
E (MeV) NR (without RT) NR (with RT)
12C(p, p)
14.0 1.01 1.13
15.2 1.02 1.11
16.2 1.04 1.16
17.4 1.02 1.15
18.4 1.10 1.24
19.4 1.13 1.27
22.0 1.14 1.28
13C(p, p)
22.0 1.15 1.30
N. L. ANH, P. N. HUAN AND N. H. PHUC 53
As mentioned above, using imaginary potentials built from the JLM interaction leads to the
failure of describing the elastic scattering on 12,13C by proton because of the absence of imaginary
surface potential. In order to examine the effectiveness of real folded potentials in the description
of elastic scattering, we use the phenomenologically imaginary potential including the volume
and surface parts as well as the spin-orbit potential taken from Ref. [11], and change slightly in
the strength of real folded potential. For the proton elastic scattering on 12,13C at 22 MeV, the
parameters of imaginary surface potential were taken as WD = 30 MeV, aD = 0.125 fm, RD = R0.
To have a good agreement in 13C(p, p) at 22 MeV, we adopted the weak imaginary volume po-
tential with WV = 5.0 MeV, aV = 0.6 fm, RV = R0. The results are shown in Figs. 4 and 5.
Fig. 4. The same Fig. 2 but using the phenomenological imaginary surface potential and
the spin-orbit potential taken from Ref. [11]. The real folded potential was renormalized
by the factor NR given in Table 2.
54 NUCLEAR MEAN-FIELD DESCRIPTION OF PROTON ELASTIC SCATTERING BY 12,13C AT LOW ENERGIES
Fig. 5. The same Fig. 3 but using the phenomenological imaginary surface potential.
The real folded potential was renormalized by the factor NR given in Table 2.
One can see that the addition of imaginary surface potential and the slight renormalization of the
real folded potential in this energy region are essential for the description of elastic scattering
data; especially, the improvement on the large scattering angles. The volume absorption of an
optical potential is unnecessary for the analysis of nucleon elastic scattering on 1p-shell nuclei
[12]. Indeed, the global optical potential of 1p-shell nuclei shows that the volume absorption is
effective at incident energies larger than 30 MeV [12]. The optical-model description of the elastic
12C(p, p) and 13C(p, p) scattering data is given by the complex folded optical potential obtained
using the CDM3Y6 interaction with RT and without RT with the best-fit NR shown in Table 2. The
real folded potential without RT is renormalized by the factor NR in the range of approximately
1.00− 1.15, whereas one with RT is NR ≈ 1.1− 1.3. In the restricted optical model calculation,
one can see that the CDM3Y6 without RT gives NR closer to unity compared to the case with
RT. However, the strong coupling effect caused by inelastic channel as well as non-locality affect
N. L. ANH, P. N. HUAN AND N. H. PHUC 55
significantly on the real potential. The reason why NR for the potential with RT is larger than one
without RT can be explained by these effects. Noticed that the parameters of the phenomenological
imaginary potential and the Thomas form of the spin-orbit potential could be found in Ref. [11].
IV. CONCLUSION
The present analysis shows that the proton-nucleus optical potential calculated microscop-
ically by the folding model using effective CDM3Y6 interaction with RT and without RT, whose
density-dependence accounts for the saturation properties of the nuclear matter, can be used in the
analysis of the elastic scattering of proton from light nuclei 12C and 13C in the energy range from
14 MeV to 22 MeV.
The imaginary folded potential fitted from JLM interaction gives a failed description of
proton elastic scattering on 12,13C, which implies that the volume absorption is ineffective in this
energy range. In order to improve the theoretical result, the addition of surface absorption and the
best-fit normalization NR > 1 are essential for the elastic channel.
Also, the inclusion of the RT into the folding model calculation of the nucleon optical
potential gives a similar trend in comparison with the case without RT, but the renormalization
factor NR in the case with RT is almost higher than one without RT whose NR is closer to unity.
It could be explained by the fact that strong coupling effects and non-locality can be found in the
elastic channel.
The obtained results in this work are the critical potential of upcoming low-energy re-
searches on nuclear astrophysics, where the nuclear reactions occur in the stellar environment,
and the astrophysical quantities could be then analyzed and evaluated.
ACKNOWLEDGMENT
The present research has been supported by Vietnam Atomic Energy Institute (VINATOM)
under the grant ÐTCB.01/19/VKHKTHN.
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